SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
HARRISON SCHUMACHER
Current Age: 68 - 70
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. HARRISON SCHUMACHER; PAUL MYSYK; QUANECO, LLC; and QUANTUM ENERGY, LLC, 2:15-cv-06388 (C.D. Cal.)
Date Filed:
HARRISON W SCHUMACHER II
Current Age: 68 - 70
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of HARRISON W. SCHUMACHER, II, SEC File No. 3-17867
Date Filed:
MARK A SCHUMACHER
Current Age: 65 - 67
State: Colorado (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MARK A. SCHUMACHER, 1:05-cv-00483 (D. Colo.)
Date Filed:
MARK A SCHUMACHER
Current Age: 65 - 67
State: Colorado (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Mark A. Schumacher, SEC File No. 3-11853
Date Filed:
WAYNE W SCHUMACHER
Enforcement Action: In the Matter of RICHARD S. CHANCIS, MICHAEL J. ANTON, ANTONIO R. CAMPOS, LUIS R. LOZA, and WAYNE W. SCHUMACHER, SEC File No. 3-10470
Date Filed:
PAUL L SCHUMACK II
Current Age: 66 - 68
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JCS ENTERPRISES, INC., d/b/a JCS ENTERPRISES SERVICES, INC., T.B.T.I. INC., JOSEPH SIGNORE, and PAUL L. SCHUMACK, II, 9:14-cv-80468 (S.D. Fla.)
Date Filed:
LLOYD SCHUMAN
Current Age: 49 - 51
State: Tennessee (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. LLOYD SCHUMAN, AND DANE JANES, 2:19-cv-02297 (W.D. Tenn.)
Date Filed:
RONALD LAWRENCE SCHUMAN
Current Age: 68 - 70
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of RONALD LAWRENCE SCHUMAN, SEC File No. 3-16566
Date Filed:
GARY SCHWENDIMAN
Current Age: 83 - 85
State: Nebraska (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of SCHWENDIMAN PARTNERS, LLC, GARY SCHWENDIMAN, and TODD G. SCHWENDIMAN, SEC File No. 3-10829
Date Filed:
TODD G SCHWENDIMAN
Current Age: 56 - 58
State: North Carolina (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of SCHWENDIMAN PARTNERS, LLC, GARY SCHWENDIMAN, AND TODD G. SCHWENDIMAN, SEC File No. 3-10829
Date Filed:
CHARLES M SCOTT JR
Also Known As: MARVIN SCOTT
Current Age: 74 - 76
State: Arkansas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CHARLES S. BAILEY, WILLIAM H. CAUGHRAN, JOHN E. FIGLEWSKI, GEORGE J. HALL, DEWAYNE S. MADDOX, WILLIAM C. MCKINNON, ROBERT R. PARRISH, JR., KENNETH D. POMEROY, SR., CHARLES W. ROBERTS, III, CHARLES M. SCOTT, JR. and JAMES A. WHITE, 4:16-cv-00023 (N.D. Fla.)
Date Filed:
BRENT SEAMAN
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. BRENT SEAMAN, ACCANITO EQUITY, LLC, ACCANITO EQUITY II, LLC, ACCANITO EQUITY III, LLC, ACCANITO EQUITY IV, LLC, ACCANITO CAPITAL GROUP, LLC, SURGE, LLC, ACCANITO HOLDINGS, LLC, 1:23-cv-22791 (S.D. Fla.)
Date Filed:
BRENT SEAMAN
Current Age: 47 - 49
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Brent Seaman, SEC File No. 3-21832
Date Filed:
GARY L SEIDELMAN
Current Age: 72 - 74
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of GARY L. SEIDELMAN, CPA, SEC File No. 3-11582
Date Filed:
JOHN M SEIDMAN
Current Age: 79 - 81
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JMS ASSOCIATES, INC. and JOHN M. SEIDMAN, SEC File No. 3-10101
Date Filed:
KENNETH SELTERMAN
Current Age: 74 - 76
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. KENNETH SELTERMAN AND PATTI TAY, 1:09-cv-06813 (S.D.N.Y.)
Date Filed:
KENNETH SELTERMAN
Current Age: 74 - 76
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Kenneth Selterman, Esq., SEC File No. 3-13606
Date Filed:
ANTHONY LEON SEMADENI
Current Age: 53 - 55
State: Colorado (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ANTHONY LEON SEMADENI, SEC File No. 3-16133
Date Filed:
JEFFREY M SEMANSCIN
Current Age: 49 - 51
State: Massachusetts (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JEFFREY M. SEMANSCIN, SEC File No. 3-15821
Date Filed:
JORDAN I SHAMAH
Current Age: 65 - 67
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: IN THE MATTER OF JORDAN I. SHAMAH, SEC File No. 3-12353
Date Filed:
JORDAN I SHAMAH
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ERIC S. BLUMEN, IRA A. BOSHNACK, ANDREW S. FRIEDMAN, JORDAN I. SHAMAH, IRVING STITSKY, and DOUGLAS C. MILLER, SEC File No. 3-9491
Date Filed:
JORDAN I SHAMAH
Current Age: 66 - 68
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. VINCENT NAPOLITANO, STOCKPLAYER.COM, INC., IRVING J. STITSKY, JORDAN I. SHAMAH, and ROBERT B. KESSLER, 9:99-cv-04807 (E.D.N.Y.)
Date Filed:
DEEPAK SHARMA
Current Age: 46 - 48
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of DEEPAK SHARMA, SEC File No. 3-22370
Date Filed:
KAUTILYA SHARMA
Also Known As: TONY SHARMA
Current Age: 59 - 61
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. GEEK SECURITIES, INC., GEEK ADVISORS, INC., KAUTILYA “TONY” SHARMA, and NEAL R. WADHWA, 9:04-cv-80525 (S.D. Fla.)
Date Filed:
KAUTILYA SHARMA
Also Known As: TONY SHARMA
Current Age: 59 - 61
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Kautilya “Tony” Sharma, SEC File No. 3-12241
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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