The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-48145 | Jul 9, 2003 | SR-DTC-2003-03 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modifications to Settlement Progress Payments Procedures |
| 34-47978 | Jun 4, 2003 | SR-DTC-2003-02 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Concerning Requests for Withdrawal of Certificates by Issuers View Received Comments |
| 34-43541 | Nov 9, 2000 | SR-DTC-00-10 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to the Combination of the Depository Trust Company's TradeSuite Institutional Trade Processing Services With Thomson-Financial ESG's Institutional Trade Processing Services View Received Comments See Also - Notice of Filing |
| 34-41799 | Aug 27, 1999 | SR-DTC-99-20 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Implementing a Freeze on New Participant Accounts and a Contingency Plan for Withdrawal by Transfer Transactions |
| 34-41032 | Feb 9, 1999 | SR-DTC-99-01 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Allowing DTC to Charge a Low Volume Tender Offer Processing Fee |
| 34-40696 | Nov 20, 1998 | SR-DTC-98-18 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Validation Testing |
| 34-39832 | Apr 6, 1998 | SR-DTC-95-23 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change Implementing the Matching Feature in the Institutional Delivery System |
| 34-37800 | Oct 9, 1996 | SR-DTC-96-15 | The Depository Trust Company (DTC) | Notice of Filing of an Amendment to a Proposed Rule Change Relating to the Procedures To Establish a Direct Registration System See Also - Rel. No. 34-37778 |
| 34-37778 | Oct 3, 1996 | SR-DTC-96-15 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to the Procedures to Establish a Direct Registration System See Also - Rel. No. 34-37800 |