34-84356
Oct. 4, 2018
265-30
Fixed Income Market Structure Advisory Committee Federal Register version (83 FR 51026)
34-84368
Oct. 4, 2018
SR-CboeBZX-2018-001
In the Matter of the Cboe BZX Exchange, Inc.; For an Order of Disapproval of Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF (File No. SR-CboeBZX-2018-001); Order Scheduling Filing of Statements on Review View Received Comments Federal Register version (83 FR 51520)
34-84370
Oct. 4, 2018
SR-NYSEArca-2018-02
In the Matter of the NYSE Arca, Inc. For an Order of Disapproval of Proposed Rule Change Relating To Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares, and Direxion Daily Bitcoin 2X Bear Shares Under NYSE Arca Rule 8.200-E (File No. SR-NYSEArca-2018-02); Order Scheduling Filing of Statements on Review Federal Register version (83 FR 51531)
34-84369
Oct. 4, 2018
SR-NYSEArca-2017-139
Securities Exchange Act of 1934 Federal Register version (83 FR 51520)
33-10563, 34-84307
Sept. 28, 2018
Walgreens Boots Alliance, Inc.
34-84313
Sept. 28, 2018
10-233
MIAX EMERALD, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: Form 1 Application and Exhibits , Release No. 34-84891 Federal Register version (83 FR 49965)
34-84270
Sept. 24, 2018
2018-13
Order Determining Whistleblower Award Claim
34-84210, IC-33240
Sept. 19, 2018
Order concerning Hurricane Florence (Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder)
34-84125
Sept. 14, 2018
2018-12
Order Determining Whistleblower Award Claim
34-84046
Sept. 6, 2018
2018-11
Order Determining Whistleblower Award Claim
33-10538, 34-83935
Aug. 24, 2018
Order Making Fiscal Year 2019 Annual Adjustments to Registration Fee Rates Federal Register version (83 FR 44101)
33-10531, 34-83874
Aug. 17, 2018
265-28
Investor Advisory Committee Meeting Federal Register version (83 FR 42552)
34-83856
Aug. 15, 2018
SR-FINRA-2010-056
Order Granting Petition for Review and Scheduling Filing of Statements Rel. No. 34-63933 , Rel No. 34-63316 Federal Register version (83 FR 42340)
33-10527, 34-83787, IA-4978, IC-33194
Aug. 9, 2018
S7-20-18
Regulatory Flexibility Agenda Comments Due: View Received Comments Federal Register version (83 FR 58167)
34-83760
Aug. 3, 2018
Order Denying Applications by New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., and NYSE National, Inc., Respectively, for Confidential Treatment Pursuant to Rule 24b-2 under the Exchange Act for Material Filed Pursuant to Rule 6a-2 under the Exchange Act 34-84497
34-83723
July 26, 2018
SR-BatsBZX-2016-30
Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Winklevoss Bitcoin Trust Federal Register version (83 FR 37579)
34-83689
July 23, 2018
2018-10
Order Determining Whistleblower Award Claim
34-83475
June 20, 2018
265-30
Fixed Income Market Structure Advisory Committee Comments Due: Federal Register version (83 FR 29582)
