SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
TIMOTHY MATTHEWS
Current Age: 63 - 65
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. DAVID ABISH, CHRISTOPHER BETTS, MARK CHARVAT, MICHAEL COHN, JAMES CORCORAN, CHARLES DISTEFANO, PAUL FEENY, STEPHEN GOURLAY, BRIAN KEARNEY, MICHAEL MACCAULL, TIMOTHY MATTHEWS, ROBERT PRATT, MARIO RODRIGUEZ, WILLIAM SCUTERI, SCOTT SIEGEL, DONALD TURNEY, ANDREW TURSI and DAVID WEEKS, 1:00-cv-00978 (S.D.N.Y.)
Date Filed:
WILLIAM EMERY MATTHEWS
Also Known As: WILLIAM EMERY MATTHEWS
Current Age: 51 - 53
State: Michigan (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. MAYFIELDGENTRY REALTY ADVISORS, LLC, CHAUNCEY C. MAYFIELD, BLAIR D. ACKMAN, MARSHA BASS, W. EMERY MATTHEWS, AND ALICIA M. DIAZ, 2:13-cv-12520 (E.D. Mich.)
Date Filed:
WILLIAM EMERY MATTHEWS
Current Age: 51 - 53
State: Michigan (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of WILLIAM EMERY MATTHEWS, SEC File No. 3-17334
Date Filed:
BRUCE C MAYHEW
Current Age: 55 - 57
State: New Hampshire (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. KEVIN J. HOBBS and BRUCE C. MAYHEW, 1:04-cv-00425 (D.N.H.)
Date Filed:
TIMOTHY MAYHEW JR
Current Age: 56 - 58
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Fenway Partners, LLC, Peter Lamm, William Gregory Smart, Timothy Mayhew, Jr., and Walter Wiacek, CPA, SEC File No. 3-16938
Date Filed:
FLOYD MAYWEATHER JR
Current Age: 47 - 49
State: Nevada (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of FLOYD MAYWEATHER JR., SEC File No. 3-18906
Date Filed:
BRIAN J MCCAHERY
Enforcement Action: In the Matter of BRIAN J. MCCAHERY, SEC File No. 3-9224
Date Filed:
STEVEN V MCCLATCHEY
Current Age: 66 - 68
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. STEVEN V. MCCLATCHEY and GARY J. PUSEY, 1:16-cv-04029 (S.D.N.Y.)
Date Filed:
STEVEN V MCCLATCHEY
Current Age: 65 - 67
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of STEVEN V. MCCLATCHEY, SEC File No. 3-18101
Date Filed:
MICHAEL DONALD MCGAHEE
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. GEOFFREY PAUL ADAMS, MICHAEL DONALD McGAHEE, GPA GROWTH FUND, an unincorporated association, 3:96-cv-00300 (N.D. Tex.)
Date Filed:
MICHAEL DONALD MCGAHEE
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MICHAEL DONALD MCGAHEE, SEC File No. 3-9209
Date Filed:
DWIGHT MCGHEE
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MATTHEW O. MADISON, DWIGHT MCGHEE, and INFINITY EXPLORATION, LLC, 3:13-cv-02499 (N.D. Tex.)
Date Filed:
DWIGHT D MCGHEE
Current Age: 71 - 73
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of DWIGHT D. MCGHEE, SEC File No. 3-16450
Date Filed:
SHAWN MCGHEE
Current Age: 61 - 63
State: Tennessee (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. R. GEOFFREY LAYNE, JAMES S. SHOLEFF, DALE BOETH, AND SHAWN MCGHEE, 1:04-cv-01500 (E.D. Va.)
Date Filed:
RICHARD W MCHENRY
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. INNOVATIVE CONSULTING SERVICES, INC. and RICHARD W. MCHENRY, 2:98-cv-01548 (W.D. Pa.)
Date Filed:
RICHARD W MCHENRY
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of INNOVATIVE CONSULTING SERVICES, INC. and RICHARD W. MCHENRY, SEC File No. 3-9709
Date Filed:
WILLIAM B MCHENRY JR
Current Age: 77 - 79
State: Mississippi (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. WILLIAM B. MCHENRY, JR. AND FIRST SOUTH INVESTMENTS, LLC, 3:21-cv-00554 (S.D. Miss.)
Date Filed:
WILLIAM B MCHENRY JR
Current Age: 77 - 79
State: Mississippi (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of WILLIAM B. MCHENRY, JR. and FIRST SOUTH INVESTMENTS, LLC, SEC File No. 3-20999
Date Filed:
JAMES MEAGHER
State: Massachusetts (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. PAWEL P. DYNKOWSKI, RICHARD A. BAILEY, MATTHEW W. BROWN, JACOB CANCELI, GERARD J. D’AMARO, GARY C. HEATH, JOSEPH MANGIAPANE JR., JAMES MEAGHER, NATHAN M. MICHAUD, MARC J. RIVIELLO, ADAM S. ROSENGARD, AND FLORIAN R. TERNES, 1:09-cv-00361 (D. Del.)
Date Filed:
EDDIE RICHARD MECHE
Current Age: 58 - 60
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. EDDIE RICHARD MECHE, 4:05-cv-00694 (S.D. Tex.)
Date Filed:
EDDIE RICHARD MECHE
Current Age: 58 - 60
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of EDDIE RICHARD MECHE, SEC File No. 3-11844
Date Filed:
THEODORE R MELCHER JR
State: Virginia (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CHARLES O. HUTTOE, ET AL., 1:96-cv-02543 (D.D.C.)
Date Filed:
KAREN MARIE MICHEL
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. KAREN MARIE MICHEL, 3:21-cv-01623 (S.D. Cal.)
Date Filed:
MARK MICHEL
Current Age: 54 - 56
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MATTHEW ROSZAK, DARRIN EDGECOMBE, DOUGLAS JOZWIAK, TRIFON BELADAKIS and MARK MICHEL, 1:06-cv-03166 (N.D. Ill.)
Date Filed:
MARK MICHEL
Current Age: 54 - 56
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MARK MICHEL, SEC File No. 3-12900
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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