Comments on FICC Advance Notice Rulemaking

Notice of Filing of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook

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Date Sort descending	Letter Type	Commenter Name
June 27, 2017	Public Comment	Alan Levy, Managing Director, Industrial and Commercial Bank of China Financial Services LLC, et al.
June 19, 2017	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a June 15, 2017, meeting with representatives of the Industrial and Commercial Bank of China Financial Services LLC, Ronin Capital LLC, Rosenthal Collins Group LLC, and Cadwalader, Wickersham & Taft LLP
June 2, 2017	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a June 2, 2017, meeting with representatives of South Street Securities, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FICC-2017-802

Release Number

34-80191