Finality Order of an Initial Decision of an SEC Administrative Law Judge
In the Matter of
UNITED STATES OF AMERICA
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Rel. No. 41770 / August 25, 1999
Admin. Proc. File No. 3-9162
In the Matter of :
ROBERT SCHULMAN :
NOTICE THAT INITIAL DECISION HAS BECOME FINAL
The time for filing a petition for review of the initial decision in this proceeding has expired. No such petition has been filed, and the Commission has not chosen to review the decision on its own initiative. The decision ordered that Robert Schulman cease and desist from committing or causing violations and any future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The decision also barred Schulman from participating in any penny stock offering.
Accordingly, notice is hereby given, pursuant to Rule 360 of the Commission's Rules of Practice, that the initial decision of the administrative law judge 1 has become the final decision of the Commission as to Robert Schulman.
For the Commission by the Office of General Counsel, pursuant to delegated authority.
Jonathan G. Katz
-- Robert Schulman, Initial Decision Release No. 145 (July 26, 1999).