Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51623 | Apr 28, 2005 | SR-FICC-2004-17 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change To Modify the Assessment Process for Late Submissions of Collateral Made Through the GCF Repo Service and To Increase the Types of Securities Available To Satisfy Collateral Allocation Obligations See Also - Rel. No. 34-51413 |
| 34-51579 | Apr 20, 2005 | SR-FICC-2005-08 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Types of Securities Eligible for FICC's GCF Repo Service to Include Treasury-Inflation Protected Securities |
| 34-51550 | Apr 15, 2005 | SR-FICC-2005-07 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Establish a Firm Deadline by Which Members of the Government Securities Division Must Satisfy Clearing Fund Deficiencies See Also - Rel. No. 34-51754 |
| 34-51441 | Mar 28, 2005 | SR-FICC-2005-06 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Change the Minimum Margin Deficiency Call Amount for Participants in Its Mortgage-Backed Securities Division See Also - Rel. No. 34-51673 |
| 34-51440 | Mar 28, 2005 | SR-FICC-2004-23 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change To Change the Notice Period Required for the Closing of Participant Accounts or Withdrawing From Membership in Its Mortgage-Backed Securities Division See Also - Rel. No. 34-51206 |
| 34-51413 | Mar 23, 2005 | SR-FICC-2004-17 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change To Modify the Assessment Process for Late Submissions of Collateral Made Through the GCF Repo Service and To Increase the Types of Securities Available To Satisfy Collateral Allocation Obligations See Also - Rel. No. 34-51623 |
| 34-51412 | Mar 23, 2005 | SR-FICC-2004-13 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Amend the Rules of the Mortgage-Backed Securities Division To Impose Fines on Members for Violations of Minimum Financial Standards and To Modify the Penalty Assessment Process for Failures of Members To Submit Requisite Financial Reports on a Timely Basis See Also - Rel. No. 34-51146 |
| 34-51385 | Mar 16, 2005 | SR-FICC-2004-14 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change Relating to Membership Requirements View Received Comments See Also - Rel. No. 34-51018 |
| 34-51365 | Mar 14, 2005 | SR-FICC-2004-15 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of an Amended Proposed Rule Change Relating to Trade Submission Requirements and Pre-Netting View Received Comments See Also - Rel. No. 34-51908, Rel. No. 34-50607 |
| 34-51354 | Mar 10, 2005 | SR-FICC-2004-18 | Fixed Income Clearing Corporation (FICC) | Order Granting Approval of a Proposed Rule Change To Clarify Certain Sections of the Loss Allocation Rule of Its Government Securities Division See Also - Rel. No. 34-51037 |