Rulemaking Activity

This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

Issue Date File Number Rulemaking Status
S7-40-02, S7-06-03 Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers
Corporation Finance
Final Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Companies That Are Not Accelerated Filers
33-8618, 34-52492
S7-40-02, S7-06-03 Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers
Corporation Finance
Final Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers
33-8545, 34-51293
S7-40-02, S7-06-03 Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports
Corporation Finance
Final Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports
33-8392
S7-40-02, S7-06-03 Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002
Corporation Finance
Final Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports
33-8238
S7-40-02 Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002
Corporation Finance
Final Rule
Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002; Correction
33-8177A
View Related Activity
S7-33-02, S7-40-02 Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002
Corporation Finance
Final Rule
Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002
34-47262
S7-40-02 Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002
Corporation Finance
Final Rule
Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002
33-8177
View Related Activity
S7-40-02, S7-06-03 Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002
Corporation Finance
Proposed Rule
Disclosure Required by Sections 404, 406 and 407 of the Sarbanes-Oxley Act of 2002
33-8138

Last Reviewed or Updated: Sept. 13, 2024