Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Three Key Pressure Points in the Current Enforcement Environment Chair Mary Jo White Speech
Keynote Address at Compliance Week 2014 Commissioner Kara M. Stein Speech
Remarks to the First Annual Conference on the Regulation of Financial Markets Commissioner Michael S. Piwowar Speech
Comment Letter on the OFR Asset Management and Financial Stability Report Commissioner Daniel M. Gallagher Statement
Testimony before the Subcommittee on Financial Services and General Government Committee on Appropriations Chair Mary Jo White Testimony
Statement on Jury’s Verdict in Case Against the Wylys:

Andrew Ceresney
Director, SEC Division of Enforcement

 Statement
Introductory Remarks at The Evolving Role of Compliance in the Securities Industry Presentation Commissioner Daniel M. Gallagher Speech
Remarks at the 46th Annual Rocky Mountain Securities Conference Commissioner Daniel M. Gallagher Speech
Remarks to the Council of Institutional Investors Commissioner Kara M. Stein Speech
Spreading Sunshine in Private Equity Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations Speech
Statement of the Division of Corporation Finance on the Conflict Minerals Decision Keith F. Higgins
Director, SEC Division of Corporation Finance 		Statement
Statement on WKSI Waivers Commissioner Daniel M. Gallagher Statement
Testimony on “Oversight of the SEC’s Agenda, Operations and FY 2015 Budget Request” Chair Mary Jo White Testimony
Dissenting Statement in the Matter of The Royal Bank of Scotland Group, plc, Regarding Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver From Being an Ineligible Issuer Commissioner Kara M. Stein Statement
Joint Statement on the Conflict Minerals Decision Commissioners Daniel M. Gallagher and Michael S. Piwowar Statement
Looking at Corporate Governance from the Investor’s Perspective Commissioner Luis A. Aguilar Speech
Closing Remarks at the SEC's 24th Annual International Institute for Market Development Commissioner Daniel M. Gallagher Speech
What Drives the Complexity and Speed of our Markets? Gregg E. Berman Associate Director, Office of Analytics and Research
Division of Trading and Markets
U.S. Securities and Exchange Commission 		Speech
The Future of Capital Formation Craig M. Lewis, Chief Economist and Director of the Division of Economic and Risk Analysis Speech
Disclosure Effectiveness: Remarks Before the American Bar Association Business Law Section Spring Meeting Keith F. Higgins Director, Division of Corporation Finance Speech
Remarks before The North American Securities Administrators Association 2014 Public Policy Conference Commissioner Kara M. Stein Speech
NASAA and the SEC: Presenting a United Front to Protect Investors Commissioner Luis A. Aguilar Speech
Welcoming Remarks at the SEC 24th Annual International Institute for Securities Market Development Commissioner Michael S. Piwowar Speech
Remarks Before the SEC / Academy of Finance Student Shadowing Program Commissioner Daniel M. Gallagher Speech
Remarks before the 5th Annual DCIIA Public Policy Forum David W. Grim Deputy Director, Division of Investment Management[1] Speech
2601 to 2625 of 2986 items