SEC.gov | Rulemaking Activity

This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.


Issue Date	File Number	Rulemaking	Status
Oct. 13, 2009	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers Corporation Finance	Final Rule Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers 33-9072, 34-60813 View Related Activity
June 22, 2009	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers Corporation Finance	Final Rule Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers 33-8934A, 34-58028A, 33-8889 View Related Activity
June 26, 2008	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers Corporation Finance	Final Rule Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers 33-8934, 34-58028 View Related Activity
Feb. 1, 2008	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers Corporation Finance	Proposed Rule Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers 33-8889, 34-57258, 33-8934A View Related Activity
Dec. 15, 2006	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies Corporation Finance	Final Rule Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies 33-8760, 34-54942 View Related Activity
Aug. 9, 2006	S7-06-03	Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006] Corporation Finance	Proposed Rule Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies 33-8731 View Related Activity
Aug. 9, 2006	S7-06-03	Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006] Corporation Finance	Final Rule Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006] 33-8730A, 34-54294A View Related Activity
Sept. 22, 2005	S7-40-02, S7-06-03	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers Corporation Finance	Final Rule Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Companies That Are Not Accelerated Filers 33-8618, 34-52492
March 2, 2005	S7-40-02, S7-06-03	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers Corporation Finance	Final Rule Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers 33-8545, 34-51293
Feb. 24, 2004	S7-40-02, S7-06-03	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports Corporation Finance	Final Rule Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports 33-8392
June 5, 2003	S7-40-02, S7-06-03	Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 Corporation Finance	Final Rule Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports 33-8238
March 21, 2003	S7-06-03	Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports Corporation Finance	Proposed Rule Certification of Disclosure in Certain Exchange Act Reports 33-8212 View Related Activity
Oct. 22, 2002	S7-40-02, S7-06-03	Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 Corporation Finance	Proposed Rule Disclosure Required by Sections 404, 406 and 407 of the Sarbanes-Oxley Act of 2002 33-8138

Last Reviewed or Updated: Sept. 13, 2024

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