Comments on FICC Rulemaking
Notice of Filing of a Proposed Rule Change Relating to Membership Requirements
(Release No. 34-51018; File No. SR-FICC-2004-14)
- Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers, February 9, 2005 (File name: srficc200414-1.pdf)
- Memorandum from the Division of Market Regulation regarding a November 17, 2004 meeting with representatives of the Institute of International Bankers, dated March 15, 2005 (File name: iib111704.pdf)
- Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers, October 26, 2004 (File name: iib102604.pdf)
- Kevin M. Brandt, Director, III Global Ltd. III Finance Ltd. III Relative ValueIMacro Hub Fund Ltd., October 25, 2004 (File name: srficc200414-2.pdf)
http://www.sec.gov/rules/sro/ficc/ficc200414.shtml