34-48063
June 19, 2003
List of Foreign Issuers That Have Submitted Information Under the Exemption Relating to Certain Foreign Securities Federal Register version (68 FR 37870)
34-47950
May 30, 2003
Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder Extending a De Minimis Exemption for Transactions in Certain Exchange-Traded Funds From the Trade-Through Provisions of the Intermarket Trading System Federal Register version (68 FR 33748)
34-47778
May 1, 2003
S7-10-03
Notice of Solicitation of Public Views Regarding Possible Changes to the Proxy Rules Comments Due: View Received Comments Review of the Proxy Process and Appendix A - Summary of Comments Federal Register version (68 FR 24530)
33-8225
April 30, 2003
Order Making Fiscal Year 2004 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934 Federal Register version (68 FR 24027)
33-8223
April 25, 2003
Order Regarding Section 101(d) of the Sarbanes-Oxley Act of 2002
33-8222
April 25, 2003
Order Regarding Section 103(a)(3)(B) of the Sarbanes-Oxley Act of 2002
PA-33
April 23, 2003
S7-09-03
Privacy Act of 1974: Establishment of a New System of Records: Emergency Contingency Plan System (SEC-51) Federal Register version (68 FR 23168)
34-47683
April 16, 2003
Order Regarding the Collateral Broker-Dealer Must Pledge When Borrowing Customer Securities International Series
34-47591
March 28, 2003
S7-30-02
Regulation Analyst Certification Proposed Rule Rel. No. 33-8119 , and comments Federal Register version (68 FR 16313)
IA-2117
March 26, 2003
4-476
Roundtable Discussions Relating to Hedge Funds Comments Due: View Received Comments Federal Register version (68 FR 15488)
34-47570
March 26, 2003
S7-26-98
Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934 Federal Register version (68 FR 15488)
33-8207
March 17, 2003
S7-05-03
Securities Uniformity; Annual Conference on Uniformity of Securities Laws Comments Due: View Received Comments Federal Register version (68 FR 14439)
33-8205
March 17, 2003
Merrill Lynch & Co., Inc. (Order Granting Waiver Under Rule 602(e) of the Securities Act of 1933)
33-8206
March 17, 2003
Merrill Lynch & Co., Inc. (Order Granting Waivers Under Section 27A(b) of the Securities Act of 1933, and Section 21E(b) of the Securities Exchange Act of 1934
34-47425
Feb. 28, 2003
Order Making Fiscal 2003 Mid-Year Adjustment to the Fee Rates Applicable Under Sections 31(b) and (c) of the Securities Exchange Act of 1934 Federal Register version (68 FR 10925)
34-47375
Feb. 19, 2003
Relational Investors LLC (Order Declining to Review the Determination of the Division of Investment Management to Deny Confidential Treatment)
34-47319
Feb. 5, 2003
Order Exempting Options Specialists From Section 11(b) of the Securities Exchange Act of 1934 When Accepting Certain Types of Complex Orders Federal Register version (68 FR 7156)
34-47061
Nov. 26, 2002
600-19
Philadelphia Depository Trust Company; Notice of Request for Comment and Order Granting Request for Withdrawal from and Cancellation of Registration as Clearing Agency Federal Register version (67 FR 79172)
34-46921
Nov. 26, 2002
Financial Information (Order Extending Exemption)
35-27574
Oct. 7, 2002
Enron Corp. (Order Scheduling Hearing Under Section 19 of the Public Utility Holding Company Act of 1935) additional materials listed on the Enron Spotlight page
IC-25729
Sept. 13, 2002
The Mexico Fund, Inc. (Notice of Application and Commission Statement)
4-464, AAER-1620
Aug. 29, 2002
Sworn Statements (Order Requiring Filing Under Section 21(a)(1) of the Securities Exchange Act of 1934) Release No. 34-46429
34-46428
Aug. 28, 2002
Exchange-Traded Funds (Order Granting De Minimis Exemption Under Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder)
34-46313
Aug. 6, 2002
S7-31-02
Ownership Reports and Trading by Officers, Directors and Principal Security Holders Comments Due: View Received Comments 2002. Rel. No. 33-8090 , and comments Federal Register version (67 FR 51900)
