SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
NASEEM MOHAMMED SALAMAH
Current Age: 43 - 45
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. NASEEM MOHAMMED SALAMAH, 3:21-cv-50371 (N.D. Ill.)
Date Filed:
NASEEM MOHAMMED SALAMAH
Current Age: 43 - 45
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Naseem Mohammed Salamah, SEC File No. 3-20618
Date Filed:
BASSAM Y SALMAN
Current Age: 64 - 66
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MAHER F. KARA, MICHAEL F. KARA, EMILE Y. JILWAN, ZAHI T. HADDAD, BASSAM Y. SALMAN, and KARIM I. BAYYOUK, 3:09-cv-01880 (N.D. Cal.)
Date Filed:
ZEV SALTSMAN
Current Age: 61 - 63
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ZEV SALTSMAN, MENACHEM EITAN, MARTIN E. WEISBERG, EDWARD G. NEWMAN, STEVEN A. NEWMAN AND ANDREW BROWN, 1:07-cv-04370 (E.D.N.Y.)
Date Filed:
JAMES S SALTZMAN
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JAMES S. SALTZMAN, 2:00-cv-02468 (E.D. Pa.)
Date Filed:
JAMES S SALTZMAN
Current Age: 79 - 81
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JAMES S. SALTZMAN, SEC File No. 3-10593
Date Filed:
VICTOR SAMAHA
Enforcement Action: In the Matter of JOSEPH ORLANDO and VICTOR SAMAHA, SEC File No. 3-10865
Date Filed:
JERRY SAMARAS
Current Age: 60 - 62
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JANUSZ (JOHN) ZUKOWSKI and JERRY SAMARAS, SEC File No. 3-21964
Date Filed:
JAMES A SAMMARTANO
Current Age: 52 - 54
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ROBERT F. FOX, KARIM M. LAMARTI, CHARLES S. PIPIA, CHARLES J. PRINCIPATO, JR., JAMES A. SAMMARTANO, MARK SANFILIPPO, ANGELO M. SCIFO, JR., SHAWN J. SMITH, J. VINCENT TARANTINO, and CLYDE ANTHONY WILLIAMS, SEC File No. 3-11256
Date Filed:
J MARK SAMPER
Also Known As: MARK SAMPER
Current Age: 63 - 65
State: Oregon (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. J. KENNETH STRINGER III, J. MARK SAMPER, WILLIAM N. MARTIN, and STEVEN R. EAGLEBURGER, 3:02-cv-01341 (D. Or.)
Date Filed:
J MARK SAMPER
Also Known As: MARK SAMPER
Current Age: 63 - 65
State: Oregon (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of J. MARK SAMPER, CPA, SEC File No. 3-10915
Date Filed:
LARS ERIC THOMAS SANDELL
Also Known As: THOMAS SANDELL
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of SANDELL ASSET MANAGEMENT CORP., LARS ERIC THOMAS SANDELL, PATRICK T. BURKE and RICHARD F. ECKLORD, SEC File No. 3-12865
Date Filed:
D MARK SANDELSON
Also Known As: MARK SANDELSON
Current Age: 68 - 70
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ROGER H. LICHT, STEVEN L. WESTON, ROBERT P. KORDA, WILLIAM J. BARISOFF, LYNN WESTON, SEYMOUR J. MELNIK, ANDREW K. LICHT, D. MARK SANDELSON and RONALD B. SCHILLING, 2:98-cv-01724 (C.D. Cal.)
Date Filed:
MATHIAS FRANCISCO SANDOVAL HERRERA
Also Known As: MATHIAS FRANCISCO SANDOVAL HERRERA
Current Age: 63 - 65
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. MATHIAS FRANCISCO SANDOVAL HERRERA, MARIA D. CIDRE, and JOSE ANTONIO MIRANDA GONZALEZ, 1:17-cv-20301 (S.D. Fla.)
Date Filed:
PETER SANTAMARIA
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. RICHARD P. GREENE and PETER SANTAMARIA, 0:13-cv-61762 (S.D. Fla.)
Date Filed:
MICHAEL SAQUELLA
Also Known As: MICHAEL PALOMA
Current Age: 64 - 66
State: Arizona (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. MICHAEL SAQUELLA, a.k.a., MICHAEL PALOMA and LAWRENCE KAPLAN, 1:07-cv-00895 (E.D. Va.)
Date Filed:
ANTHONY SARIVOLA
Also Known As: ANTHONY MARTELLI, ANTHONY STEELE
Enforcement Action: In the Matter of ANTHONY SARIVOLA, SEC File No. 3-9137
Date Filed:
ARLENE SCHAEMAN
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. LINKTEL COMMUNICATIONS, INC., JEFFREY S. ALTMAN, and T.P.C. COMMUNICATIONS, INC., 1:00-cv-03169 (N.D. Ga.)
Date Filed:
JAMES R.J. SCHELTEMA
State: Maryland (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JAMES R.J. SCHELTEMA, SEC File No. 3-18371
Date Filed:
RODNEY R SCHOEMANN
Current Age: 57 - 59
State: Louisiana (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Thomas J. Dudchik and Rodney R. Schoemann, SEC File No. 3-12943
Date Filed:
THOMAS SCHROEPFER
Also Known As: THOMAS SCHROEPFER BAETSEN
State: Nevada (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. THOMAS SCHROEPFER a/k/a THOMAS SCHROEPFER BAETSEN, CHARLES FUENTES, and SMOKEFREE INNOTEC, INC., 0:11-cv-61454 (S.D. Fla.)
Date Filed:
ROBERT SCHULMAN
Current Age: 78 - 80
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ALFRED P. AVASSO and ROBERT SCHULMAN, SEC File No. 3-9162
Date Filed:
ROBERT M SCHULMAN
Current Age: 64 - 66
State: District of Columbia (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ROBERT M. SCHULMAN, Esq., SEC File No. 3-19168
Date Filed:
STANLEY SCHULMAN
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. NEMDACO, INC., STANLEY SCHULMAN, JEFFREY R. BENDER and GARY J. LARKIN, 5:00-cv-00861 (C.D. Cal.)
Date Filed:
STANLEY SCHULMAN
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of STANLEY SCHULMAN, SEC File No. 3-10370
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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