Comments on FICC Advance Notice Rulemaking
Notice of Filing of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
[Release No. 34-80191; File No. SR-FICC-2017-802]
Meetings with SEC Officials
|
Jun. 19, 2017 |
Memorandum from the Division of Trading and Markets regarding a June 15, 2017, meeting with representatives of the Industrial and Commercial Bank of China Financial Services LLC, Ronin Capital LLC, Rosenthal Collins Group LLC, and Cadwalader, Wickersham & Taft LLP
|
Jun. 2, 2017 |
Memorandum from the Division of Trading and Markets regarding a June 2, 2017, meeting with representatives of South Street Securities, LLC
|