News and Events from the Fort Worth Regional Office

The Fort Worth Regional Office posts news and events happening in its jurisdiction. You may sign up to receive email updates.

Date Title
CorMedix, Inc. (Exhibit 10.1 to 10-Q)
SEC Charges Texas Companies and Individuals in Oil-and-Gas Offering Fraud
Forest Laboratories, Inc. (Exhibit 10.50 to 10-K)
Quark Biotech, Inc. (Exhibit 10.25 to S-1/A)
Cancellation of February 21, 2018 Open Meeting
Fiscal Year 2019 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2017 Annual Performance Report
SenesTech, Inc. (Exhibit 10.11 to S-1)
Annual Report for Registered Investment Companies
Full-Time Equivalents History
Form ADV Data
Merrimack Pharmaceuticals, Inc.
National Health Investors, Inc.
Global Blood Therapeutics, Inc.
Momenta Pharmaceuticals, Inc.
Semiannual Management Report (November 2017)
IMAX Corp.
Fidelity National Financial, Inc.
Personal calendar for William Hinman, Director of Corporate Finance
Northern Oil & Gas, Inc.
Tetra Technologies, Inc.
Fiscal Year 2017 Agency Financial Report
Staples, Inc.
Fidelity National Financial, Inc.
Supernus Pharmaceuticals, Inc.
SEC Obtains Preliminary Injunctions Against Frack Master and Four Others in Purported House Flipping Scheme
Former Apache Engineer Settles Charges of Insider Trading Ahead of Oil Discovery Announcement
Monogram Residential Trust, Inc.
SEC Halts Misappropriation of Investor Funds by “Frack Master” and his Entities
MacroGenics, Inc.
NVE Corporation
FY 2015 Service Contract Inventory Analysis
Planned Analysis of FY 2016 Inventory
Filing Guidance and Confidentiality
FAIR Inventory 2017
Court Orders Perpetrator of Oil-and-Gas Fraud to Pay More than $4 Million
Public Access Link (PAL)
Regional Director Shipchandler to Speak at University of Texas Law School’s Essential Cybersecurity Law Conference
Jessica Magee Named Associate Regional Director for Enforcement in Fort Worth Office
Regional Director Shipchandler to Speak at SEC Compliance Outreach in DC
Texas Company and its President Agree to Settle Oil-and-Gas Offering Fraud
SEC Obtains Final Judgment Against Orchestrator of Pump-and-Dump Scheme
Navigating the Municipal Securities Market
Regional Director Shipchandler Speaking at Fort Worth CPA event in Fort Worth
SEC Seeks Order Compelling Production of Documents
2016 Report and Certification
Fiscal Year 2018 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2016 Annual Performance Report
SEC Halts Fraudulent Mortgage Investment Scheme
Semiannual Management Report (May 2017)
SEC Headquarters, Hand Delivery and Pickup, and Loading Dock Directions
Live Video Troubleshooting Checklist
Site Map
Draft SEC Strategic Plan for 2014-2018
SEC Historical Summary of Chairmen and Commissioners
Chairman's Calendar
Rules and Regulations for the Securities and Exchange Commission and Major Securities Laws
About Privacy at the SEC
SEC FAIR Act Inventory
SEC Accomplishments
RSS Feeds
About Zip Files
Rules of Practice
Investor Complaints
Plain Writing Initiative
Rules of Practice
Privacy Information
Open Government Directive
Freedom of Information Act Exemptions
Major Information Systems
Historical Archive of Municipal Advisor Information Reports
GETS Cards Applications by Registered Investment Advisers
Freedom of Information Act Exclusions
Final Commissioner Votes (April 2006 - December 2015)
Chief FOIA Officer Report
SEC Rules on Fair Fund and Disgorgement Plans
Final Data Quality Assurance Guidelines
Schedule of Fees for Records Services (See 17 CFR 200.80(g))
Post-Employment Reference Guide – An Ethics Reminder
Securities and Exchange Commission Confidential Treatment Procedure Under Rule 83
Commission Votes
About Adobe Acrobat® (PDF)
Thank you for contacting the U.S. Securities and Exchange Commission
Registration statement pursuant to Section 12 or annual report pursuant to Section 13(a) or 15(d)
Registration statement / Annual report / Transition report
Contact the SEC
Regional Director Shamoil T. Shipchandler Speaking at ACFE event in Austin
Registration statement for securities of certain foreign private issuers issued in certain business combination transactions
Registration statement for securities of certain foreign private issuers
Registration statement for securities of certain foreign private issuers
Registration of securities of certain real estate companies
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans
Registration statement under Securities Act of 1933
Registration statement under Securities Act of 1933
Related Sites
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Regional Director Shamoil T. Shipchandler Speaking at Texas Lawbook event in Dallas
National Securities Exchanges
SEC, South Florida Schools Talk Money Skills with Students
SEC, Consumer Protection Agencies Team Up to Fight Fraud
Regional Director Shamoil T. Shipchandler Speaking at Directors Roundtable event in Dallas
Request to Vacate Collateral Bar(S) in Light of Bartko V. SEC
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