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Comments on DTC Rulemaking
Notice of Filing of Proposed Rule Change Pursuant to Which It Would Impose Deposit Chills and Global Locks and Provide Fair Procedures to Issuers
(Release No. 34-77991; File No. SR-DTC-2016-003)
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| Oct. 17, 2016 | Ann K. Shuman, Managing Director and Deputy General Counsel, The Depository Trust Clearing Corporation, New York, New York |
| Oct. 3, 2016 | Charles V. Rossi, Chairman, STA Board Advisory Committee, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| Sep. 4, 2016 | Norman B. Arnoff, Esq. |
| Aug. 30, 2016 | Harvey J. Kesner, Esquire, Attorney, Sichenzia Ross Friedman Ference, New York, New York |
| Aug. 29, 2016 | Charles V. Rossi, Chairman, STA Board Advisory Committee, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| Aug. 22, 2016 | Isaac Montal, Managing Director and Deputy General Counsel, DTCC, New York, New York |
| Aug. 11, 2016 | Harvey J. Kesner, Esq., Attorney, New York, New York |
| Jul. 21, 2016 | Ann K. Shuman, Managing Director and Deputy General Counsel, DTCC, New York, New York |
| Jun. 30, 2016 | Dorian Deyet, CST,CIW, Information Systems, Issuer, AFSCME Trustee, Compton, California |
| Jun. 30, 2016 | Charles V. Rossi, The Securities Transfer Association, Inc., Hazlet, New Jersey |
http://www.sec.gov/comments/sr-dtc-2016-003/dtc2016003.shtml
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