The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-40696 | Nov 20, 1998 | SR-DTC-98-18 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Validation Testing |
| 34-39832 | Apr 6, 1998 | SR-DTC-95-23 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change Implementing the Matching Feature in the Institutional Delivery System |
| 34-37800 | Oct 9, 1996 | SR-DTC-96-15 | The Depository Trust Company (DTC) | Notice of Filing of an Amendment to a Proposed Rule Change Relating to the Procedures To Establish a Direct Registration System See Also - Rel. No. 34-37778 |
| 34-37778 | Oct 3, 1996 | SR-DTC-96-15 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to the Procedures to Establish a Direct Registration System See Also - Rel. No. 34-37800 |