The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78520 | Aug 9, 2016 | SR-DTC-2016-005 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Regarding the Implementation of Functionality To Submit a Cover of Protect on Behalf of Another Participant and the Removal of the Option To Cover of Protect Directly With Agent See Also - Exhibit 5, Rel. No. 34-78935 |
| 34-78379 | Jul 21, 2016 | SR-DTC-2016-003 | The Depository Trust Company (DTC) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Pursuant to Which DTC Would Impose Deposit Chills and Global Locks and Provide Fair Procedures to Issuers View Received Comments See Also - Rel. No. 34-79488, Rel. No. 34-78774, Rel. No. 34-77991 |
| 34-78358 | Jul 19, 2016 | SR-DTC-2016-004 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Establish a Link With Euroclear See Also - Rel. No. 34-78031 |
| 34-78031 | Jun 10, 2016 | SR-DTC-2016-004 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Establish a Link With Euroclear See Also - Exhibit 5, Rel. No. 34-78358 |
| 34-77991 | Jun 3, 2016 | SR-DTC-2016-003 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Pursuant to Which It Would Impose Deposit Chills and Global Locks and Provide Fair Procedures to Issuers View Received Comments See Also - Exhibit 5, Rel. No. 34-79488, Rel. No. 34-78774, Rel. No. 34-78379 |
| 34-77043 | Feb 3, 2016 | SR-DTC-2016-002 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Discontinuance of the Facsimile and Hardcopy Delivery Methods of Security Position Reports See Also - Exhibit 5 |
| 34-76887 | Jan 13, 2016 | SR-DTC-2015-011 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks See Also - Rel. No. 34-76510 |
| 34-76870 | Jan 11, 2016 | SR-DTC-2016-001 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Custody Service Guide To Codify Its Current Procedures for Assigning a Value to Custody Service Securities for Shipping Insurance Valuation Purposes |
| 34-76811 | Dec 31, 2015 | SR-DTC-2015-013 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Date for Retirement of Computer to Computer Facility Corporate Action Announcement Files, and Implementing a Fee Associated With Its Use See Also - Exhibit 5 |
| 34-76802 | Dec 30, 2015 | SR-DTC-2015-012 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Fee To Be Charged To Transfer Agents of DTC-Eligible Issues Subject to a Corporate Action View Received Comments See Also - Exhibit 5 |