34-44177
April 12, 2001
4-208
Order Approving Plan Establishing Procedures Under Rule 11Ac1-5 by the American Stock Exchange, Boston Stock Exchange, Chicago Stock Exchange, Cincinnati Stock Exchange, National Association of Securities Dealers, New York Stock Exchange, Pacific Exchange, and Philadelphia Stock Exchange Federal Register version (66 FR 19814)
33-7964
March 23, 2001
S7-08-01
Securities Uniformity; Annual Conference on Uniformity of Securities Laws Comments Due: View Received Comments Federal Register version (66 FR 17207) Note: Comments received are available
34-43992
Feb. 21, 2001
4-208
Notice of Filing of Proposed Plan Establishing Procedures Under Rule 11Ac1-5 by the American Stock Exchange, Boston Stock Exchange, Chicago Stock Exchange, Cincinnati Stock Exchange, National Association of Securities Dealers, New York Stock Exchange, Pacific Exchange, and Philadelphia Stock Exchange Federal Register version (66 FR 12571)
No release number 4
Feb. 9, 2001
Chairman Arthur Levitt (Letter to industry regarding T+1)
34-43909
Jan. 31, 2001
Berkshire Hathaway, Inc. (Order Declining Review)
PA-31
Jan. 19, 2001
S7-02-01
Privacy Act of 1974: Notice of Modifications to a System of Records and Establishment of a New System of Records View Received Comments Federal Register version (66 FR 7820) Note: Comments received are available
34-43142
Aug. 10, 2000
Berkshire Hathaway, Inc. (Order Declining Review)
PA-29
July 28, 2000
S7-15-00
Privacy Act of 1974: Establishment of a New System of Records: Child Care Subsidy Program (SEC-41) Federal Register version (65 FR 49037)
IA-1888
July 28, 2000
Designation of NASD Regulation, Inc. To Establish and Maintain the Investment Adviser Registration Depository; Approval of IARD Fees Federal Register version (65 FR 47807)
No release number 3
July 26, 2000
Decimals Implementation Plan for the Equities and Options Markets, Exchange Committee on Decimals Submitted July 24, 2000
35-27816
June 14, 2000
S7-16-04
Rulemaking for EDGAR System Federal Register version (69 FR 13689)
34-42914
June 13, 2000
Order Directing the Exchanges and the National Association of Securities Dealers, Inc. to Submit a Phase-in Plan to Implement Decimal Pricing in Equity Securities and Options; Pursuant to Section 11A(a)(3)(B) of the Securities Exchange Act of 1934 Federal Register version (65 FR 38010)
34-42906
June 7, 2000
In the Matter of the Investment Dealers Association of Canada; Order Granting Exemption Federal Register version (65 FR 37678)
IA-1869
April 27, 2000
4-433
Roundtable on Investment Adviser Regulatory Issues View Received Comments Federal Register version (65 FR 25776)
34-42685
April 13, 2000
4-430
Order Staying the Deadlines for Decimal Implementation and Notice of Request for Comment on Revised Decimal Implementation Schedules View Received Comments 4-430 Comments received electronically are available Federal Register version (65 FR 21046) Note: Comments received electronically are available
35-27154
March 15, 2000
National Grid Group plc (Order Approving Acquisition) International Series
33-7808
March 10, 2000
S7-08-00
Securities Uniformity; Annual Conference on Uniformity of Securities Laws Federal Register version (65 FR 14325)
34-42516
March 10, 2000
4-430
Supplemental Standards of Ethical Conduct for Employees of the Department of Agriculture Federal Register version (65 FR 21239)
34-42455
Feb. 24, 2000
10-127
In the Matter of the Application of The International Securities Exchange LLC for Registration as a National Securities Exchange; Findings and Opinion of the Commission Federal Register version (65 FR 11387)
34-42450
Feb. 23, 2000
SR-NYSE-99-48
Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. to Rescind Exchange Rule 390; Commission Request for Comment on Issues Relating to Market Fragmentation Comments Due: View Received Comments SR-NYSE-99-48 Comments received electronically are available Federal Register version (65 FR 10577)
34-42360
Jan. 28, 2000
4-430
Order Directing the Exchanges and the National Association of Securities Dealers, Inc. To Submit a Decimalization Implementation Plan Pursuant to Section 11A(a)(3)(B) of the Securities Exchange Act of 1934 View Received Comments 4-430 Comments received electronically are available Federal Register version (65 FR 5003)
34-42331
Jan. 12, 2000
S7-02-00
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act Comments Due: Federal Register version (65 FR 3399)
PA-28
Dec. 2, 1999
S7-27-99
Privacy Act of 1974: Notice of Modifications to a System of Records and the Establishment of a New System of Records Federal Register version (64 FR 69051)
34-42042
Oct. 20, 1999
10-127
International Securities Exchange LLC; Notice of Filing of Amendment No. 1 to the Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: Federal Register version (64 FR 57668)
34-41439
May 24, 1999
10-127
International Securities Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments 45 days after date of publication in the Federal Register Comments received electronically are available Federal Register version (64 FR 29367)
