July 10, 2014
Opening Statement at Investor Advisory Committee Meeting
Chair Mary Jo White
Statement
July 10, 2014
Opening Statement at Investor Advisory Committee Meeting
Commissioner Luis A. Aguilar
Statement
July 1, 2014
Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference
Norm Champ
Director, Division of Investment Management
U.S. Securities and Exchange Commission
Speech
June 30, 2014
Remarks to the Practising Law Institute, Private Equity Forum
Norm Champ
Director, Division of Investment Management
Speech
June 27, 2014
Evaluating Pension Fund Investments Through The Lens Of Good Corporate Governance
Commissioner Luis A. Aguilar
Speech
June 26, 2014
Testimony on “Oversight of the SEC’s Division of Trading and Markets”
Stephen Luparello, Director
Division of Trading and Markets
Testimony
June 25, 2014
Statement at Open Meeting on Cross-Border Security-Based Swap Rules
Chair Mary Jo White
Statement
June 25, 2014
Statement at Open Meeting on Cross-Border Security-Based Swap Rules
Commissioner Michael S. Piwowar
Statement
June 25, 2014
Statement at Open Meeting on Cross-Border Security-Based Swap Rules
Commissioner Luis A. Aguilar
Statement
June 25, 2014
Statement at Open Meeting on Cross-Border Security-Based Swap Rules
Commissioner Daniel M. Gallagher
Statement
June 25, 2014
Statement at Open Meeting on Cross-Border Security-Based Swap Rules
Commissioner Kara M. Stein
Statement
June 23, 2014
A Few Things Directors Should Know About the SEC
Chair Mary Jo White
Speech
June 20, 2014
Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors
Chair Mary Jo White
Speech
June 12, 2014
Remarks Before the Peterson Institute of International Economics
Commissioner Kara M. Stein
Speech
June 10, 2014
Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus
Commissioner Luis A. Aguilar
Speech
June 5, 2014
Remarks at SEC Historical Society 2014 Annual Meeting: On the 80th Anniversary of the SEC
Commissioner Daniel M. Gallagher
Speech
June 5, 2014
Enhancing Our Equity Market Structure
Chair Mary Jo White
Speech
June 4, 2014
Statement on 2nd Circuit Decision
Andrew Ceresney
Director, SEC Division of Enforcement
Statement
May 29, 2014
Remarks before FINRA's Division of Market Regulation
Commissioner Kara M. Stein
Speech
May 29, 2014
Remarks at Municipal Securities Rulemaking Board’s 1st Annual Municipal Securities Regulator Summit
Commissioner Daniel M. Gallagher
Speech
May 28, 2014
Presentation to the PCAOB Forum on Auditing Smaller Broker-Dealers
Kevin M. Stout
Senior Associate Chief Accountant
Speech
May 20, 2014
Keynote Address at Compliance Week 2014
Andrew Ceresney
Director of the Division of Enforcement
Speech
May 20, 2014
Remarks at the Financial Accounting Foundation Trustees Dinner
Chair Mary Jo White
Speech
May 19, 2014
Three Key Pressure Points in the Current Enforcement Environment
Chair Mary Jo White
Speech
May 19, 2014
Keynote Address at Compliance Week 2014
Commissioner Kara M. Stein
Speech