Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Date Sort descending Title Speaker Type
Opening Statement at Investor Advisory Committee Meeting Chair Mary Jo White Statement
Opening Statement at Investor Advisory Committee Meeting Commissioner Luis A. Aguilar Statement
Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference Norm Champ

Director, Division of Investment Management

U.S. Securities and Exchange Commission

Speech
Remarks to the Practising Law Institute, Private Equity Forum Norm Champ Director, Division of Investment Management Speech
Evaluating Pension Fund Investments Through The Lens Of Good Corporate Governance Commissioner Luis A. Aguilar Speech
Testimony on “Oversight of the SEC’s Division of Trading and Markets”

Stephen Luparello, Director
Division of Trading and Markets

Testimony
Statement at Open Meeting on Cross-Border Security-Based Swap Rules Chair Mary Jo White Statement
Statement at Open Meeting on Cross-Border Security-Based Swap Rules Commissioner Michael S. Piwowar Statement
Statement at Open Meeting on Cross-Border Security-Based Swap Rules Commissioner Luis A. Aguilar Statement
Statement at Open Meeting on Cross-Border Security-Based Swap Rules Commissioner Daniel M. Gallagher Statement
Statement at Open Meeting on Cross-Border Security-Based Swap Rules Commissioner Kara M. Stein Statement
A Few Things Directors Should Know About the SEC Chair Mary Jo White Speech
Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors Chair Mary Jo White Speech
Remarks Before the Peterson Institute of International Economics Commissioner Kara M. Stein Speech
Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus Commissioner Luis A. Aguilar Speech
Remarks at SEC Historical Society 2014 Annual Meeting: On the 80th Anniversary of the SEC Commissioner Daniel M. Gallagher Speech
Enhancing Our Equity Market Structure Chair Mary Jo White Speech
Statement on 2nd Circuit Decision

Andrew Ceresney
Director, SEC Division of Enforcement

Statement
Remarks before FINRA's Division of Market Regulation Commissioner Kara M. Stein Speech
Remarks at Municipal Securities Rulemaking Board’s 1st Annual Municipal Securities Regulator Summit Commissioner Daniel M. Gallagher Speech
Presentation to the PCAOB Forum on Auditing Smaller Broker-Dealers Kevin M. Stout Senior Associate Chief Accountant Speech
Keynote Address at Compliance Week 2014 Andrew Ceresney Director of the Division of Enforcement Speech
Remarks at the Financial Accounting Foundation Trustees Dinner Chair Mary Jo White Speech
Three Key Pressure Points in the Current Enforcement Environment Chair Mary Jo White Speech
Keynote Address at Compliance Week 2014 Commissioner Kara M. Stein Speech