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Reports and Publications

This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.

Date Title Category
FY 2021 Service Contract Inventory Planned Analysis for FY 2022 (PDF) Service Contract Inventory
FY 2021 SEC Service Contract Inventory (PDF) Service Contract Inventory
FY 2020 Service Contract Inventory Planned Analysis for FY 2021 (PDF) Service Contract Inventory
FY 2020 SEC Service Contract Inventory (PDF) Service Contract Inventory
FY 2019 Service Contract Inventory with Planned Analysis of FY 2020 Inventory (PDF) Service Contract Inventory
FY 2019 Service Contract Inventory Analysis (PDF) Service Contract Inventory
FY 2018 Service Contract Inventory with Planned Analysis of FY 2019 Inventory (PDF) Service Contract Inventory
FY 2018 Service Contract Inventory Analysis (PDF) Service Contract Inventory
FY 2016 Service Contract Inventory Analysis (PDF) Service Contract Inventory
FY 2016 Service Contract Inventory with Planned Analysis of FY 2017 Inventory (PDF) Service Contract Inventory
FY 2017 Service Contract Inventory Analysis (PDF) Service Contract Inventory
Planned Analysis of FY 2018 Inventory (PDF) Service Contract Inventory
FY 2015 Service Contract Inventory Analysis (PDF) Service Contract Inventory
Planned Analysis of FY 2016 Inventory (PDF) Service Contract Inventory
SEC FY2015 Appendix B and C SCI Details (XLSX) Service Contract Inventory
SEC FY2015 Supplement SCI (XLSX) Service Contract Inventory
Planned Analysis of FY 2015 Inventory (PDF) Service Contract Inventory
SEC FY2013 Appendix C SCI Summary (PDF) Service Contract Inventory
SEC FY2013 Appendix B SCI Detail (PDF) Service Contract Inventory
FY 2013 Service Contract Inventory Analysis (PDF) Service Contract Inventory
Planned Analysis of FY 2013 Inventory (PDF) Service Contract Inventory
SEC FY2014 Appendix B and C SCI Details (XLSX) Service Contract Inventory
FY 2014 Service Contract Inventory Analysis (PDF) Service Contract Inventory
SEC FY2014 Supplement SCI (XLSX) Service Contract Inventory
Planned Analysis of FY 2014 Inventory (PDF) Service Contract Inventory
SEC FY2012 Appendix C SCI Summary (PDF) Service Contract Inventory
SEC FY2012 Appendix B SCI Detail (PDF) Service Contract Inventory
FY 2012 Service Contract Inventory Analysis (PDF) Service Contract Inventory
SEC FY2011 Appendix C SCI Summary (PDF) Service Contract Inventory
SEC FY2011 Appendix B SCI Detail (PDF) Service Contract Inventory
FY 2011 Service Contract Inventory Analysis (PDF) Service Contract Inventory
Planned Analysis of FY 2011 Inventory (PDF) Service Contract Inventory
Planned Analysis of FY 2012 Inventory (PDF) Service Contract Inventory