The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49924 | Jun 28, 2004 | SR-DTC-2004-05 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to the Look-Ahead Process See Also - Rel. No. 34-50182 |
| 34-49930 | Jun 28, 2004 | SR-DTC-2003-09 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to Establishing a New Service To Destroy Certain Certificates View Received Comments See Also - Rel. No. 34-49080 |
| 34-49777 | May 26, 2004 | SR-DTC-2004-04 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Establish a Valued Delivery Order Interface With the National Securities Clearing Corporation See Also - Rel. No. 34-50025 |
| 34-49764 | May 25, 2004 | SR-DTC-2003-10 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to a New Messaging Service for Stock Loan Recalls See Also - Rel. No. 34-50029 |
| 34-49709 | May 14, 2004 | SR-DTC-2004-03 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to the Processing of Deliveries in DTC's Money Market Instrument Program See Also - Rel. No. 34-50006 |
| 34-49618 | Apr 26, 2004 | SR-DTC-2003-12 | The Depository Trust Company (DTC) | Order Granting Approval of Proposed Rule Change Relating to the Processing of Maturity Presentments in DTC's Money Market Instrument Program View Received Comments See Also - Rel. No. 34-48775 |
| 34-49489 | Mar 26, 2004 | SR-DTC-2004-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of TaxReclaim Service |
| 34-49446 | Mar 18, 2004 | SR-DTC-2004-02 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of the Global Corporate Action Hub as a DTC Service |
| 34-49080 | Jan 14, 2004 | SR-DTC-2003-09 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Establish a New Service To Destroy Certain Certificates and To Implement a Fee for Custody of Certain Certificates Not To Be Destroyed View Received Comments See Also - Rel. No. 34-49930 |
| 34-48775 | Nov 12, 2003 | SR-DTC-2003-12 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to the Processing of Maturity Presentments in DTC's Money Market Instrument Program View Received Comments See Also - Rel. No. 34-49618 |