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Administrative Proceedings

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings. The list is arranged by notice or order date.

The following link allows you to view a compilation of significant pleadings, orders and decisions for a particular administrative proceeding. These documents are arranged by file number or case name: Administrative Proceedings - Pleadings, Orders, and Decisions

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SEC Administrative Proceedings RSS Feed

*Release No.*	*Date*	*Respondents*
Fourth Quarter
34-73968	Dec. 31, 2014	Phillip Dennis Murphy Other Release No.: IA-3992
IA-3991	Dec. 29, 2014	Vero Capital Management, LLC, et al. Other Release No.: IC-31402
34-73934	Dec. 24, 2014	Bio Oil National Corp., et al.
34-73933	Dec. 24, 2014	China Transportation International Holdings Group Ltd. and Precise Strategy Acquisition Corp. I
34-73932	Dec. 24, 2014	Gametech International, Inc.
34-73931	Dec. 23, 2014	Thomas D. Melvin, CPA Other Release No.: AAER-3618
34-73926	Dec. 23, 2014	Fotios Geivelis, Jr.
34-73925	Dec. 23, 2014	Kenneth C. Meissner, James Doug Scott and Mark S. "Mike" Tomich Other Release No.: IC-31399
34-73924	Dec. 23, 2014	Khaled A. Eldaher Other Release No.: IC-31398
34-73923	Dec. 23, 2014	Evergreen Investment Management Company, LLC, et al.
34-73921	Dec. 23, 2014	North East Capital, LLC and Anthony T. Vicidomine Note: See also Proposed Plan of Distribution *Comments due:* 30 days from publication of this Notice Comments received are available for this proposed plan. Submit Comments on 3-15429
34-73917	Dec. 23, 2014	China Integrated Energy, Inc.
34-73916	Dec. 23, 2014	Adarna Energy Corporation, et al.
34-73915	Dec. 22, 2014	Michael S. Steinberg
33-9695	Dec. 22, 2014	Esir1, Inc.
IA-3989	Dec. 22, 2014	Delsa U. Thomas and the D. Christopher Capital Management Group, LLC
IA-3988	Dec. 22, 2014	F-Squared Investments, Inc. Other Release No.: IC-31393
34-73904	Dec. 22, 2014	Corridor Ventures II Acquisition Corp., et al.
34-73903	Dec. 22, 2014	Golden Elephant Glass Technology, Inc.
34-73902	Dec. 22, 2014	Fox Petroleum, Inc., Nedak Ethanol, LLC and Plaster Caster, Inc.
34-73901	Dec. 22, 2014	Alto Group Holdings, Inc., et al.
34-73896	Dec. 19, 2014	American Skandia Investment Services, Inc.
IA-3985	Dec. 19, 2014	John Thomas Pappas
34-73887	Dec. 19, 2014	Armand R. Franquelin
34-73886	Dec. 19, 2014	Kenneth C. Tebbs
34-73890	Dec. 19, 2014	Credit Suisse Securities (USA) LLC; et al.
34-73885	Dec. 19, 2014	Hennessee Group LLC and Charles J. Gradante
34-73873	Dec. 18, 2014	Kangye International Holdings, Inc., et al.
34-73872	Dec. 18, 2014	Asia Cork, Inc., et al.
34-73871	Dec. 18, 2014	Asian Dragon Group, Inc., et al.
34-73870	Dec. 18, 2014	AGR Tools, Inc., et al.
34-73869	Dec. 18, 2014	WebXU, Inc.
34-73865	Dec. 17, 2014	G-Trade Services LLC, et al.
IA-3983	Dec. 17, 2014	George Q. Stevens
34-73862	Dec. 17, 2014	Baker Tilly Hong Kong Limited, et al. Other Release No.: AAER-3615
IA-3982	Dec. 16, 2014	Alexander Swanson
33-9691	Dec. 16, 2014	Angel E. Lana, CPA Other Release Nos.: 34-73852, AAER-3614
33-9690	Dec. 16, 2014	Michael W. Crow, et al. Other Release Nos.: 34-73851, IC-31378
34-73844	Dec. 16, 2014	Paul J. Pollack and Montgomery Street Research, LLC Other Release No.: IC-31375
34-73839	Dec. 15, 2014	Canadian Solar, Inc. and Yan Zhuang Other Release No.: AAER-3613
34-73838	Dec. 15, 2014	BDO China Dahua CPA Co., Ltd. Deloitte Touche Tohmatsu Certified Public Accountants Ltd. Ernst & Young Hua Ming and LLP KPMG Huazhen (Special General Partnership) PricewaterhouseCoopers Zhong Tian CPAs Limited Other Release No.: AAER-3612
34-73835	Dec. 15, 2014	Bruker Corporation Other Release No.: AAER-3611
34-73828	Dec. 12, 2014	China Clean Energy Acquisition Corp., et al.
34-73827	Dec. 12, 2014	Black Hawk Exploration, et al.
34-73826	Dec. 12, 2014	BTHC XV, Inc.
34-73824	Dec. 11, 2014	JPMorgan Chase & Co. Note: See also Proposed Plan of Distribution *Comments due:* 30 days from publication of this Notice Submit Comments on 3-15507
34-73806	Dec. 10, 2014	The Billiard Channel, Inc., et al.
33-9687	Dec. 10, 2014	Scott M. Stephan Other Release Nos.: 34-73803, IA-3977, IC-31368
33-9686	Dec. 10, 2014	Reliance Financial Advisors, LLC, et al. Other Release Nos.: 34-73801, IA-3976, IC-31367
34-73802	Dec. 10, 2014	Morgan Stanley & Co. LLC
34-73800	Dec. 10, 2014	AJ Acquisition Corp. I, Inc., et al.
34-73798	Dec. 9, 2014	Robert A. Walker
IA-3975	Dec. 9, 2014	Paul A. Ligor, Jr.
34-73795	Dec. 9, 2014	G-Trade Services LLC, ConvergEx Global Markets Limited and ConvergEx Execution Solutions LLC
34-73792	Dec. 9, 2014	Comprehensive Capital Management, Inc.
33-9685	Dec. 8, 2014	BTC Trading, Corp. and Ethan Burnside Other Release Nos.: 34-73783, IC-31366
34-73775	Dec. 8, 2014	Lerner & Sipkin CPAs LLP Other Release No.: AAER-3610
34-73774	Dec. 8, 2014	OUM & Co. LLP Other Release No.: AAER-3609
34-73773	Dec. 8, 2014	Boros & Farrington Accountancy Corporation Other Release No.: AAER-3608
34-73772	Dec. 8, 2014	Brace & Associates, PLLC Other Release No.: AAER-3607
34-73771	Dec. 8, 2014	Lally & Co., LLC Other Release No.: AAER-3606
34-73770	Dec. 8, 2014	Joseph Yafeh CPA, Inc. Other Release No.: AAER-3605
34-73769	Dec. 8, 2014	Robert Cooper, Company and CPA PC Other Release No.: AAER-3604
34-73768	Dec. 8, 2014	BKD, LLP Other Release No.: AAER-3603
34-73767	Dec. 8, 2014	Gold Horse International, Inc.
34-73766	Dec. 8, 2014	China Wood, Inc.
34-73765	Dec. 5, 2014	Robert A. Hemm
34-73754	Dec. 5, 2014	David Mura
34-73751	Dec. 5, 2014	Neal A. Petrovich, CPA Other Release No.: AAER-3601
34-73750	Dec. 5, 2014	Hampton Roads Bankshares, Inc. Other Release No.: AAER-3600
34-73734	Dec. 4, 2014	ATP Oil & Gas Corp.
34-73733	Dec. 3, 2014	Alamosa (Delaware), Inc., et al.
34-73724	Dec. 3, 2014	Phillip Dennis Murphy Other Release No.: IA-3974
34-73722	Dec. 3, 2014	Laurie Bebo and John Buono, CPA
34-73696	Nov. 26, 2014	Bingo.Com, Inc., et al.
34-73695	Nov. 26, 2014	Liberty Realty Trust
34-73694	Nov. 26, 2014	Nickolas C. Skaltsis
34-73693	Nov. 26, 2014	Regeneca, Inc., et al.
34-73692	Nov. 26, 2014	Nexaira Wireless Inc.
34-73691	Nov. 26, 2014	Bow Valley Ventures, Inc., et al.
34-73681	Nov. 25, 2014	HSBC Private Bank (Suisse) and SA Other Release No.: IA-3973
34-73680	Nov. 25, 2014	Joseph Meuse
34-73679	Nov. 25, 2014	JP Turner & Company, LLC and William L. Mello Note: See also Final Plan of Distribution
34-73678	Nov. 24, 2014	Alan Gavornik, Nicholas Mariniello and Lee Argush Other Release Nos.: IA-3972, IC-31357
34-73675	Nov. 24, 2014	Clavis Technologies International Co., Ltd.
34-73674	Nov. 24, 2014	Xinde Technology Company
34-73673	Nov. 24, 2014	Bay Acquisition Corp. (a/k/a SecureLogic Corp.) (n/k/a Goozex Holdings, et al.
34-73663	Nov. 20, 2014	Blue Moon Investments, et al.
34-73656	Nov. 20, 2014	Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network; Detwiler, Mitchell, Fenton & Graves, Inc.; and James X. McCarty
34-73655	Nov. 20, 2014	Sarkauskas, Associates, Inc. and James M. Sarkauskas
34-73654	Nov. 20, 2014	Wedbush Securities Inc., Jeffrey Bell and Christina Fillhart
34-73653	Nov. 20, 2014	Wedbush Securities Inc., Jeffrey Bell and Christina Fillhart
34-73652	Nov. 20, 2014	Wedbush Securities Inc., Jeffrey Bell and Christina Fillhart Other Release No.: IA-3971
34-73651	Nov. 20, 2014	Linkbrokers Derivatives LLC
34-73638	Nov. 19, 2014	Forum National Investments, Ltd.
34-73636	Nov. 19, 2014	AsherXino Corp., et al.
34-73635	Nov. 19, 2014	AGR Tools, Inc., et al.
34-73618	Nov. 18, 2014	All-American Care Centers, Inc., et al.
34-73617	Nov. 18, 2014	IPKV Holdings, Inc., et al.
34-73616	Nov. 17, 2014	Stephen Timms and Yasser Ramahi
34-73612	Nov. 17, 2014	YesDTC Holdings, Inc.
34-73610	Nov. 14, 2014	Mark Smith, CPA Other Release No.: AAER-3599
34-73609	Nov. 14, 2014	Charles Elliot Smith, CPA Other Release No.: AAER-3598
34-73606	Nov. 14, 2014	Blake Richards Other Release No.: IA-3968
34-73605	Nov. 14, 2014	Douglas L. Swenson, CPA
34-73604	Nov. 14, 2014	Mark A. Ellison, Esq.
34-73603	Nov. 14, 2014	Linden Boyne Other Release No.: AAER-3597
IA-3967	Nov. 13, 2014	Gregory Viola
34-73591	Nov. 13, 2014	Bluesky Filing Corp., et al.
IA-3966	Nov. 12, 2014	Aaron E. Olson
34-73583	Nov. 12, 2014	Pennington Capital Management LLC and Robert J. Evans
34-73582	Nov. 12, 2014	Dr. L.S. Smith Other Release No.: AAER-3596
34-73578	Nov. 12, 2014	Robert C. Weaver, Jr., Esq.
33-9680	Nov. 12, 2014	Michael S. Geist and Brent E. Taylor Other Release No.: 34-73581
33-9679	Nov. 12, 2014	Pankaj Kumar Srivastava and Nataraj Kavuri
34-73573	Nov. 10, 2014	AARX, Inc., et al.
33-9678	Nov. 10, 2014	Eureeca Capital SPC Other Release No.: 34-73569
34-73568	Nov. 10, 2014	Balaton Power, Inc.
34-73567	Nov. 10, 2014	Amico Games Corp. et al.
34-73566	Nov. 10, 2014	Bering Growth Corp., et al.
34-73560	Nov. 7, 2014	Joshua Wayne Lankford
34-73552	Nov. 6, 2014	Bitech Pharma, Inc., et al.
34-73551	Nov. 6, 2014	Brandeis Holdings, Inc., et al.
33-9677	Nov. 6, 2014	City of Allen Park, Michigan Other Release No.: 34-73539
34-73538	Nov. 6, 2014	Datascension, Inc., Here Enterprises, Inc. and Statmon Technologies Corp.
34-73537	Nov. 6, 2014	GeNOsys, Inc.
34-73536	Nov. 6, 2014	mBeach Software, Inc
34-73533	Nov. 5, 2014	Bernice G. Njoroge Other Release Nos.: IA-3965, IC-31330
34-73532	Nov. 5, 2014	David Blain, CPA Other Release Nos.: AAER-3595
34-73526	Nov. 5, 2014	Worthington Energy, Inc.
34-73525	Nov. 5, 2014	MineralRite Corporation
34-73524	Nov. 5, 2014	ERF Wireless, Inc.
34-73523	Nov. 5, 2014	CoroWare, Inc.
34-73522	Nov. 5, 2014	APT Motovox Group, Inc.
34-73521	Nov. 5, 2014	Green Automotive Company
34-73520	Nov. 5, 2014	Seaniemac International, Ltd.
34-73519	Nov. 5, 2014	Monster Arts, Inc.
34-73518	Nov. 5, 2014	Red Giant Entertainment, Inc.
34-73517	Nov. 5, 2014	Mondial Ventures, Inc.
34-73514	Nov. 4, 2014	VHGI Holdings, Inc.
33-9676	Nov. 4, 2014	Steven Durrelle Williams Other Release No.: 34-73513
IA-3964	Nov. 3, 2014	Rajarengan (a/k/a Rengan) Rajaratnam
34-73510	Nov. 3, 2014	Riedl First Securities Co. of Kansas
34-73509	Nov. 3, 2014	Oppenheimer & Co., Inc.
34-73508	Nov. 3, 2014	National Securities Corp.
34-73507	Nov. 3, 2014	Lebenthal & Co., LLC
34-73506	Nov. 3, 2014	Wedbush Securities Inc.
34-73505	Nov. 3, 2014	UBS Financial Services Inc.
34-73504	Nov. 3, 2014	TD Ameritrade, Inc.
34-73503	Nov. 3, 2014	Stifel Nicolaus & Co., Inc.
34-73502	Nov. 3, 2014	J.P. Morgan Securities LLC
34-73501	Nov. 3, 2014	Investment Professionals Inc.
34-73500	Nov. 3, 2014	Interactive Brokers LLC
34-73499	Nov. 3, 2014	Hapoalim Securities USA, Inc.
34-73498	Nov. 3, 2014	Charles Schwab & Co., Inc.
34-73496	Nov. 3, 2014	Bio-Rad Laboratories, Inc. Other Release No.: AAER-3594
34-73494	Nov. 3, 2014	New Dragon Asia Corp.
34-73493	Nov. 3, 2014	China Everhealth Corp.
33-9675	Oct. 31, 2014	Registrar and Transfer Company and Thomas L. Montrone Other Release No.: 34-73491
33-9674	Oct. 31, 2014	Gregory Osborn Other Release Nos.: 34-73486, IC-31325
33-9673	Oct. 31, 2014	Navagate, Inc. and Gregory Rorke Other Release No.: 34-73485
33-9672	Oct. 31, 2014	Middlebury Securities, LLC Other Release Nos.: 34-73484, IC-31324
34-73478	Oct. 30, 2014	Yale I. Asbell
34-73475	Oct. 30, 2014	Anthony Coronati and Bidtoask LLC,
IA-3962	Oct. 30, 2014	Marlon Quan and Stewardship Investment Advisors, LLC
34-73466	Oct. 29, 2014	Ehpren W. Taylor II
34-73467	Oct. 29, 2014	Wendy J. Connor
IA-3960	Oct. 29, 2014	Sands Brothers Asset Management, LLC, et al.
34-73456	Oct. 28, 2014	8 by 8, Inc., et al.
34-73455	Oct. 28, 2014	4301, Inc., et al.
34-73454	Oct. 28, 2014	Kenneth G. Eade, Esq.
33-9671	Oct. 28, 2014	Eli D. Okman Other Release Nos.: 34-73447, IA-3959, IC-31320
34-73442	Oct. 27, 2014	Thrasos Tommy Petrou, Other Release No.: IA-3958
34-73437	Oct. 27, 2014	Layne Christensen Company
34-73434	Oct. 27, 2014	Great Lakes Dredge & Dock Corporation Other Release No.: AAER-3593
34-73432	Oct. 27, 2014	AISystems, et al.
34-73431	Oct. 27, 2014	Duoyuan Printing, Inc.
34-73430	Oct. 27, 2014	AGR Tools, Inc., et al.
33-9670	Oct. 24, 2014	James J. Dalton, Jr. Other Release No.: 34-73429
33-9669	Oct. 24, 2014	David G. Derrick, Sr. Other Release No.: 34-73428
34-73427	Oct. 24, 2014	Berman & Company, P.A., and Elliot Berman CPA Other Release No.: AAER-3592
34-73423	Oct. 24, 2014	GLG Partners, Inc. and GLG Partners, L.P. Note: See also Plan of Distribution
34-73421	Oct. 23, 2014	Eugene F. Hovanec, CPA Other Release No.: AAER-3591
34-73408	Oct. 22, 2014	BDO China Dahua CPA Co., Ltd., et al. Other Release No.: AAER-3590
34-73406	Oct. 22, 2014	21st Century Telesis II, Inc., et al.
34-73404	Oct. 22, 2014	ORB Automotive Corp.
34-73403	Oct. 22, 2014	Entech Solar, Inc.
34-73402	Oct. 22, 2014	Asura Development Group, Inc. (f/k/a IA Global, Inc.)
34-73401	Oct. 21, 2014	Credit Suisse Securities (USA) LLC, DLJ Mortgage Capital, Inc., Credit Suisse First Boston Mortgage Acceptance Corp., Credit Suisse First Boston Mortgage Securities Corp., and Asset Backed Securities Corporation
34-73400	Oct. 21, 2014	Keith MacDonald Summers
33-9667	Oct. 17, 2014	Clean Energy Capital, LLC and Scott A. Brittenham Other Release Nos.: 34-73386, IA-3955
33-9666	Oct. 17, 2014	Anthony Coronati and Bidtoask LLC Other Release Nos.: 34-73381, IA-3954, IC-31293
33-9665	Oct. 16, 2014	George N. Krinos, Krinos Holdings, Inc. and Fordgate Acquisition Corp. Other Release Nos.: 34-73379, IA-3953, IC-31292
34-73378	Oct. 16, 2014	John W. Kosolcharoen
34-73377	Oct. 16, 2014	Dennis F. Wright Other Release No.: IA-3952
34-73369	Oct. 16, 2014	Athena Capital Research, LLC Other Release No.: IA-3950
IA-3949	Oct. 15, 2014	Gaeton S. Della Penna
34-73361	Oct. 15, 2014	Edward L. Maggiacomo, Jr. Other Release Nos.: IA-3948, IC-31288
34-73360	Oct. 15, 2014	Edward J. Hanrahan Other Release No.: IC-31287
34-73350	Oct. 15, 2014	Judy K. Wolf Other Release No.: IA-3947
IA-3946	Oct. 14, 2014	Paul Marshall
34-73345	Oct. 14, 2014	WebXU, Inc.
34-73337	Oct. 10, 2014	Genova Biotherapeutics, Inc., et al.
34-73336	Oct. 10, 2014	Cepheus Acquisition Corp., et al.
34-73335	Oct. 10, 2014	ErgoBilt, Inc., et al.
34-73334	Oct. 10, 2014	ATP Oil & Gas Corp., et al.
33-9662	Oct. 9, 2014	E*Trade Securities, LLC, and G1 Execution Services, LLC Other Release No.: 34-73324
34-73323	Oct. 8, 2014	Sarkauskas and Associates, Inc. and James M. Sarkauskas,
34-73322	Oct. 8, 2014	JP Turner & Company, LLC, and William L. Mello Note: See also Proposed Plan of Distribution *Comments due:* 30 days from publication of this Notice Submit Comments on 3-15014
IA-3944	Oct. 8, 2014	Michael Robert Balboa
34-73310	Oct. 7, 2014	Chaolei Marketing and Finance Company, et al.
34-73309	Oct. 7, 2014	Catalyst Group Holdings Corp., et al.
34-73307	Oct. 6, 2014	M. "Shi" Shailendra
34-73297	Oct. 3, 2014	Paul T. Mannion, Jr. and Andrew S. Reckles Other Release Nos.: IA-3943, IC-31275
34-73294	Oct. 3, 2014	Peter A. Jenson, Chartered Accountant Other Release No.: AAER-3589
34-73293	Oct. 3, 2014	Fox Petroleum, Inc., et al.
34-73273	Oct. 1, 2014	Brooklin Systems, Inc., et al.
34-73272	Oct. 1, 2014	Applied NeuroSolutions, Inc.
34-73271	Oct. 1, 2014	Bethesda C0801, Inc., et al.
Third Quarter
34-73270	Sep. 30, 2014	Gloria Solomon
34-73263	Sep. 30, 2014	Jordan Peixoto
34-73262	Sep. 30, 2014	Filip Szymik
33-9660	Sep. 30, 2014	Paul Edward "Ed" Lloyd, Jr., CPA Other Release Nos.: 34-73260, IA-3940, IC-31272
34-73254	Sep. 30, 2014	Cowlitz Bancorporation, First Place Financial Corp., and Kedem Pharmaceuticals, Inc.
34-73253	Sep. 30, 2014	Alaska Gold Corp., et al.
34-73252	Sep. 30, 2014	Linda Illumination, Inc.
34-73251	Sep. 30, 2014	AJ Acquisition Corp. I, Inc., et al.
34-73250	Sep. 29, 2014	Duncan J. MacDonald, III
34-73248	Sep. 29, 2014	Rothman Securities, Inc. and Theodore Rothman
34-73247	Sep. 29, 2014	Todd A. Duckson, Esq., CPA
33-9659	Sep. 29, 2014	Gregory T. Bolan, Jr. and Joseph C. Ruggieri Other Release No.: 34-73244
34-73243	Sep. 29, 2014	Bank of America Corporation Other Release No.: AAER-3588
34-73242	Sep. 29, 2014	China Valves Technology, Inc.,
34-73227	Sep. 26, 2014	Asia Cork, Inc., et al.
34-73226	Sep. 25, 2014	Kenneth C. Meissner, et al. Other Release No.: IC-31266
34-73225	Sep. 25, 2014	David C. Sorrells Other Release No.: IC-31265
IA-3939	Sep. 25, 2014	Highland Capital Management, L.P.
34-73224	Sep. 25, 2014	Mayer Hoffman McCann, P.C. Other Release No.: AAER-3587
34-73223	Sep. 25, 2014	Eric Aronson
34-73222	Sep. 25, 2014	Tradebot Systems, Inc. Other Release No.: AAER-3586
34-73219	Sep. 25, 2014	Colorado Financial Service Corporation Other Release No.: IA-3938
34-73216	Sep. 25, 2014	Randal Kent Hansen Other Release No.: IA-3937
33-9656	Sep. 25, 2014	Esir1, Inc.
33-9655	Sep. 25, 2014	Richard O'Leary Other Release Nos.: 34-73213, IA-3936, IC-31263
IA-3935	Sep. 25, 2014	David Scott Cacchione
34-73209	Sep. 25, 2014	JDA Software Group, Inc. Other Release No.: AAER-3585
34-73207	Sep. 25, 2014	Imaging Diagnostic Systems, Inc.
34-73206	Sep. 24, 2014	Yale I. Asbell Other Release Nos.: IA-3933, IC-31260
34-73205	Sep. 24, 2014	William L. Walters Other Release No.: IA-3932
34-73202	Sep. 24, 2014	Saba Software, Inc.
34-73201	Sep. 24, 2014	Babak ("Bobby") Yazdani Other Release No.: AAER-3584
33-9654	Sep. 24, 2014	Saba Software, Inc., Patrick Farrell, et al. Other Release Nos.: 34-73200, AAER-3583
34-73197	Sep. 23, 2014	David A. Roskein
IA-3930	Sep. 23, 2014	Nicholas Rowe
34-73186	Sep. 23, 2014	Blake Richards Other Release No.: IA-3931
33-9653	Sep. 23, 2014	Registrar and Transfer Company and Thomas L. Montrone Other Release No.: 34-73189
34-73183	Sep. 23, 2014	Barclays Capital Inc. Other Release No.: IA-3929
34-73179	Sep. 23, 2014	ATP Oil & Gas Corp., et al.
34-73175	Sep. 22, 2014	Wells Fargo Advisors, LLC Other Release No.: IA-3928
34-73172	Sep. 22, 2014	Albert Reda
34-73171	Sep. 22, 2014	Stephen Stuart
34-73170	Sep. 22, 2014	Richard Kranitz, Esq.
34-73169	Sep. 22, 2014	Richard Kranitz
34-73168	Sep. 22, 2014	Donald Gilbreath
34-73167	Sep. 22, 2014	Steven Berman
34-73166	Sep. 22, 2014	Steven Berman, Esq.
34-73165	Sep. 22, 2014	Karen Person
34-73164	Sep. 22, 2014	Muhammad ("M.J.") Shaheed
34-73163	Sep. 22, 2014	Kelly Black-White
34-73162	Sep. 22, 2014	John Jordan
34-73161	Sep. 22, 2014	Seijin Ki
34-73160	Sep. 22, 2014	James Prange
33-9648	Sep. 22, 2014	Daniel J. Gallagher Other Release No.: 34-73173
IA-3927	Sep. 22, 2014	Lincolnshire Management, Inc.
34-73158	Sep. 22, 2014	Asia Cork, Inc., et al.
34-73157	Sep. 22, 2014	The Bank Holdings, et al.
34-73155	Sep. 19, 2014	GLG Partners, Inc.and GLG Partners, L.P. Note: See also Proposed Plan of Distribution
34-73139	Sep. 18, 2014	China Bus Group Co. (f/k/a Alpine Alpha 3, Ltd.), et al. Note: See also Chinese version of this Order
34-73138	Sep. 18, 2014	Corridor Ventures II Acquisition Corp., et al. Note: See also Chinese version of this Order
IA-3924	Sep. 18, 2014	Strategic Capital Group, LLC and N. Gary Price
34-73135	Sep. 18, 2014	AGR Tools, Inc., et al.
34-73133	Sep. 18, 2014	ErgoBilt, Inc., et al.
IA-3923	Sep. 17, 2014	John Allan Russell
34-73130	Sep. 17, 2014	Anthony Leon Semadeni Other Release No.: IA-3922
34-73129	Sep. 17, 2014	Jeremy Michael Hart Other Release No.: IA-3921
IA-3920	Sep. 17, 2014	Sean C. Cooper Other Release No.: IC-31252
IA-3919	Sep. 17, 2014	Westend Capital Management, LLC
34-73127	Sep. 17, 2014	Comprehensive Capital Management, Inc.
34-73125	Sep. 17, 2014	Latour Trading LLC and Nicolas Niquet
34-73123	Sep. 16, 2014	James C. Parsons
34-73122	Sep. 16, 2014	Ironman Capital Management, LLC
34-73121	Sep. 16, 2014	Indaba Capital Management, L.P.
34-73120	Sep. 16, 2014	Great Point Partners, LLC
34-73119	Sep. 16, 2014	Formula Growth, Ltd.
34-73118	Sep. 16, 2014	Explorador Capital Management, LLC
34-73117	Sep. 16, 2014	East Side Holdings II, Inc.
34-73116	Sep. 16, 2014	Blackrock Institutional Trust Company, N.A.
34-73115	Sep. 16, 2014	Antipodean Advisors LLC
34-73114	Sep. 16, 2014	Advent Capital Management, LLC
34-73113	Sep. 16, 2014	Whitebox Advisors LLC
34-73112	Sep. 16, 2014	Vinci Partners Investimentos Ltda.
34-73111	Sep. 16, 2014	Troubh Partners LP
34-73110	Sep. 16, 2014	Suttonbrook Capital Management LP
34-73109	Sep. 16, 2014	Solus Alternative Asset Management LP
34-73108	Sep. 16, 2014	Nob Hill Capital Management, Inc.
34-73107	Sep. 16, 2014	Seawolf Capital, LLC
34-73106	Sep. 16, 2014	Rockwood Investment Management, Inc.
34-73105	Sep. 16, 2014	RA Capital Management, LLC
34-73104	Sep. 16, 2014	Midwood Capital Management LLC
34-73103	Sep. 16, 2014	ErgoBilt, Inc., et al.
34-73097	Sep. 15, 2014	Kevin P. O'Brien
34-73092	Sep. 15, 2014	Conquest Petroleum Inc. and Nexaira Wireless Inc.
34-73091	Sep. 15, 2014	Asian Dragon Group, Inc., et al.
34-73089	Sep. 15, 2014	Adarna Energy Corporation, et al.
34-73087	Sep. 12, 2014	Michael Lee Mendenhall
IA-3918	Sep. 12, 2014	Sean Michael Mueller
34-73086	Sep. 12, 2014	Michael J. Scaglione
34-73085	Sep. 12, 2014	ATP Oil & Gas Corp., et al.
34-73084	Sep. 12, 2014	International Building Technologies Group, Inc., et al.
34-73077	Sep. 11, 2014	Gary Harrison Lane Other Release No.: IA-3915
34-73074	Sep. 11, 2014	Alexander W. Wright Other Release No.: IA-3914
33-9646	Sep. 11, 2014	Wilmington Trust Corporation Other Release Nos.: 34-73076, AAER-3582
34-73073	Sep. 11, 2014	Keith MacDonald Summers
34-73072	Sep. 11, 2014	ATP Oil & Gas Corp., et al.
34-73070	Sep. 10, 2014	Salim Ghauri
33-9645	Sep. 10, 2014	Gary H. Rabin Other Release No.: 34-73067
33-9644	Sep. 10, 2014	Advanced Cell Technology, Inc. Other Release No.: 34-73066
34-73065	Sep. 10, 2014	Ligang Wang
34-73064	Sep. 10, 2014	Raul S. McQuivey
34-73063	Sep. 10, 2014	Security Capital Research & Management Incorporated
34-73062	Sep. 10, 2014	Justin Tang
34-73061	Sep. 10, 2014	Thomas C. Nord
34-73060	Sep. 10, 2014	Sidney C. Hooper
34-73059	Sep. 10, 2014	Bradley S. Forsyth
34-73058	Sep. 10, 2014	Paul D. Arling
34-73057	Sep. 10, 2014	Charles F. Willis IV
34-73056	Sep. 10, 2014	Stephen Gans
34-73055	Sep. 10, 2014	Thomas J. Edelman
34-73054	Sep. 10, 2014	Stephen Adams
34-73053	Sep. 10, 2014	Willis Lease Finance Corporation
34-73052	Sep. 10, 2014	Tel-Instrument Electronics Corp.
34-73051	Sep. 10, 2014	KMG Chemicals, Inc.
34-73050	Sep. 10, 2014	Jones Lang LaSalle Incorporated
34-73049	Sep. 10, 2014	Paul C. Cronson
34-73048	Sep. 10, 2014	Del Mar Asset Management, LP
34-73047	Sep. 10, 2014	Brown Brothers Harriman & Co.
34-73046	Sep. 10, 2014	Neil Gagnon
34-73045	Sep. 10, 2014	The Royal Bank of Scotland Group plc
34-73044	Sep. 10, 2014	Peter R. Kellogg
34-73043	Sep. 10, 2014	Donald A. Nunemaker
34-73042	Sep. 10, 2014	Alan M. Schnaid
34-73041	Sep. 10, 2014	Starwood Hotel & Resorts Worldwide, Inc.
34-73040	Sep. 10, 2014	Edgar W. Levin
34-73039	Sep. 10, 2014	Lazarus Management Company LLC
34-73038	Sep. 10, 2014	P.A.W. Capital Partners, L.P.
34-73037	Sep. 10, 2014	RIMA Senvest Management, LLC
34-73036	Sep. 10, 2014	Sankaty Advisors, LLC
34-73035	Sep. 10, 2014	Gregory M. Shepard
34-73034	Sep. 10, 2014	Trinad Management, LLC
34-73033	Sep. 10, 2014	Universal Electronics Inc.
34-73032	Sep. 10, 2014	Ridgeback Capital Management LP
34-73031	Sep. 9, 2014	Fox Petroleum, Inc., et al.
34-73030	Sep. 9, 2014	Bio Oil National Corp., et al. Note: See also Slovak version of this Order
34-73018	Sep. 9, 2014	Black Hawk Exploration, et al.
IA-3913	Sep. 8, 2014	Douglas E. Cowgill
IA-3912	Sep. 5, 2014	John Thomas Pappas
33-9642	Sep. 5, 2014	Mark Crosby Nevdahl Other Release Nos.: 34-73016, IC-31243
34-73012	Sep. 5, 2014	Linkbrokers Derivatives LLC
34-73002	Sep. 5, 2014	Bethesda C0801, Inc., et al. Note: See also Chinese version of this Order
34-73001	Sep. 5, 2014	AJ Acquisition Corp. I, Inc., et al.
34-73000	Sep. 5, 2014	Bellavista Capital, Inc., et al.
34-72999	Sep. 4, 2014	CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc.
34-72981	Sep. 4, 2014	Bay Acquisition Corp.(a/k/a Securelogic Corp.)(n/k/a Goozex Holdings, Inc.), et al.
34-72979	Sep. 4, 2014	Asia Cork, Inc., et al.
34-72977	Sep. 4, 2014	AISystems, Inc. (a/k/a Airline Intelligence Systems, Inc.), et al.
33-9637	Sep. 4, 2014	Eugene M. Egeberg III, CPA Other Release Nos.: 34-72976, AAER-3580
34-72962	Sep. 3, 2014	BNY Mellon Securities, LCC and Mark Shaw
IA-3909	Sep. 2, 2014	Brian K. Velten
34-72958	Sep. 2, 2014	Jesse C. Litvak
34-72952	Sep. 2, 2014	Christina M. Kitterman
34-72951	Sep. 2, 2014	Douglas L. Bates
34-72950	Sep. 2, 2014	The Robare Group, Ltd., Mark L. Robare, and Jack L. Jones Jr. Other Release Nos.: IA-3907, IC-31237
IA-3906	Aug. 28, 2014	Structured Portfolio Management, L.L.C., SPM Jr., L.L.C., and SPM IV, L.L.C.
34-72938A	Aug. 28, 2014	Lynn R. Blodgett and Kevin R. Kyser, CPA (Corrected) Other Release No.: AAER-3578A
34-72940	Aug. 28, 2014	QSGI Inc.
34-72935	Aug. 27, 2014	Alto Group Holdings, Inc., et al.
34-72934	Aug. 27, 2014	Michael Pino
34-72931	Aug. 27, 2014	Clavis Technologies International Co., Ltd.
34-72929	Aug. 27, 2014	Gold Horse International, Inc.
34-72927	Aug. 27, 2014	Xinde Technology Company
34-72925	Aug. 27, 2014	China Wood, Inc.
34-72922	Aug. 26, 2014	Brian Scott Zwerner Other Release No.: IA-3905
IA-3904	Aug. 26, 2014	Edgar R. Page and Pageone Financial Inc. Other Release No.: IC-31223
34-72913	Aug. 26, 2014	Symbollon Pharmaceuticals, Inc.
34-72912	Aug. 26, 2014	Advanced Water Technology Holdings, Inc., et al.
34-72910	Aug. 25, 2014	China Clean Energy Acquisition Corp., et al.
34-72907	Aug. 25, 2014	Datascension, Inc., et al.
34-72906	Aug. 22, 2014	Donna Jessee Tucker
34-72905	Aug. 22, 2014	Stephen Walsh Other Release No.: IA-3903
33-9634	Aug. 22, 2014	AirTouch Communications, Inc., Hideyuki Kanakubo, and Jerome Kaiser, CPA Other Release Nos.: 34-72904, AAER-3576
34-72900	Aug. 22, 2014	Demosthenes Dritsas
34-72898	Aug. 22, 2014	Dean R. Baker
34-72897	Aug. 22, 2014	Daniel R. Baker
IA-3900	Aug. 21, 2014	Founding Partners Capital Management Company
34-72888	Aug. 21, 2014	Bank of America Corporation
34-72887	Aug. 20, 2014	Randi A. Bochinski
IA-3899	Aug. 20, 2014	Walter Ng
IA-3898	Aug. 20, 2014	Kelly Ng
34-72886	Aug. 20, 2014	Monness, Crespi, Hardt & Co., Inc.
34-72877	Aug. 20, 2014	Zhidali Radio and Television Network, Inc.
34-72876	Aug. 20, 2014	Crescent Banking Co., et al.
34-72875	Aug. 20, 2014	Angel Acquisition Corp. n/k/a Biogeron, Inc.
34-72874	Aug. 20, 2014	China Power Technology, Inc.
34-72873	Aug. 20, 2014	LifeHealthCare, Inc., Smartlinx, Inc., and Total Apparel Group, Inc.
34-72872	Aug. 20, 2014	ATP Oil & Gas Corp., et al.
34-72870	Aug. 20, 2014	International Building Technologies Group, Inc., et al.
34-72868	Aug. 19, 2014	Donald R. French, Jr.
34-72863	Aug. 19, 2014	Balaton Power, Inc. and Flying Eagle PU Technical Corp. (f/k/a Sooner Holdings, Inc.) Note: See also Chinese version of this Order
34-72861	Aug. 18, 2014	Scott Ashton Riggs
34-72859	Aug. 18, 2014	Matthew P. Ionno
34-72858	Aug. 18, 2014	Bellavista Capital, Inc., et al.
34-72856	Aug. 15, 2014	Gregg C. Lorenzo, Francis V. Lorenzo, and Charles Vista, LLC
34-72852	Aug. 15, 2014	China Sky One Medical, Inc.
34-72851	Aug. 14, 2014	Credit Suisse Securities (USA) LLC, DLJ Mortgage Capital, Inc., Credit Suisse First Boston Mortgage Acceptance Corp., Credit Suisse First Boston Mortgage Securities Corp., and Asset Backed Securities Corporation Note: See also Proposed Plan of Distribution First Payment Default Practice; Exhibit A; Exhibit B *Comments due:* (30) days from the date of this Notice Comments received are available for this proposed plan. Submit Comments on 3-15098
34-72850	Aug. 14, 2014	Credit Suisse Securities (USA) LLC, DLJ Mortgage Capital, Inc., Credit Suisse First Boston Mortgage Acceptance Corp., Credit Suisse First Boston Mortgage Securities Corp., and Asset Backed Securities Corporation Note: See also Proposed Plan of Distribution Bulk Settlement Practice; Exhibit A; Exhibit B *Comments due:* (30) days from the date of this Notice Comments received are available for this proposed plan. Submit Comments on 3-15098
34-72846	Aug. 14, 2014	Linkbrokers Derivatives LLC
34-72845	Aug. 14, 2014	BDO China Dahua CPA Co. Ltd., et al. Other Release No.: AAER-3575
34-72843	Aug. 14, 2014	Black Hawk Exploration, et al.
34-72840	Aug. 13, 2014	Walter L. Ross
34-72838	Aug. 13, 2014	Richard J. Buswell Other Release No.: IA-3896
33-9630	Aug. 13, 2014	Keith MacDonald Summers Other Release Nos.: 34-72836, IA-3895, IC-31210
34-72832	Aug. 13, 2014	Nicholas D. Skaltsounis Other Release No.: IA-3894
34-72829	Aug. 13, 2014	Asia Global Holdings Corp., et al.
34-72827	Aug. 12, 2014	Fred Golt Other Release No.: IC-31208
34-72819	Aug. 12, 2014	IPKV Holdings, Inc., et al.
34-72818	Aug. 12, 2014	Bering Growth Corp., et al.
33-9629	Aug. 11, 2014	The State of Kansas
34-72800	Aug. 8, 2014	G-Trade Services LLC, Convergex Global Markets Limited, and Convergex Execution Solutions LLC
34-72797	Aug. 8, 2014	Crucible Capital Group, Inc. and Charles Moore Other Release No.: IC-31201
34-72795	Aug. 8, 2014	Bret A. Grove
34-72794	Aug. 8, 2014	BioMedical Technology Solutions Holdings, Inc., et al.
34-72793	Aug. 8, 2014	ErgoBilt, Inc., et al.
34-72792	Aug. 8, 2014	China Everhealth Corp., et al.
34-72783	Aug. 7, 2014	OCTuS, Inc., et al.
34-72782	Aug. 7, 2014	Crescent Banking Co., et al.
34-72781	Aug. 7, 2014	BioMedical Technology Solutions Holdings, Inc., et al.
34-72776	Aug. 6, 2014	Global Stevia Corp.
34-72775	Aug. 6, 2014	Carbon 612 Corporation, et al.
34-72774	Aug. 6, 2014	Datascension, Inc., et al.
34-72772	Aug. 6, 2014	Conquest Petroleum Inc. and Nexaira Wireless Inc.
34-72770	Aug. 6, 2014	Amico Games Corp., et al.
34-72767	Aug. 5, 2014	Robert B. Cook, Esq.
33-9622	Aug. 5, 2014	Keiko Kawamura Other Release Nos.: 34-72764, IA-3888, IC-31198
34-72757	Aug. 5, 2014	FLM Minerals, Inc.
33-9621	Aug. 4, 2014	Houston American Energy Corp., John F. Terwilliger, Jr., Undiscovered Equities Inc., and Kevin T. Mcknight Other Release No.: 34-72749
34-72746	Aug. 4, 2014	Alaska Gold Corp., et al.
34-72745	Aug. 4, 2014	China Digital Animation Development, Inc.
34-72744	Aug. 1, 2014	Knight Securities L.P.
IA-3887	Aug. 1, 2014	Keith Wellner
34-72738	Aug. 1, 2014	The Phoenix Companies, Inc. and PHL Variable Insurance Company
34-72737	Aug. 1, 2014	Derl H. Knarr
34-72735	Aug. 1, 2014	Keith Wellner, Esq.
34-72734	Aug. 1, 2014	China Green Lighting Limited, et al.
34-72731	Jul. 31, 2014	David H. Stern
IA-3886	Jul. 31, 2014	Neal V. Goyal
IA-3885	Jul. 31, 2014	Jason D. Huntley Other Release No.: IC-31196
33-9620	Jul. 31, 2014	Michael A. Horowitz and Moshe Marc Cohen Other Release Nos.: 34-72729, IA-3884, IC-31195
34-72726	Jul. 31, 2014	Accredited Business Consolidators Corp., et al.
34-72724	Jul. 30, 2014	Mark Feathers
34-72723	Jul. 30, 2014	Marc Sherman Other Release No.: AAER-3573
34-72722	Jul. 30, 2014	Edward L. Cummings, CPA Other Release No.: AAER-3572
34-72707	Jul. 29, 2014	Select Fidelity Transfer Services, Ltd.
34-72702	Jul. 29, 2014	Robert G. Pearson
34-72698	Jul. 29, 2014	Pro-Tech Industries, Inc., Vida Life International Ltd., Vitavea, Inc., Western Power & Equipment Corp., and Westmont Resources, Inc.
34-72694	Jul. 28, 2014	Dominick & Dominick LLC and Robert X. Reilly Other Release No.: IA-3881 See also: Waiver, Release No. 33-9619
34-72678	Jul. 28, 2014	Smith & Wesson Holding Corporation Other Release No.: AAER-3571
34-72673	Jul. 25, 2014	LavaFlow, Inc.
34-72672	Jul. 24, 2014	Debra L. Hobbs, CPA Other Release No.: AAER-3570
34-72671	Jul. 24, 2014	John ("Jack") J. Egan, Jr., CPA Other Release No.: AAER-3569
34-72667	Jul. 24, 2014	Charles L. Rizzo and Gina M. Hornbogen See also: Amended Plan of Distribution (Jul. 24, 2014)
33-9617	Jul. 24, 2014	Morgan Stanley and Co. LLC, et al. See also: Waiver, Release No. 33-9618
34-72663	Jul. 24, 2014	BioMedical Technology Solutions Holdings, Inc., et al.
34-72662	Jul. 24, 2014	Premier Beverage Group Corp.
IA-3880	Jul. 23, 2014	John Vincent Greco
34-72656	Jul. 23, 2014	International Development and Environmental Holdings
34-72653	Jul. 22, 2014	Bernard H. Butts, Jr., Esq.
34-72648	Jul. 21, 2014	mBeach Software, Inc.
34-72637	Jul. 17, 2014	Robert C. Trosten, CPA Other Release No.: AAER-3567
34-72635	Jul. 17, 2014	Lakeside Capital Management, LLC and Dennis H. Daugs, Jr. Other Release Nos.: IA-3877, IC-31159
34-72612	Jul. 16, 2014	Alaska Gold Corp., Blaze Energy Corp., Call Now, Inc., Hunt Global Resources, Inc., Imperial Petroleum Recovery Corporation, Metropolitan Mines Corporation, Limited, and Sulphco, Inc.
33-9615	Jul. 16, 2014	Erik H. Perry Other Release No.: 34-72618
33-9614	Jul. 16, 2014	Natural Blue Resources, Inc., James E. Cohen, and Joseph A. Corazzi Other Release No.: 34-72617
33-9613	Jul. 16, 2014	Toney Anaya Other Release No.: 34-72616
34-72614	Jul. 16, 2014	Cloudeeva, Inc.
34-72613	Jul. 16, 2014	Cybermesh International Corp., et al.
34-72610	Jul. 15, 2014	Waddell & Reed, Inc., Waddell & Reed Investment Management Company, and Waddell & Reed Services Company
34-72609	Jul. 15, 2014	Albert Hallac Other Release No.: IA-3876
34-72602	Jul. 14, 2014	Ernst & Young LLP Other Release No.: AAER-3566
34-72599	Jul. 11, 2014	Morgan Asset Management, Inc., Morgan Keegan & Company, Inc., James C. Kelsoe, Jr., and Joseph Thompson Weller, CPA See also: Modified Plan of Distribution (Aug. 16, 2013)
34-72598	Jul. 11, 2014	Packetport.Com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog See also: Final Plan of Distribution (Dec. 12, 2011)
34-72593	Jul. 11, 2014	AISystems, Inc. (a/k/a Airline Intelligence Systems, Inc.), et al.
34-72581	Jul. 10, 2014	ErgoBilt, Inc., et al.
34-72579	Jul. 10, 2014	Crescent Banking Co., et al.
34-72578	Jul. 10, 2014	Assured Equities IV Corp., et al.
34-72577	Jul. 9, 2014	Cheryl L. Robinson
34-72568	Jul. 9, 2014	Amcore Financial, Inc., et al.
33-9611	Jul. 8, 2014	Lawrence M. Labine Other Release Nos.: 34-72562, IA-3873, IC-31151
33-9610	Jul. 8, 2014	Kings Canyon Joint Unified School District
34-72557	Jul. 8, 2014	Child, Van Wagoner & Bradshaw, PLLC, Russell E. Anderson, CPA, and Marty Van Wagoner, CPA Other Release No.: AAER-3565
34-72552	Jul. 8, 2014	ATS Corporation, et al.
34-72541	Jul. 3, 2014	Chariot Advisors, LLC and Elliott L. Shifman Other Release Nos.: IA-3872, IC-31149
IA-3871	Jul. 3, 2014	Thomas D. Renison
34-72529	Jul. 3, 2014	Radient Pharmaceuticals Corporation
34-72521	Jul. 2, 2014	William W. Vowell
34-72520	Jul. 2, 2014	Steven J. Niemis
34-72519	Jul. 2, 2014	Tina M. Lizzio
34-72518	Jul. 2, 2014	Carmela Brocco
34-72517	Jul. 2, 2014	Derek W. Bakarich
IA-3869	Jul. 2, 2014	Anthony J. Davian
34-72516	Jul. 2, 2014	W. Mark Miller, CPA Other Release No.: AAER-3563
34-72515	Jul. 2, 2014	Signalpoint Asset Management, LLC, et al. Other Release No.: IA-3868
34-72508	Jul. 1, 2014	China Everhealth Corp., et al. Note: See also Chinese version of this Order
34-72507	Jul. 1, 2014	Catalyst Group Holdings Corp., et al.
34-72505	Jul. 1, 2014	Ronald E. Huxtable II
33-9608	Jul. 1, 2014	EFP Rotenberg, LLP and Nicholas R. Bottini, CPA Other Release Nos.: 34-72503, AAER-3562
Second Quarter
34-72496	Jun. 30, 2014	The Bank Holdings, et al.
34-72494	Jun. 27, 2014	Chris Choi, CPA Other Release No.: AAER-3561
IA-3864	Jun. 27, 2014	S.A.C. Capital Advisors, L.P., et al.
34-72487	Jun. 27, 2014	G-Trade Services LLC, et al.
34-72486	Jun. 26, 2014	JP Turner & Company, LLC, and William L. Mello
34-72481	Jun. 26, 2014	Anthony M. Livoti, Jr.
34-72476	Jun. 25, 2014	Theodore R. Maloney, Esq.
34-72475	Jun. 25, 2014	Brooklin Systems, Inc., Hartman & Associates, Inc., Kona Coast Systems, Inc., Middlebrook Pharmaceuticals, Inc., and Southfield Energy Corp.,
33-9606	Jun. 25, 2014	Jeffrey C. Kuehr and Michael J. Willoughby Other Release Nos.: 34-72471, AAER-3560
33-9605	Jun. 25, 2014	Thomas A. Neely, Jr., Other Release Nos.: 34-72470, AAER-3559
34-72463	Jun. 25, 2014	Thomas H. Redmond, Jr. Other Release No.: IA-3863
33-9604	Jun. 24, 2014	David J. Montanino Other Release Nos.: 34-72461, IA-3862, IC-31096
34-72456	Jun. 24, 2014	Cepheus Acquisition Corp., et al. Note: See also Chinese version of this Order
34-72451	Jun. 24, 2014	Biomedical Technology Solutions Holdings, Inc., et al.
34-72446	Jun. 23, 2014	Castle Arch Real Estate Investment Co., LLC, et al.
IA-3859	Jun. 20, 2014	TL Ventures Inc.
IA-3858	Jun. 20, 2014	Penn Mezzanine Partners Management, L.P.
34-72438	Jun. 20, 2014	Valley Forge Composite Technologies, Inc.
34-72431	Jun. 19, 2014	Douglas Costabile
34-72430	Jun. 19, 2014	GLG Partners, Inc. and GLG Partners, L.P.
34-72429	Jun. 18, 2014	Charles L. Rizzo and Gina M. Hornbogen Note: See also Amended Proposed Plan of Distribution
34-72427	Jun. 18, 2014	I. John Benson, CPA, Other Release No.: AAER-3558
34-72424	Jun. 18, 2014	Alicia Bryan
34-72423	Jun. 18, 2014	Christopher A.T. Pedras (aka Chris Pedras aka Antone Thomas Pedras)
34-72419	Jun. 18, 2014	North East Capital, LLC. and Anthony T. Vicidomine
34-72417	Jun. 18, 2014	AISystems, Inc. (a/k/a Airline Intelligence Systems, Inc.), et al.
34-72415	Jun. 18, 2014	Advanced Water Technology Holdings, Inc., et al.
33-9601	Jun. 17, 2014	Michael C. French, Esq. Other Release No.: 34-72414
34-72409	Jun. 17, 2014	Robert D. Graham, Esq.
34-72404	Jun. 17, 2014	Asia Global Holdings Corp., et al.
34-72403	Jun. 17, 2014	Applied NeuroSolutions, Inc., et al.
34-72401	Jun. 17, 2014	Crescent Banking Co., et al.
34-72393	Jun. 16, 2014	Paradigm Capital Management, Inc. Other Release No.: IA-3857
34-72380	Jun. 12, 2014	Larry R. Polhill
IA-3856	Jun. 12, 2014	Siming Yang
34-72372	Jun. 12, 2014	Carbon 612 Corporation, et al.
IA-3855	Jun. 11, 2014	Thomas E. Meade Other Release No.: IC-31078
34-72363	Jun. 11, 2014	Richard R. Hylland, CPA Other Release No.: AAER-3557
33-9599	Jun. 11, 2014	Robert C. Acri Other Release Nos.: 34-72370, IA-3854, IC-31077
IA-3853	Jun. 11, 2014	Michael S. Steinberg
34-72369	Jun. 11, 2014	Hendrx Corp., et al.
34-72368	Jun. 11, 2014	Aclor International, Inc., et al.
34-72367	Jun. 11, 2014	LifeHealthCare, Inc., et al.
34-72365	Jun. 11, 2014	The Bank Holdings, et al.
IA-3851	Jun. 10, 2014	Saul Meyer
IA-3850	Jun. 10, 2014	Robert G. Bard
IA-3849	Jun. 10, 2014	Vision Specialist Group, LLC
34-72353	Jun. 9, 2014	Christopher B. Mintz Other Release Nos.: IA-3848
33-9597	Jun. 9, 2014	Dennis J. Malouf Other Release Nos.: 34-72352, IA-3847, IC-31073
IA-3846	Jun. 9, 2014	UASNM, Inc.
34-72345	Jun. 6, 2014	Kenneth Gross
34-72341	Jun. 6, 2014	Symbollon Pharmaceuticals, Inc.
34-72340	Jun. 6, 2014	Wedbush Securities Inc., Jeffrey Bell, and Christina Fillhart Other Release No.: IA-3845
33-9596	Jun. 6, 2014	Liquidnet, Inc. Other Release No.: 34-72339
34-72335	Jun. 5, 2014	Brian R. Reiss, Esq.
34-72334	Jun. 5, 2014	George B. Franz III and Ruby Corporation
34-72322	Jun. 5, 2014	China Power Technology, Inc.
34-72320	Jun. 5, 2014	Zhidali Radio and Television Network, Inc.
34-72318	Jun. 5, 2014	China Digital Animation Development, Inc.
34-72316	Jun. 5, 2014	FLM Minerals, Inc.
34-72310	Jun. 4, 2014	Philip T. Powers
34-72304	Jun. 4, 2014	China Shen Zhou Mining & Resources, Inc., et al.
34-72303	Jun. 3, 2014	J.P. Morgan Securities Inc.
33-9595	Jun. 3, 2014	Diamond Lane, Inc.
33-9594	Jun. 3, 2014	Shopeye, Inc.
33-9593	Jun. 3, 2014	Sunchip Technology, Inc.
33-9592	Jun. 3, 2014	Erik T. Voorhees
34-72296	Jun. 2, 2014	BDO China Dahua CPA Co., Ltd, et al. Other Release No.: AAER-3556
34-72295	Jun. 2, 2014	Advanced Water Technology Holdings, Inc., et al.
IC-31066	Jun. 2, 2014	Christopher B. Ruffle
34-72290	Jun. 2, 2014	John J. Bravata, Richard J. Trabulsy, and Antonio M. Bravata Other Release No.: IA-3842
34-72289	Jun. 2, 2014	S. Paul Kelley
34-72287	Jun. 2, 2014	Cloudeeva, Inc.
IA-3840	May 30, 2014	Everett C. Miller
34-72285	May 30, 2014	Shawn C. Hegedus
34-72282	May 30, 2014	Behrooz Sarafraz
34-72275	May 29, 2014	Richard Olive
34-72274	May 29, 2014	Susan Olive
34-72270	May 29, 2014	Carbon 612 Corporation, et al.
34-72264	May 28, 2014	Asia Global Holdings Corp., et al.
34-72262	May 28, 2014	NextFit, Inc., et al.
34-72261	May 28, 2014	George Foreman Enterprises, Inc., et al.
34-72259	May 27, 2014	Randi A. Bochinski
34-72258	May 27, 2014	Albert E. Gilner
34-72257	May 27, 2014	Donald R. French, Jr.
34-72256	May 27, 2014	Blayne S. Davis
34-72249	May 23, 2014	Marcus A. Luna, Esq.
34-72247	May 23, 2014	GLG Partners, Inc. and GLG Partners, L.P.
34-72237	May 23, 2014	Pro-Tech Industries, Inc., et al.
34-72235	May 23, 2014	Ideal Financial Solutions, Inc., and 1st Pacific Bancorp
34-72233	May 23, 2014	OCTuS, Inc., et al.
34-72231	May 22, 2014	G-2 Trading LLC
34-72222	May 22, 2014	International Development and Environmental Holdings
34-72219	May 22, 2014	Angel Acquisition Corp. n/k/a BioGeron, Inc.
34-72217	May 22, 2014	IVI Communications, Inc., et al.
34-72212	May 21, 2014	Genesis Advisory Services Corp., ABJ Societe Anonyme Corp., and Bruce J. Fixelle Other Release No.: IA-3839
34-72211	May 21, 2014	Ironbird Capital LLC
34-72209	May 21, 2014	Steven B. Heinz Other Release No.: IA-3837
34-72201	May 21, 2014	China Green Lighting Limited, et al. Note: See also Chinese version of this Order
34-72199	May 20, 2014	Bryce Walker, CA and Spence Walker, CA, CPA Other Release No.: AAER-3555
34-72198	May 20, 2014	James T. Adams, CPA Other Release No.: AAER-3554
34-72189	May 20, 2014	Amcore Financial, Inc., et al.
34-72188	May 19, 2014	Matthew Scott Menies
34-72187	May 19, 2014	Lindsey Alan Wetzig
34-72186	May 19, 2014	Michael H. Johnson Other Release No.: IC-31049
34-72185	May 19, 2014	Thomas R. Delaney II and Charles W. Yancey Other Release No.: IC-31048
34-72181	May 16, 2014	JPMorgan Chase & Co.
34-72175	May 16, 2014	Tennessee Commerce Bancorp, Inc.
34-72171	May 15, 2014	Rafferty Capital Markets, LLC
34-72168	May 15, 2014	Assured Equities IV Corp., et al.
34-72167	May 15, 2014	Newnan Coweta Bancshares, Inc., et al.
34-72166	May 15, 2014	Cybermesh International Corp., et al.
34-72155	May 13, 2014	Christopher D. Wiest
34-72146	May 9, 2014	G-Trade Services LLC, et al. Note: See also Proposed Distribution Plan Comments received are available for this proposal.
IA-3834	May 9, 2014	Mark F. Spangler
34-72145	May 9, 2014	Gurudeo Persaud Other Release No.: IA-3833
34-72144	May 9, 2014	Shawn H. Moore (Corrected)
IA-3831	May 8, 2014	Ronald N. Dennis
34-72121	May 8, 2014	Imaging Diagnostic Systems, Inc.
34-72112	May 7, 2014	Amcore Financial, Inc., et al.
34-72111	May 7, 2014	Environmental Energy Services, Inc., et al.
34-72110	May 7, 2014	ATS Corporation, et al.
34-72091	May 5, 2014	Ads In Motion, Inc., Pulmo Biotech, Inc., and Trimedia Entertainment Group, Inc.
34-72093	May 5, 2014	GeNOsys, Inc.
33-9581	May 1, 2014	Diego F. Hernandez, the Wealth Management Partners, LLC, Wealth Financial, Limited Liability Company, DFHR Investments, Inc., and HD Mile High Marketing, Inc. Other Release Nos.: 34-72073, IA-3828, IC-31037
34-72072	May 1, 2014	Jauyo ("Jason") Lee
34-72065	May 1, 2014	New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC f/k/a NYSE Amex LLC, and Archipelago Securities, L.L.C.
34-72063	May 1, 2014	Advanced Pipe Fitting Technologies, Inc.
34-72062	May 1, 2014	The Enlightened Gourmet, Inc., et al.
34-72061	May 1, 2014	Power Air Corporation, et al.
34-72058	Apr. 30, 2014	George B. Franz III and Ruby Corporation Other Release Nos.: IA-3826, IC-31035 Additional Materials: Exhibit 1
34-72043	Apr. 29, 2014	Assured Equities IV Corp., et al.
33-9579	Apr. 28, 2014	Stanley Jonathan Fortenberry (a/k/a S.J. Fortenberry, John Fortenberry, and Johnny Fortenberry) Other Release Nos.: 34-72034, IA-3825, IC-31031
34-72024	Apr. 25, 2014	Shimul A. Shah
34-72023	Apr. 25, 2014	Suken A. Shah
34-72022	Apr. 25, 2014	Aharon R. Yehuda
34-72021	Apr. 25, 2014	Oded Gabay
34-72011	Apr. 23, 2014	Blair Alexander West
34-72010	Apr. 23, 2014	Jane E. O'brien Other Release No.: IA-3823
34-72004	Apr. 23, 2014	Timothy M. McGinn and, David L. Smith Other Release No.: IA-3821
34-72005	Apr. 23, 2014	Anthony J. Price, CPA Other Release No.: AAER-3551
34-71997	Apr. 23, 2014	Aclor International, Inc., et al.
34-71996	Apr. 23, 2014	Tweeter Home Entertainment Group, Inc. (a/k/a Twtr, Inc), et al.
34-71995	Apr. 23, 2014	North China Horticulture, Inc.
34-71994	Apr. 22, 2014	Brian Williamson, Esq.
34-71993	Apr. 22, 2014	Matthew D. Sample Other Release No.: IA-3820
34-71992	Apr. 22, 2014	Castle Arch Real Estate Investment Co., et al.
34-71991	Apr. 22, 2014	Armand R. Franquelin
34-71984	Apr. 22, 2014	Kevin Patrick Brody
34-71975	Apr. 21, 2014	Michael Gordon
34-71974	Apr. 21, 2014	Valley Forge Composite Technologies, Inc.
34-71969	Apr. 17, 2014	Julianne Chalmers
34-71967	Apr. 17, 2014	Philip Mark Cain Other Release No.: IA-3819
34-71955	Apr. 16, 2014	Kenneth C. Tebbs
34-71951	Apr. 15, 2014	Scott T. Veech, CPA Other Release No.: AAER-3550
34-71949	Apr. 15, 2014	Robert C. Rice
33-9575	Apr. 15, 2014	Total Wealth Management, Inc., et al. Other Release Nos.: 34-71948, IA-3818, IC-31017 Additional Materials: Exhibit A
34-71947	Apr. 15, 2014	Amcore Financial, Inc., et al.
34-71944	Apr. 14, 2014	Patrick J. Booths
34-71943	Apr. 14, 2014	Joshua D. Spivey
34-71942	Apr. 14, 2014	Steven J. Little
34-71937	Apr. 11, 2014	Aladdin Capital Management LLC and Aladdin Capital LLC; Joseph A. Schlim
34-71930	Apr. 11, 2014	Falcon Oil & Gas Co., Inc., et al.
34-71929	Apr. 11, 2014	AgFeed Industries, Inc.
IA-3817	Apr. 10, 2014	Anthony J. Davian
34-71928	Apr. 10, 2014	Ronald E. Walblay
34-71923	Apr. 10, 2014	Network Dealer Services Holding Corp., et al.
34-71916	Apr. 9, 2014	Hewlett-Packard Company,
IA-3815	Apr. 8, 2014	James Alexander Shepherd
34-71908	Apr. 8, 2014	Herbert Steven Fouke Other Release No.: IA-3814
34-71907	Apr. 8, 2014	Richard J. Buswell Other Release No.: IA-3813
34-71905	Apr. 8, 2014	Matthew J. Blevins
34-71904	Apr. 8, 2014	Empire Stock Transfer, Inc. and Patrick R. Mokros
33-9574	Apr. 8, 2014	Keiko Kawamura Other Release Nos.: 34-71903, IA-3812, IC-31012
33-9573	Apr. 8, 2014	Laird Daniels, CPA Other Release Nos.: 34-71896, AAER-3548
33-9572	Apr. 7, 2014	Larry C. Grossman and Gregory J. Adams Other Release Nos.: 34-71885, IA-3811, IC-31008
34-71882	Apr. 4, 2014	Inviva, Inc. and Jefferson National Life Insurance Company
34-71877	Apr. 4, 2014	Corbin Jones
34-71876	Apr. 4, 2014	Timothy J. Geidel Other Release No.: IA-3810
34-71871	Apr. 4, 2014	Visionary Trading LLC, Lightspeed Trading LLC, Andrew Actman, Joseph Dondero, Eugene Giaquinto, Lee Heiss, and Jason Medvin Other Release No.: IC-31007
34-71867	Apr. 4, 2014	Ads in Motion, Inc., et al.
33-9571	Apr. 3, 2014	Donald J. Anthony, Jr., Frank H. Chiappone, Richard D. Feldmann, William P. Gamello, Andrew G. Guzzetti, William F. Lex, Thomas E. Livingston, Brian T. Mayer, Philip S. Rabinovich, and Ryan C. Rogers, Other Release Nos.: 34-71864, IC-31005
34-71850	Apr. 3, 2014	Transamerica Financial Advisors, Inc. Other Release No.: IA-3808
IA-3807	Apr. 2, 2014	Jeffrey M. Semanscin
IA-3806	Apr. 2, 2014	Delsa U. Thomas and the D. Christopher Capital Management Group, LLC
34-71847	Apr. 2, 2014	Alan Sheinwald and Alliance Advisors LLC
34-71834	Apr. 1, 2014	Aclor International, Inc., et al.
First Quarter
34-71831	Mar. 28, 2014	Charles L. Rizzo and Gina M. Hornbogen
34-71825	Mar. 27, 2014	JPMorgan Chase & Co. Other Release Nos.: 34-71654, 34-70780, 34-70615, 34-70458
34-71824	Mar. 27, 2014	Shirley Kiang Other Release No.: AAER-3546
33-9565	Mar. 27, 2014	L&L Energy, Inc. and Dickson Lee, CPA Other Release Nos.: 34-71823, AAER-3545
34-71816	Mar. 27, 2014	Hendrx Corp., et al.
34-71803	Mar. 26, 2014	China Shen Zhou Mining & Resources, Inc., et al.
34-71801	Mar. 26, 2014	Jinhao Motor Company
34-71800	Mar. 26, 2014	China Metallic Resources, Inc., China Timber Work Enterprises, Inc., Premier International Hotel Group, Inc.
33-9564	Mar. 25, 2014	Creative Vision Alliance Corporation
34-71788	Mar. 25, 2014	Goolu, Inc.
34-71787	Mar. 24, 2014	Todd Newman Other Release No.: IA-3804
34-71772	Mar. 24, 2014	Matech Corp., et al.
34-71770	Mar. 21, 2014	Brendon P. Mcdonald, CPA Other Release No.: AAER-3544
34-71768	Mar. 21, 2014	The Phoenix Companies, Inc. and PHL Variable Insurance Company
34-71766	Mar. 21, 2014	Patrick J. Sullivan Other Release No.: IA-3802
34-71763	Mar. 21, 2014	Aden Solutions Inc., et al.
IA-3801	Mar. 20, 2014	Aaron Jousan Johnson
34-71757	Mar. 20, 2014	Frank Mazzola and Felix Investments, LLC Other Release No.: IA-3800
34-71755	Mar. 20, 2014	Network Dealer Services Holding Corp., et al.
34-71753	Mar. 20, 2014	IVI Communications, Inc., et al.
34-71752	Mar. 19, 2014	Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC, and Samir H. Bhatt
34-71748	Mar. 19, 2014	Wilfred J. Halpern, CPA
34-71743	Mar. 19, 2014	Feisal Sharif
34-71741	Mar. 19, 2014	Tarcon Acquisitions I, Inc.
34-71740	Mar. 19, 2014	First State Bancorporation
34-71739	Mar. 19, 2014	Bristol Rhace Natural Resource Corp.
34-71738	Mar. 18, 2014	Michael D. Montgomery Other Release No.: IA-3798
34-71737	Mar. 18, 2014	Linda Dianne Alexander
34-71735	Mar. 18, 2014	Jenny E. Coplan
34-71734	Mar. 18, 2014	Michael Aaron Brady Other Release No.: IA-3797
34-71732	Mar. 18, 2014	Gary Allen Cabello
34-71729	Mar. 14, 2014	Richard P. Greene, Esq.
34-71724	Mar. 14, 2014	Frank I. Reinschreiber
IA-3795	Mar. 13, 2014	Fredrick D. Scott
34-71717	Mar. 13, 2014	Lions Gate Entertainment Corp.
34-71714	Mar. 13, 2014	Marc Steven Firestone and Richard Mark Horowitz Other Release No.: IA-3793
34-71713	Mar. 13, 2014	Howard Feder and Bdl Manager LLC Other Release Nos.: IA-3792, IC-30980
34-71712	Mar. 13, 2014	Harold Ten, Menachem "Mark" Berger, and Debra Flowers Other Release No.: IC-30979
33-9559	Mar. 13, 2014	Michael A. Horowitz and Moshe Marc Cohen Other Release Nos.: 34-71715, IA-3794, IC-30981
34-71711	Mar. 13, 2014	Freedom Environmental Services, Inc.
34-71710	Mar. 13, 2014	China Dongfang Healthcare Group, Inc., et al.
34-71709	Mar. 12, 2014	Hausmann-Alain Banet Other Release No.: IA-3791
34-71708	Mar. 12, 2014	Alan Ferraro
34-71695	Mar. 12, 2014	Jefferies LLC (formerly known as Jefferies & Company, Inc.),
34-71694	Mar. 12, 2014	George Louis Theodule Other Release No.: IA-3790
34-71693	Mar. 12, 2014	Asia Health & Beauty Treasure, Inc., et al.
33-9557	Mar. 11, 2014	Clayton T. Marshall Other Release Nos.: 34-71688, AAER-3542
33-9556	Mar. 11, 2014	John A. Stadler Other Release No.: 34-71687
34-71682	Mar. 11, 2014	George Foreman Enterprises, Inc., Mackay Life Sciences, Inc., Reinsurance Technologies, Ltd. (a/k/a Solution Technology International, Inc.), Tire International Environmental Solutions, Inc., WatchIt Technologies, Inc., Weststar Financial Services Corporation, and WorldSpace, Inc.
34-71680	Mar. 11, 2014	Newnan Coweta Bancshares, Inc., Proper Power and Energy Inc., uVuMobile, Inc., Inc., WGNB Corp., and YouBlast Global, Inc.
34-71679	Mar. 11, 2014	Compusonics Video Corporation
34-71678A	Mar. 10, 2014	Julio Ramirez, Jr.
34-71677	Mar. 10, 2014	David Loglisci
34-71676A	Mar. 10, 2014	Henry Morris Other Release No.: IA-3789
34-71667	Mar. 7, 2014	Craig Berkman, d/b/a Ventures Trust LLC, et al. Other Release Nos.: IA-3788, IC-30977
34-71658	Mar. 6, 2014	Michael R. Shechtman Other Release No.: IA-3787
34-71656	Mar. 6, 2014	Daniel Bergin Other Release No.: IA-3786
34-71654	Mar. 5, 2014	JPMorgan Chase & Co.
34-71653	Mar. 5, 2014	Worldwide Capital, Inc., and Jeffrey W. Lynn
34-71639	Feb. 28, 2014	Paul Desjourdy, CPA, Esq. Other Release No.: AAER-3541
34-71638	Feb. 28, 2014	BNY Mellon Securities, LCC and Mark Shaw See also: Modified Plan of Distribution
34-71628	Feb. 27, 2014	Robert Custis, Esq.
34-71619	Feb. 26, 2014	John W. Femenia
34-71612	Feb. 25, 2014	Vincent Buonauro, Jr.
33-9551	Feb. 25, 2014	Clean Energy Capital, LLC and Scott A. Brittenham Other Release Nos.: 34-71610, IA-3785, IC-30926
34-71604	Feb. 24, 2014	CLS Capital Group, Inc., FGBC Bancshares, Inc., Global Resource Corp., Tritec Industries, Inc., and UTG Communications International, Inc.
34-71603	Feb. 24, 2014	Left Behind Games, Inc.
34-71602	Feb. 24, 2014	Basset Enterprises, Inc.
34-71601	Feb. 21, 2014	Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr. Other Release Nos.: IA-3784, IC-30922
IA-3783	Feb. 21, 2014	Anthony J. Klatch, II
34-71599	Feb. 21, 2014	Fabrizio Neves
34-71595	Feb. 21, 2014	James M. Schneider, CPA Other Release No.: AAER-3538
34-71594	Feb. 21, 2014	Gary L. McDuff
34-71593	Feb. 21, 2014	Credit Suisse Group Ag Other Release No.: IA-3782
34-71592	Feb. 21, 2014	Leonard Inserra
34-71591	Feb. 20, 2014	Alliance Capital Management, LP
34-71590	Feb. 20, 2014	GLG Partners, Inc. and GLG Partners, L.P.
34-71587	Feb. 20, 2014	Michael A. Tripodi
34-71585	Feb. 20, 2014	Sam Kan, CPA, and Sam Kan & Company Other Release No.: AAER-3537
IA-3781	Feb. 20, 2014	Jerry S. Williams
34-71583	Feb. 20, 2014	Mitchell H. Fillet
34-71582	Feb. 20, 2014	Community Alliance, Inc., et al.
34-71581	Feb. 20, 2014	Ads in Motion, Inc., et al.
34-71579	Feb. 20, 2014	Tweeter Home Entertainment Group, Inc. (a/k/a TWTR, Inc.), et al.
34-71576	Feb. 19, 2014	Bdo China Dahua CPA Co., Ltd., et al. Other Release No.: AAER-3536
34-71573	Feb. 19, 2014	Hajradin Mucovic
34-71567	Feb. 19, 2014	Catch by Gene, Inc., et al.
34-71565	Feb. 18, 2014	Mark Feathers
34-71563	Feb. 18, 2014	Mark Andrew Singer Other Release No.: IA-3779
34-71561	Feb. 18, 2014	Michael Gordon
34-71558	Feb. 18, 2014	G-Trade Services LLC, Convergex Global Markets Limited, and Convergex Execution Solutions LLC
33-9549	Feb. 18, 2014	David F. Bandimere Other Release Nos.: 34-71564, IA-3780, IC-30920
34-71552	Feb. 13, 2014	China Cablecom Holdings Ltd. (n/k/a China Cablecom Ltd.)
34-71551	Feb. 13, 2014	Pacific Alliance Corp.
34-71548	Feb. 12, 2014	David L. Rothman
IA-3778	Feb. 12, 2014	Jerry A. Smith
34-71547	Feb. 12, 2014	Matthew Scott Menies
34-71544	Feb. 12, 2014	GLG Partners, Inc. and GLG Partners, L.P.
33-9548	Feb. 12, 2014	Apple REIT Six, Inc.; Apple REIT Seven, Inc.; Apple REIT Eight, Inc.; Apple REIT Nine, Inc.; Apple Six Advisors, Inc.; Apple Seven Advisors, Inc.; Apple Eight Advisors, Inc.; Apple Nine Advisors, Inc.; Glade M. Knight; and Bryan F. Peery, CPA Other Release Nos.: 34-71546, AAER-3535
33-9547	Feb. 12, 2014	Ronald E. Huxtable II Other Release Nos.: 34-71537, IA-3777, IC-30918
34-71523	Feb. 11, 2014	David M. Martin CPA Other Release No.: AAER-3534
34-71522	Feb. 11, 2014	Roy Dixon, Jr. Other Release No.: IA-3776
34-71515	Feb. 10, 2014	Fifth Third Bancorp and Daniel Poston
34-71501	Feb. 6, 2014	Salmaan Siddiqui
34-71500	Feb. 6, 2014	Faisal Siddiqui
34-71497	Feb. 6, 2014	David J. Weishaus Other Release No.: IA-3775
34-71496	Feb. 6, 2014	ICC Worldwide, Inc., et al.
34-71495	Feb. 6, 2014	The Enlightened Gourmet, Inc., et al.
34-71493	Feb. 5, 2014	Oppenheimerfunds, Inc. and Oppenheimerfunds Distributor, Inc. Note: See also Plan of Distribution
34-71492	Feb. 5, 2014	Geoffrey W. Nehrenz Other Release No.: IA-3773
34-71484	Feb. 5, 2014	Lawrence A. O'Donnell, CPA Other Release No.: AAER-3532
34-71478	Feb. 4, 2014	Henry A. Condron
34-71477	Feb. 4, 2014	Benjamin Chouchane
34-71476	Feb. 4, 2014	Marek Leszczynski
34-71474	Feb. 4, 2014	West Coast Asset Management, Inc. and Lance W. Helfert
33-9544	Feb. 4, 2014	Thomas C. Gonnella Other Release Nos.: 34-71472, IA-3771, IC-30904
33-9543	Feb. 4, 2014	Ryan C. King Other Release Nos.: 34-71471, IC-30903
33-9542	Feb. 3, 2014	Yuma Resources Inc.
33-9541	Feb. 3, 2014	Seaview Resources Inc.
33-9540	Feb. 3, 2014	Lost Hills Mining Inc.
33-9539	Feb. 3, 2014	Kingman River Resources Inc.
33-9538	Feb. 3, 2014	CBL Resources Inc.
33-9537	Feb. 3, 2014	Bonanza Resources Corp.
33-9536	Feb. 3, 2014	Coronation Mining Corp.
33-9535	Feb. 3, 2014	Jewel Explorations Inc.
33-9534	Feb. 3, 2014	Gaspard Mining Inc.
33-9533	Feb. 3, 2014	Canyon Minerals Inc.
33-9532	Feb. 3, 2014	Gold Camp Explorations Inc.
33-9531	Feb. 3, 2014	Clearpoint Resources Inc.
33-9530	Feb. 3, 2014	Braxton Resources Inc.
33-9529	Feb. 3, 2014	Tuba City Gold Corp.
33-9528	Feb. 3, 2014	PRWC Energy Inc.
33-9527	Feb. 3, 2014	Eclipse Resources Inc.
33-9526	Feb. 3, 2014	Chum Mining Group Inc.
33-9525	Feb. 3, 2014	Goldstream Mining Inc.
33-9524	Feb. 3, 2014	Stone Boat Mining Corp.
33-9523	Feb. 3, 2014	La Paz Mining Corp.
34-71464	Jan. 31, 2014	Ross Inserra
34-71463	Jan. 31, 2014	Charles W. Adams Other Release No.: IA-3770
34-71462	Jan. 31, 2014	Armando Ruiz and Maradon Holdings, LLC,
33-9522	Jan. 31, 2014	Gonul Colak and Milen K. Kostov, Other Release No.: 34-71461
34-71459	Jan. 31, 2014	Dante Demiro Other Release No.: IA-3769
34-71448	Jan. 30, 2014	Charles L. Rizzo and Gina M. Hornbogen
33-9521	Jan. 30, 2014	Navigator Money Management, Inc. and Mark A. Grimaldi Other Release Nos.: IA-3767, IC-30897
34-71443	Jan. 30, 2014	Andrea Lando-Tanico
34-71442	Jan. 30, 2014	Melvyn Nathanson Other Release No.: IA-3768
34-71441	Jan. 30, 2014	Patrick Verdi
34-71440	Jan. 30, 2014	Frontier Financial Corporation
34-71439	Jan. 30, 2014	Horizon Financial Corp.
34-71438	Jan. 30, 2014	Veridien Corporation
34-71437	Jan. 29, 2014	Douglas Costabile
34-71435	Jan. 29, 2014	Scottrade, Inc.
34-71434	Jan. 29, 2014	Gabriel Technologies Corp.
34-71433	Jan. 29, 2014	Houseraising, Inc., et al.
34-71426	Jan. 28, 2014	Fremont Investment Advisors, Inc.
34-71430	Jan. 28, 2014	Fredric Aaron, Esq.
34-71429	Jan. 28, 2014	Thomas C. Conradt Other Release No.: IA-3765
34-71428	Jan. 28, 2014	Thomas C. Conradt
34-71427	Jan. 28, 2014	Shawn C. Hegedus
34-71414	Jan. 28, 2014	Michael R. Enea
34-71413	Jan. 28, 2014	Colorado 2001D Limited Partnership (f/k/a PDC 2001-D Limited Partnership)
34-71412	Jan. 28, 2014	Colorado 2001C Limited Partnership (f/k/a PDC 2001-C Limited Partnership)
34-71411	Jan. 28, 2014	Covenant Bancshares, Inc.
34-71399	Jan. 27, 2014	James A. Rathgeber
34-71398	Jan. 27, 2014	Kevin Patrick Brody
IA-3763	Jan. 27, 2014	Western Asset Management Company
IA-3762	Jan. 27, 2014	Western Asset Management Co. Other Release No.: IC-30893
34-71389	Jan. 24, 2014	KPMG LLP Other Release No.: AAER-3530
34-71384	Jan. 24, 2014	Advanced Pipe Fitting Technologies Inc.
34-71382	Jan. 24, 2014	Jinhao Motor Company
34-71380	Jan. 24, 2014	New Dragon Asia Corp.
34-71379	Jan. 23, 2014	Waldyr Da Silva Prado Neto
34-71369	Jan. 23, 2014	Trent Martin
34-71368	Jan. 22, 2014	Michael B. Spadino,
33-9515	Jan. 22, 2014	Brian Williamson Other Release Nos.: 34-71364, IA-3760, IC-30887
34-71359	Jan. 21, 2014	High End Ventures, Inc.
34-71358	Jan. 21, 2014	Acies Corporation, et al.
34-71357	Jan. 21, 2014	Exmocare, Inc. (n/k/a Second Solar, Inc.), et al.
34-71356	Jan. 21, 2014	Heritage Worldwide, Inc., et al.
34-71355	Jan. 21, 2014	Protectus Medical Devices, Inc.
33-9513	Jan. 17, 2014	Eugene M. Egeberg III, CPA Other Release Nos.: 34-71348, AAER-3529
34-71339	Jan. 17, 2014	Case Financial, Inc.
34-71338	Jan. 17, 2014	American Asset Development, Inc., et al.
34-71337	Jan. 17, 2014	Lanbo Financial Group, Inc.
34-71336	Jan. 17, 2014	Newtech Resources Ltd.
34-71335	Jan. 17, 2014	Bank of Florida Corp., et al.
34-71323	Jan. 16, 2014	China Ruitai International Holdings Co., Ltd.
34-71322	Jan. 16, 2014	China Century Dragon Media, Inc., Tia I, Inc., and Tia II, Inc.
34-71321	Jan. 16, 2014	Stonecrest One, Inc., et al.
34-71320	Jan. 16, 2014	Galena Acquisition Corp.
34-71319	Jan. 16, 2014	Carbiz, Inc., et al.
34-71315	Jan. 15, 2014	Louis J. Schaufele III Other Release No.: IA-3757
34-71306	Jan. 15, 2014	Power Air Corporation, et al.
34-71304	Jan. 15, 2014	Aden Solutions Inc., et al.
34-71301	Jan. 14, 2014	BISYS Fund Services Inc. Other Release Nos.: 34-62498, 34-60719, 34-60435
34-71300	Jan. 14, 2014	Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance Corp., et al.
33-9511	Jan. 14, 2014	Richard D. Hicks Other Release Nos.: 34-71298, IA-3755
34-71292	Jan. 14, 2014	David H. Frederickson, Esq.
34-71281	Jan. 10, 2014	Heritage Worldwide, Inc., et al.
34-71280	Jan. 10, 2014	The Enlightened Gourmet, Inc., et al.
34-71274	Jan. 9, 2014	Alliance Capital Management, LP
34-71270	Jan. 9, 2014	Marcus S. Spillson
33-9508	Jan. 9, 2014	Michael Mendes Other Release Nos.: 34-71264, AAER-3526
34-71261	Jan. 9, 2014	Alcoa Inc. Other Release No.: AAER-3525
IA-3751	Jan. 8, 2014	Patrick G. Rooney
34-71260	Jan. 8, 2014	Sandeep Aggarwal Other Release No.: IA-3752
34-71243	Jan. 7, 2014	Matech Corp., et al.
34-71241	Jan. 7, 2014	Environmental Energy Services, Inc., et al.
34-71240	Jan. 6, 2014	Axius Holdings, LLC and Henry Robertelli
34-71239	Jan. 6, 2014	John Durrett Other Release No.: IA-3750
34-71235	Jan. 6, 2014	Asia Health & Beauty Treasure, Inc., Asia Growth Private Equity 1, Ltd., Asia Growth Private Equity 2, Ltd., et al.
34-71234	Jan. 6, 2014	China Metallic Resources, Inc., China Timber Work Enterprises, Inc., Linda Illumination, Inc., and Premier International Hotel Group, Inc.

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