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Comments on DTC Rulemaking

Notice of Filing of Proposed Rule Change Pursuant to Which It Would Impose Deposit Chills and Global Locks and Provide Fair Procedures to Issuers

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Date Sort descending	Letter Type	Commenter Name
Oct. 17, 2016	Public Comment	Ann K. Shuman, Managing Director and Deputy General Counsel, The Depository Trust Clearing Corporation, New York, New York
Oct. 3, 2016	Public Comment	Charles V. Rossi, Chairman, STA Board Advisory Committee, The Securities Transfer Association, Inc., Hazlet, New Jersey
Sept. 4, 2016	Public Comment	Norman B. Arnoff, Esq.
Aug. 30, 2016	Public Comment	Harvey J. Kesner, Esquire, Attorney, Sichenzia Ross Friedman Ference, New York, New York
Aug. 29, 2016	Public Comment	Charles V. Rossi, Chairman, STA Board Advisory Committee, The Securities Transfer Association, Inc., Hazlet, New Jersey
Aug. 22, 2016	Public Comment	Isaac Montal, Managing Director and Deputy General Counsel, DTCC, New York, New York
Aug. 11, 2016	Public Comment	Harvey J. Kesner, Esq., Attorney, New York, New York
July 21, 2016	Public Comment	Ann K. Shuman, Managing Director and Deputy General Counsel, DTCC, New York, New York
June 30, 2016	Public Comment	Charles V. Rossi, The Securities Transfer Association, Inc., Hazlet, New Jersey
June 30, 2016	Public Comment	Dorian Deyet, CST,CIW, Information Systems, Issuer, AFSCME Trustee, Compton, California

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-DTC-2016-003

Release Number

34-77991

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