SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
RUI LING LEUNG
Also Known As: KWAI CHEE LEUNG, FLORENCE LEUNG
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CKB168 HOLDINGS LTD., WIN168 BIZ SOLUTIONS LTD., CKB168 LTD., CKB168 BIZ SOLUTION, INC., CYBER KIDS BEST EDUCATION LTD., RAYLA MELCHER SANTOS, HUNG WAI ("HOWARD") SHERN, RUI LING ("FLORENCE") LEUNG, DALIANG ("DAVID") GUO, YAO LIN, CHIH HSUAN "KIKI" LIN, WEN CHEN HWANG (AKA "WENDY LEE"), TONI TONG CHEN, CHEONGWHA "HEYWOOD" CHANG, JOAN CONGYI MA (AKA "JC MA"), AND HEIDI MAO LIU (AKA "HEIDI MAO"), 1:13-cv-05584 (E.D.N.Y.)
Date Filed:
HEIDI MAO LIU
Also Known As: HEIDI MAO
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CKB168 HOLDINGS LTD., WIN168 BIZ SOLUTIONS LTD., CKB168 LTD., CKB168 BIZ SOLUTION, INC., CYBER KIDS BEST EDUCATION LTD., RAYLA MELCHER SANTOS, HUNG WAI ("HOWARD") SHERN, RUI LING ("FLORENCE") LEUNG, DALIANG ("DAVID") GUO, YAO LIN, CHIH HSUAN "KIKI" LIN, WEN CHEN HWANG (AKA "WENDY LEE"), TONI TONG CHEN, CHEONGWHA "HEYWOOD" CHANG, JOAN CONGYI MA (AKA "JC MA"), AND HEIDI MAO LIU (AKA "HEIDI MAO"), 1:13-cv-05584 (E.D.N.Y.)
Date Filed:
MICHAEL LOWTHER
Current Age: 67 - 69
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MICHAEL LOWTHER, CPA, SEC File No. 3-12938
Date Filed:
MICHAEL LUCKHOO-BOUCHE
Current Age: 35 - 37
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. NELSON GOMES, MICHAEL LUCKHOO-BOUCHE, SHANE SCHMIDT, DOUGLAS ROE, KELLY WARAWA, FFS CAPITAL LIMITED, PAIFANG TRADING LIMITED, ARTEFACTOR LIMTED, ATLANTEAN MANAGEMENT CORPORATION, MEADOW ASIA LIMITED, and THYME INTERNATIONAL LIMITED, 1:20-cv-11092 (D. Mass.)
Date Filed:
DONALD J MACPHEE
Current Age: 72 - 74
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of DONALD J. MACPHEE, SEC File No. 3-10721
Date Filed:
DONALD J MACPHEE
Current Age: 72 - 74
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. DONALD J. MACPHEE, 1:02-cv-01089 (D.N.J.)
Date Filed:
ANTHONY A MAHER
Current Age: 76 - 78
State: Idaho (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. PCS EDVENTURES!.COM, INC., ANTHONY A. MAHER, and SHANNON M. STITH, 1:10-cv-00433 (D. Idaho)
Date Filed:
ERIC MAHER
Current Age: 55 - 57
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CURTIS PETERSON, ERIC MAHER, RONALD WHITE, and EXPRESS INTERNATIONAL, LLC, 2:11-cv-01143 (C.D. Cal.)
Date Filed:
ERIC MAHER
Current Age: 56 - 58
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ERIC MAHER, SEC File No. 3-14438
Date Filed:
JASON MAIHER
Current Age: 49 - 51
State: Ohio (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JASON MAIHER, SEC File No. 3-17126
Date Filed:
FRANCISCO JAVIER MALAVE HERNANDEZ
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. TOLLER STERN FINANCIAL LLC, FRANCISCO JAVIER MALAVE HERNANDEZ, and RICARDO JAVIER GUERRA FARIAS, 1:24-cv-23370 (S.D. Fla.)
Date Filed:
FRANCISCO JAVIER MALAVE HERNANDEZ
Current Age: 35 - 37
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of FRANCISCO JAVIER MALAVE HERNANDEZ, SEC File No. 3-22273
Date Filed:
JOEL R MALEBRANCHE
Current Age: 77 - 79
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of American Rice, Inc., Joseph A. Schwartz, Jr., Joel R. Malebranche and Allen W. Sturdivant, SEC File No. 3-11024
Date Filed:
ALDO MARCHENA
Current Age: 50 - 52
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ALDO MARCHENA, SEC File No. 3-19939
Date Filed:
MICHAEL MARCHESE
Current Age: 73 - 75
State: Connecticut (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Michael Marchese, SEC File No. 3-11092
Date Filed:
RICHARD MARCHESE
Enforcement Action: In the Matter of Richard Marchese, SEC File No. 3-9817
Date Filed:
FRANK MASHEVICH
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. IGOR OKHMAN and FRANK MASHEVICH, 1:98-cv-06327 (S.D.N.Y.)
Date Filed:
ERICK LASZLO MATHE
Current Age: 52 - 54
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ERICK LASZLO MATHE and ASHIF JIWA, 1:14-cv-23573 (S.D. Fla.)
Date Filed:
ERICK LASZLO MATHE
Current Age: 54 - 56
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Erick Laszlo Mathe, SEC File No. 3-16553
Date Filed:
JOSEPH A MATHES
Current Age: 63 - 65
State: Georgia (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Joseph A. Mathes, SEC File No. 3-10038
Date Filed:
DENNIS R MATHEWS JR
Current Age: 49 - 51
State: Colorado (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of DENNIS R. MATHEWS, JR., SEC File No. 3-11959
Date Filed:
EDWARD E MATTHES
Current Age: 53 - 55
State: Wisconsin (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. EDWARD E. MATTHES, 2:20-cv-00125 (E.D. Wis.)
Date Filed:
EDWARD E MATTHES
Current Age: 53 - 55
State: Wisconsin (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of EDWARD E. MATTHES, SEC File No. 3-19686
Date Filed:
JEFFREY K MATTHEWS
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JEFFREY L. MATTHEWS and CURTISS P. BARNES, 1:05-cv-06479 (S.D.N.Y.)
Date Filed:
JOHN CRAIG MATTHEWS
Current Age: 71 - 73
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. HIGHLAND FINANCIAL CORPORATION, KAY L. CAHILL, individually and d/b/a INTERDYNE LTD., MICHAEL B. CHALMERS, JOHN C. MATTHEWS, individually and d/b/a SUNLAND STATES INSURANCE AGENCY, ROGER MYATT and ROBERT ALBERDING, 4:99-cv-00719 (N.D. Tex.)
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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