SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
KALEIL ISAZA TUZMAN
Current Age: 52 - 54
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. KALEIL ISAZA TUZMAN and ROBIN SMYTH, 1:15-cv-07057 (S.D.N.Y.)
Date Filed:
JOHN E ISSELMANN JR
Current Age: 55 - 57
State: Oregon (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JOHN E. ISSELMANN, JR., 3:04-cv-01350 (D. Or.)
Date Filed:
JOHN E ISSELMANN JR
Current Age: 55 - 57
State: Oregon (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JOHN E. ISSELMANN, JR., SEC File No. 3-11678
Date Filed:
HERMAN JACOBOWITZ
Also Known As: HERMAN JACOBS
Current Age: 63 - 65
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. VICTOR JACOBOWITZ (aka VICTOR JACOBS), HERMAN JACOBOWITZ (aka HERMAN JACOBS), JACOB JACOBOWITZ (aka JACOB JACOBS), DAVID SHAMILZADEH, and IRVIN BROWN, 1:04-cv-02505 (E.D.N.Y.)
Date Filed:
GUY M JEAN-PIERRE
Also Known As: MARCELO DOMINGUEZ DE GUERRA
Current Age: 65 - 67
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. GUY M. JEAN-PIERRE (A/K/A MARCELO DOMINGUEZ DE GUERRA), 1:12-cv-08886 (S.D.N.Y.)
Date Filed:
GUY M JEAN-PIERRE
Also Known As: MARCELO DOMINGUEZ DE GUERRA
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of GUY M. JEAN-PIERRE, Esq., a/k/a “MARCELO DOMINGUEZDE GUERRA”, SEC File No. 3-16547; 3-16548
Date Filed:
MANUEL E JESUS
Also Known As: MANNY BACKUS
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MANUEL E. JESUS, aka MANNY BACKUS; WEALTHPIRE, INC.; and ROBERT C. JOINER, 2:16-cv-06850 (C.D. Cal.)
Date Filed:
SHIRAZALI F JUMANI
Also Known As: SHRIZALI F. JUMANI
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of SHIRAZALI F. JUMANI, SEC File No. 3-21437
Date Filed:
JOON MO JUN
Current Age: 48 - 50
State: Washington (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SUNG MO JUN, JOON MO JUN, JUNWOO CHON, AYDEN LEE, and JAE HYEON BAE, 2:21-cv-01108 (W.D. Wash.)
Date Filed:
SUNG MO JUN
Also Known As: JAY JUN
Current Age: 52 - 54
State: Washington (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SUNG MO JUN, JOON MO JUN, JUNWOO CHON, AYDEN LEE, and JAE HYEON BAE, 2:21-cv-01108 (W.D. Wash.)
Date Filed:
GARY KENNAN JUNCKER
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JOSEPH R. PORCHE, LARRY R. CROWDER, KONRAD C. KAFARSKI, CARLTON L. WILLIAMS, GARY K. JUNCKER, and DALE J. ENGELHARDT, 8:10-cv-01165 (C.D. Cal.)
Date Filed:
EDWARD THOMAS JUNG
Current Age: 79 - 81
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. EDWARD THOMAS JUNG and E. THOMAS JUNG PARTNERS, LTD., also d/b/a ETJ PARTNERS, LTD., 1:01-cv-04645 (N.D. Ill.)
Date Filed:
EDWARD THOMAS JUNG
Also Known As: THOMAS JUNG
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of EDWARD THOMAS JUNG and E. THOMAS JUNG PARTNERS, LTD., also d/b/a ETJ PARTNERS, LTD., SEC File No. 3-10745
Date Filed:
WOOJAE JUNG
Also Known As: STEVE JUNG
Current Age: 43 - 45
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. WOOJAE (STEVE) JUNG, 1:18-cv-04811 (S.D.N.Y.)
Date Filed:
WOOJAE JUNG
Also Known As: STEVE JUNG
Current Age: 43 - 45
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of WOOJAE “STEVE” JUNG, SEC File No. 3-19571
Date Filed:
PAUL JURBERG
Also Known As: Z. PAUL JURBERG, ZALMAN P. JURBERG
State: New Hampshire (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of PAUL JURBERG, SEC File No. 3-19659
Date Filed:
MARC R JURMAN
Current Age: 48 - 50
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: Securities and Exchange Commission v. Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC, 1:07-cv-01774 (S.D.N.Y.)
Date Filed:
MARC R JURMAN
Current Age: 49 - 51
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Marc R. Jurman, SEC File No. 3-13209
Date Filed:
CHAIM JUSTMAN
Current Age: 43 - 45
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. FOREST RESOURCES MANAGEMENT CORP., CHAIM JUSTMAN, WILLIAM J. REILLY, and PINCHUS GOLD, 1:09-cv-00903 (S.D.N.Y.)
Date Filed:
KALISTRATOS KABILAFKAS
Also Known As: KELLY KABILAFKAS, MARK MCKINNEY
Current Age: 48 - 50
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. AIRBORNE WIRELESS NETWORK, KALISTRATOS KABILAFKAS (AKA Kelly Kabilafkas, AKA Mark McKinney), TIMOLEON KABILAFKAS (AKA Tim Kabilafkas), CHRYSILIOS CHRYSILIOU, PANAGIOTIS BOLOVIS, JACK EDWARD DANIELS, ERIC SCHEFFEY, AND MOSHE RABIN, 1:21-cv-01772 (S.D.N.Y.)
Date Filed:
ALEKSEY KAMARDIN
Current Age: 38 - 40
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: Securities and Exchange Commission v. Aleksey Kamardin, 8:07-cv-00159 (M.D. Fla.)
Date Filed:
DILEEP KUMAR REDDY KAMUJULA
Also Known As: DILEEP KUMAR REDDY KAMUJULA
Current Age: 37 - 39
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. HARI PRASAD SURE, LOKESH LAGUDU, CHOTU PRABHU TEJ PULAGAM, DILEEP KUMAR REDDY KAMUJULA, SAI MOUNIKA NEKKALAPUDI, ABHISHEK DHARMAPURIKAR, and CHETAN PRABHU SREE KARTEEK PULAGAM, 3:22-cv-01967 (N.D. Cal.)
Date Filed:
CAROLYN M KAPLAN
Also Known As: C SAM KAPLAN, SAMARA KAPLAN, SAM KAPLAN
Current Age: 72 - 74
State: Georgia (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. CLIF GOLDSTEIN, PAUL HOWE NOE, CAROLYN M. KAPLAN, NOEL ALELOV, RUSSELL B. GERSTEIN, NUELL W. PASCHAL, GREAT AMERICAN TRUST COMPANY, INC. and GREAT AMERICAN TRUST CORPORATION, INC., 3:02-cv-00485 (D.S.C.)
Date Filed:
ROBERT A KARMANN
Current Age: 57 - 59
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Robert A. Karmann, CPA, SEC File No. 3-19634
Date Filed:
DANIEL D KATZMAN
State: Michigan (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of OLDE DISCOUNT CORP., ERNEST J. OLDE, STANLEY A. SNIDER, and DANIEL D. KATZMAN, SEC File No. 3-9699
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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