Comments on FICC Advance Notice Rulemaking

Notice of Filing of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook

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Date Received
Date Letter Type Commenter Name
Public Comment Alan Levy, Managing Director, Industrial and Commercial Bank of China Financial Services LLC, et al.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 15, 2017, meeting with representatives of the Industrial and Commercial Bank of China Financial Services LLC, Ronin Capital LLC, Rosenthal Collins Group LLC, and Cadwalader, Wickersham & Taft LLP
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 2, 2017, meeting with representatives of South Street Securities, LLC
File Number
SR-FICC-2017-802
Release Number
34-80191
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