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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
34-84985	Jan. 15, 2019	265-30	Fixed Income Market Structure Advisory Committee Meeting (Notice of Meeting Cancellation - Monday, January 28)
34-84943	Dec. 21, 2018	265-30	Fixed Income Market Structure Advisory Committee *Comments Due:* January 23, 2019 View Received Comments Submit a Comment on 265-30 Federal Register version (83 FR 67396)
34-84891	Dec. 20, 2018	10-233	In the Matter of the Application of MIAX EMERALD, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission See Also - Release no. 34-84313, Form 1 Application and Exhibits Federal Register version (83 FR 67421)
33-10592, 34-84877	Dec. 19, 2018		Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2019
33-10589	Dec. 19, 2018		Capital States Capital Markets, LLC (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(iv)(B) Disqualification Provision)
33-10588, 34-84842	Dec. 18, 2018	S7-26-18	Request for Comment on Earnings Releases and Quarterly Reports *Comments Due:* March 21, 2019 View Received Comments Submit a Comment on S7-26-18 Federal Register version (83 FR 65601)
34-84709	Nov. 30, 2018	10-234	Long-Term Stock Exchange, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 *Comments Due:* 45 days from publication in the Federal Register View Received Comments See Also - Findings, Opinion, and Order of the Commission, Form 1 Application and Exhibits, Letter Consenting to Extension of Initial Review Period Submit a Comment on 10-234 Federal Register version (83 FR 62941)
34-84689	Nov. 29, 2018		Order Regarding Alternative Net Capital Computation for BofAML Securities, Inc.
33-10576, 34-84640, 39-2523, IA-5067, IC-33298	Nov. 21, 2018	S7-25-18	List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-25-18 Federal Register version (83 FR 60791)
34-84614	Nov. 16, 2018	SR-BOX-2018-24	BOX Exchange LLC (Order Granting Petition for Review and Scheduling Filing of Statements) See Also - Rel. No. 83728, Rel. No. 84168, Rel. No. 85184
33-10573, 34-84574	Nov. 9, 2018	265-28	Investor Advisory Committee Meeting Submit a Comment on 265-28 Federal Register version (83 FR 57786)
34-84506	Oct. 30, 2018	2019-1	Order Determining Whistleblower Award Claim
34-84503	Oct. 30, 2018	2019-2	Order Determining Whistleblower Award Claim
34-84497	Oct. 29, 2018		Order Lifting the Automatic Stay of the Order Denying Applications by New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., and NYSE National, Inc., Respectively, for Confidential Treatment Pursuant to Rule 24b-2 under the Exchange Act for Material Filed Pursuant to Rule 6a-2 under the Exchange Act
33-10568, 34-84441	Oct. 17, 2018	265-28	Investor Advisory Committee Meeting Federal Register version (83 FR 53337)
34-84440, IC-33272	Oct. 16, 2018		Order concerning Hurricane Michael (Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder)

Last Reviewed or Updated: June 28, 2024