Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-81054 | Jun 29, 2017 | SR-FICC-2017-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice Filing to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Rel. No. 34-80520, Rel. No. 34-80191 |
| 34-80731 | May 19, 2017 | SR-NSCC-2017-801, SR-FICC-2017-804, SR-DTC-2017-801 | National Securities Clearing Corporation (NSCC-AN), Fixed Income Clearing Corporation (FICC-AN), The Depository Trust Company (DTC-AN) | Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Rel. No. 34-80394, Release No. 34-80395, Rel. No. 34-80396 |
| 34-80546 | Apr 27, 2017 | SR-FICC-2017-803 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice Filing to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes |
| 34-80520 | Apr 25, 2017 | SR-FICC-2017-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Extension of Review Period of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Rel. No. 34-81054, Rel. No. 34-80191 |
| 34-80395 | Apr 7, 2017 | SR-FICC-2017-804 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Exhibit 5, Rel. No. 34-80731 |
| 34-80361 | Apr 3, 2017 | SR-FICC-2017-803 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes See Also - Exhibit 5 |
| 34-80341 | Mar 30, 2017 | SR-FICC-2017-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice Filing to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies View Received Comments See Also - Rel. No. 34-80139 |
| 34-80191 | Mar 9, 2017 | SR-FICC-2017-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Exhibit 5, Rel. No. 34-81054 |
| 34-80139 | Mar 2, 2017 | SR-FICC-2017-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-80341 |
| 34-79843 | Jan 19, 2017 | SR-FICC-2016-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice Filing to Implement a Change to the Methodology Used in the MBSD VaR Model |