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Administrative Proceedings Archive 1995
The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
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1995
Release No. |
Date |
Respondents |
Fourth Quarter |
IA-1544 | Dec. 28, 1995 | Steen Ronlov | 34-36642 | Dec. 27, 1995 | Daniel L. Osborn |
34-36641 | Dec. 27, 1995 | David Sims and Louis Kurtz | 34-36614 |
Dec.20, 1995 | Johnston Kent Securities, Inc., and George R. Johnston | 34-36608 | Dec. 20, 1995 | James A. Pearce | IA-
1541 | Dec. 18, 1995 | John Francis D'Acquisto | 34-
36561 | Dec. 7, 1995 | Charles E. Michael, Jr. | 34-36560 | Dec. 7, 1995 | Urohealth Systems, Inc., formerly known as Davstar
Industries, Ltd. | 34-36554 | Dec. 6, 1995 | John McMillan | 34-36553 | Dec. 6, 1995 | Richard A. Anders | 7245;
34-36520;
3-8887 | Nov.
28, 1995 | Roswitha Klement-Francis and William Antenorcruz | 7244;
34-36519;
3-8886 | Nov. 28, 1995 | Jerry Revalee, Kelly F. Molton, and Hermann Gerald
Dworschak | IA-1538 | Nov. 27, 1995
| The Feldman Investment Group, Inc. | 34-
36471 | Nov. 9, 1995 | James W. Bullard, Jr. | 34-36463 | Nov. 8, 1995 | Timothy A. Hills |
34-36459 | Nov. 6, 1995 | Everlast Filtration, Corp. | IA-1534 |
Nov. 6, 1995 | Keypoint Financial Corporation and Michael R. Warren | 34-
36454 | Nov. 3, 1995 | Michael W. Adams, Donald H. Stringer, Victor G. Campana and
Saint Clair Ainsley Knight, Jr. | 33-7239 | Nov. 2, 1995
| Rhema Foundation and Haskell D. Stratton | 34-36446 | Oct. 31, 1995 | Calvin Shenkir, Jr. | 34-36438 | Oct. 31, 1995 | Robert O. Glau | IC-1533 | Oct. 31, 1995 | Brian Jeffrey Sheen | 34-36433 | Oct. 30, 1995 | Nicholas P. Howard | 34-36419 | Oct. 26, 1995 | Lazard Freres & Co. LLC, and Merrill Lynch, Pierce, Fenner
& Smith Inc. | 34-36408 | Oct. 23,
1995 | Michael H. Novick and M.H. Novick and Company | 34-36382 | Oct. 17, 1995 | Gary E. Stern | 34-36366 | Oct.13, 1995 | Garcis U.S.A., Inc. Temporary Suspension; | 34-36357 | Oct. 11, 1995 | Gibson Greetings, Inc., Ward A. Cavanaugh and James H.
Johnsen | 34-36338 | Oct. 5, 1995
| Dickinson & Co. and John Laurienti |
34-36334 | Oct. 4, 1995 | Lewco Securities Corporation | 34-36333 | Oct. 4, 1995
| French American Banking Corporation |
Third Quarter |
34-36247; 3-8818 | Sep. 19, 1995 | John R. Moysey |
Note: The SEC's website was established September 28, 1995. To obtain releases issued before that date, contact the Public Reference Room at (202) 942-8090 or by e-mail: publicinfo@sec.gov.
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http://www.sec.gov/litigation/admin/adminarchive/adminarc1995.shtml
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