Comments on DTC Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Fee to Be Charged to Transfer Agents of DTC-eligible Issues Subject to a Corporate Action

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Daniel Carter, Vice President of Client Services, Colonial Stock Transfer Company, Inc., Salt Lake City, Utah

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-DTC-2015-012
Release Number
34-76802
How to submit comments