Public Alert: Unregistered Soliciting Entities (PAUSE)

Archive of Fake Regulators

You can view the active list of fictitious governmental agencies and international organizations associated with soliciting entities.

Alphabetical Index
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Name Comment

B

Board of Securities Trading Commission
1 Post Office Square, Suite 3608
Boston, MA 02109
Phone: (857) 220-8295
Fax: (857) 453-4580
Website: www.bstcomm.org
 
Bureau of Compliance and Regulatory Board
699 Walnut Street, Suite 505, 5th Floor
Des Moines, Iowa 50309
Phone: 515-218-7863 Ext: 168
Fax: 515-608-4701
Website: www.bcomrb.com
 
Bureau of Financial Trading
1775 K Street, NW
Washington, DC (No zip)
Phone: (202) 4590965
Website: www.gov.boft.us
 
Bureau of International Securities Trading
912 H Street, NW
Washington, DC 20223
Phone: (202) 552-1563
Website: www.bintst.org and www.gov.bintst.org
 

C

Center for Securities Investigation Department
324 W. Main St.
Brighton, MI 48116
Phone: 810-852-1701
Fax: 810-852-1702

 
Center Point Financial Regulatory Board
Esquire Plaza
1215 K Street, 17th Floor
Sacramento, CA 95814
Phone: 916-588-3374
Fax: 916-720-0199
Website: www.centerpointfrb.com
 

Central Equities Administrators
1201 Main Street, Suite 180
Columbia, SC 29201
Phone: 803-227-0805
Fax: 803-753-9559
Website: http://www.cea-sc.org/

 
Central Finance Regulatory Commission
1001 Hingham Street, 2nd Floor
Rockland, MA  02370-3318
Phone: 781-836-4646
Website: http://cfrcomm.org/
 
Central Stock Regulators
3200 West End Avenue
Nashville, TN 37203
Phone: 615-349-9977
Fax: 615-250-4897
 
Chicago Division of Securities
33 West Jackson Boulevard, Chicago,
IL, 60604
Website: http://cds-il.org/
 
Chicago Trading Regulatory Board
901-905 North Michigan, Suite 565
Chicago, IL 60611
Website: http://ctrb.us/
 
Commission on Financial & Securities Compliance
911 Lee Avenue
Lafayette, LA 70501
Phone: 337-210-8168
Fax: 337-205-8679
Website: www.commfsc.com
 
Commission on International Trade and Economics (COITE)
Phone: 205-258-3060
Fax: 888-846-8271
E-mail: coite@revenue.com
 

D

Department of International Financial Trading
1204 18th Street, NW
Washington, DC 20036
Phone: (202) 552-1540
Website: www.gov.depintft.org
 
Department of Securities Liquidations
624 Pennsylvania Avenue Northwest
Washington, DC 
Phone:  (202) 595-7031
Website: www.depsl.org
 
Department of Securities Trading
745 19th Street Northwest
Washington, DC 20431
Website: http://gov.depst.org/, http://depst.us
 
Department of Securities Trading
745 19th St, NW
Washington, DC 20431
Phone: (206) 801-0002
Website: www.depst.org
 
Division of Securities
Chicago Illinois
230 South Dearborn Street
Chicago, IL
Website: dos-ci.org
 
Division of Securities for the District of Columbia (DOSDC)
Phone: 202-596-3591
Fax: 202-330-5156
E-mail: hotline@dosdc.org
No website or address provided in documents.
  1. The Division of Securities for the District of Columbia (DOSDC) is impersonating the genuine Securities Bureau of the Department of Insurance, Securities & Banking (DISB) located at 810 First Street, N.E., Suite 622, Washington, DC 20002. The impersonator has NO connection with, and is not to be confused with, the genuine Securities Bureau of the Department of Insurance, Securities & Banking (DISB) of the District of Columbia.

E

Eastern Security Trading Commission
2121 K Street NW
Washington, DC 20006
Phone: (202) 644-9034
Website: www.easternsecurity.us
 
Economic and Financial Services Commission
1401 Constitution Ave, N.W.
Washington, DC 20230
Phone: 1-202-864-1860
Fax: 1-347-236-3074
www.ecofinsc.org
 
Equities Trading Commission
1800 K Street Northwest, #530
Washington, DC 20006
Phone: 202-249-7490
Fax: 202-318-8716
Website: http://gov.eqtc.us/

and

842 Vermont Avenue
Northwest, Washington, DC
Phone: 202-688-5985
Fax: 202-403-3289
 

F

Federal Division Of Securities, NY
176 Pearl Street
New York, NY 10005
Phone: 212-542-8755
Fax: 212-409-8391
Website: http://fdsus.org/
 
Federal Recapitalization Fund
77 Water Street
New York, NY 10005
Phone: 212-381-1810
Website: http://www.fedrecap-gov.us/
 
Federal Financial Regulatory Board
4th Floor, 100 State Street
Boston, MA 02109
Phone: 1-617-861-6585
http://fedfinregboard.org
 
Financial & Regulatory Oversight Board
60 State Street, Suite 700
Boston, Massachusetts, 02109
Phone: 1-857-239-5387
Fax: 1-857-241-3081
www.frboard.net
 
Federal Securities and Investments Regulatory Commission (FSIRC)
915 Second Avenue, Suite 2110
Seattle, WA
Website: http://www.fsirc.org/ (The website is no longer accessible.)
 
Federal Securities Commission
78 State Street
Albany, NY 12207-2002
Phone: 518-618-1020
Fax: 518-677-1836
Website: http://us-fsc.org/
 
Federal Securities Regulatory Agency
Henry M. Jackson Federal Building, 27th Floor
915 2nd Avenue
Seattle, WA 98104
Phone: 202-747-7823
Fax: 202-478-1738
Website: http://fsraonline.org/ and http://fsra-protect.org/
(The websites are no longer accessible.)
 
Financial Action Task Force
10th Street & Pennsylvania Avenue, NW
Washington, DC 20004
Phone: 646-652-0451
Fax: 646-417-6721
Website: http://www.fatf-gafi.org
 
Financial Fraud Enforcement Task Force
Phone: 206-456-1138
Website: http://www.stopfraud-gov.us
 
Financial Protection Commission
101 Federal Street, Suite 1900
Boston, MA 02110
Phone: 1-857-239-5387
Fax: 1-857-241-3081
www.finpcomm.us
 
The Financial & Regulatory Oversight Board
60 State Street, Suite 700
Boston, Massachusetts 02109
Phone:  (617) 209-7593
Fax:  (617) 892-4245
Website: http://finregboard.org/ 
 
Financial Securities and Equities Bureau (FSEB)
2nd Street, SW and D Street, SW
Washington, DC 20024
Phone: 202-461-3251
Website: http://www.fsaeb.us/
 
Financial Trading Board
1091 Vermont Avenue NW
Washington D.C., 20005
Phone: 202-534-3927
Fax: 202-379-9751
Website: http://gov.fintb.us/
 
Forensic Accounting and Financial Fraud Investigator
1800 8th Avenue
Seattle, WA 98122
www.faffi.org
 

G

Global Compliance Agency
201 S. College St.
Charlotte, NC 28244
Phone: 704-817-0614
Fax: 704-817-0615
 
Global Financial Protection Commission
225 Franklin Street, 26th Floor
Boston, MA 02110
Phone: 1-617-963-7290
www.globalfpc.net
 
Global Investments Compliance Center
5005 Rockside Road
Independence, OH 44131
Phone: 216-220-1600
Fax: 216-220-1601
 

Global Securities Crime Investigators
7700 Queens Ferry Lane
Dallas, TX 75248

 
Global Securities Protection Agency
41 Marietta Street
Atlanta, GA 30303
Phone: 678-954-0522
Fax: 678-954-0523
 
Great Harbor Compliance Regulatory Board
11150 W. Olympic Blvd
Los Angeles, CA 90064
Phone: 1-323-209-5810
Fax: 1-323-978-5440
www.ghcrb.us
 

I

ICSID Lawyers
International Centre for Settlement of Investment Disputes
700 Connecticut Ave NW
Washington, DC 20006
Phone: 1-202-618-4554
Fax: 1-202-618-4553
http://www.icsidlawyers.com/
 
Integrated Financial Regulatory Board
1633 Q Street, NW
Washington, DC  20006
Phone:  (202) 545-6275
Website: http://integratedfrboard.org/
 
InterContinental Financial Regulatory Board
7400 Beaufont Springs Drive
Suite 210-212
Richmond, VA 23225
Phone: 804-340-7714
Fax: 804-482-2776
Website: www.intercontinentalfrb.com
 
InterGlobal Financial Registrar
60 State Street, Suite 700
Boston, MA 02109
Phone: (617) 307-9138
Fax:  (617) 250-7597
Website: www.igfreg.org
 
International Association of Transfer Agents
30 Wall Street
New York, NY 10005
 
International Board of Mergers & Acquisitions
433 North 6th Street
Philadelphia, PA 19123
Phone: 215-475-5894
Fax: 215-701-2491
Website: http://gov.ibma.us/
 
International Claims Commission
US Federal Building
New York, NY 10003
Website: www.icc-us.org
 

International Commission of Securities
600 Superior Avenue East
Fifth Third Building Suite 1300
Cleveland, OH 44114
Phone: 440-869-9952
Fax: 440-848-2305

  1. Onsite inspections conducted over the past year by the Ohio Division of Securities found that no regulatory agency was located at the address given for this entity.

International Compliance Assistance Center
41 S. High St.
Columbus, OH 43215
Phone: 614-947 0105
Fax: 614-947 0106

 
International Equities Administrators
5865 Ridgeway Center Parkway, Suite 350
Memphis, TN 38120
Phone: 901-896-0327
Fax: 901-339-0522
 
International Exchange Commission
190 High Street
Boston, MA 02110
Phone: 617-861-4470
Fax: 617-861-4458
Website: http://iecnet.org/
 
International Exchange Commission
545 8th Avenue, Suite 501
New York, NY 10018
Phone: 212-330-0995
Fax: 212-465-3392
Website: http://www.iecommission.org/
 
International Financial Forensics Organization
Website: http://www.ifforganization.org
 
International Financial Oversight Commission
22 Causeway Street, #199
Boston, MA 02222
Phone: 1-857-403-1455
Fax: 1-857-445-0197
www.intfoc.com
 
International Financial Trading Commission
1091 Vermont Avenue, NW
Washington, DC 20005
Phone: 202-595-2867, 202-534-3926
Fax: 202-403-3289
Website: http://gov.intftc.org/
 
International Fraud Alert
Phone: 202-455-0973
Washington D.C.
Website: http://www.internationalfraudalert.org
 

International Fraud Assessment Agency
1001 Fourth Ave. Plaza
Seattle, WA 98154
Phone: 206-274-0077
Fax: 206-260-3086

 
International Information Exchange
775 15th St. NW, Suite 500
Washington, DC 20005
Phone: 202-263-1950
Fax: 202-263-1951
Website: http://theiie.net/
 
International Investor Protection Coalition, a.k.a. IIP Coalition
Lexington Avenue and E. 54th Street
New York, NY 10010
Phone: 212-542-9171
Website: http://iipcoalition.org
 
International Organization of Registrar and Clearing Agents (IORACA)
One Post Street, Suite 1830
San Francisco, CA 94104
Website: http://www.ioraca-gov.org/
 

International Organization of Transfer and Registrar Agents
501 N. Brookhurst Street, Suite 310
Anaheim, CA 92801
Phone: 714-844-4831
Fax: 714-844-9083
Website: http://www.iotra.org/

 
International Securities Accreditation Authority
30 E. Broadway
Salt Lake City, UT 84111
Phone: 801-618-2100
Fax: 801-618-2119
 
International Securities Administrators
312 Walnut Street, Suite 1500
Cincinnati, OH 45202
Phone: 513-297-1593
Fax: 513-672-2308
 
International Securities and Equities Board
1441 L Street N.W
Washington, D.C. 20005
Phone: 202-552-1506
Fax: 202-315-3628
Website: http://gov.iseb.us/
 

International Securities Commission
1250 E. Apache Blvd.
Tempe, AZ 85281
Phone: 480-240-5726
Fax: 480-240-7129
Website: http://iscomm.us/

 

International Securities Regulators
101 Federal Street
Boston, MA 02110
Phone: 617-861-9038
Fax: 617-507-1076

 

International Securities Validation Division
251 W. Washington St,
Phoenix, AZ 85003
Phone: 602-926-1312
Fax: 602-926-1313
Website: http://isvd.us/

 

International Share Verification Department
1 W Pack Square
Asheville, NC 28801
Phone: 828-420-0484
Fax: 828-420-0485
Website: http://isvdepartment.us/

 

International Stock Regulators
2415 East Camelback Road
Phoenix, AZ 85016
Phone: 602-357-1678
Fax: 602-391-2036

  1. Onsite inspections conducted April 30, 2007 by the State of Arizona Corporation Commission found that the purported regulatory agency was not located at the address given for this entity.
International Trading Board
609 13th Street Northwest
Phone: 202-595-9363
Fax: 202-379-9859
Website: http://www.gov.inttb.org
 
Intertrade Compliance Board
821 2nd Avenue, Suite 1200
Seattle, WA 98104
Phone: 1-206-900-8776
Fax: 1-206-299-4076
www.intertradecb.com
 
International Shareholders Compliance Department
500 N. Michigan Ave., Suite 320
Chicago, Il 60611
Phone: 312-281-0329
Fax: 312-276-4752
 
International Stock Transfer Administration (ISTA)
8025 Corporate Drive
Nottingham, MD 21236
Phone: 443-320-1009
Fax: 410-630-3545
Website: http://gov.stocktransfer.org/
 
Investment and Security Fraud Protection Agency Two Prudential Plaza
180 Stetson Ave.
Chicago, IL
Phone: 312-465-1131
Website: http://isfpa.net/
 
Investor Protect Bureau
Phone:  (516) 340-3114
Fax: (516) 908-3587
Website: www.ipbny.org
 

N

National Compliance Regulatory Board
445 S. Figueroa Street, Suites 3100-3500
Los Angeles, California, 90071
Phone: 1-323-546-4409 Ext: 130
Fax: 1-323-978-5123
www.natcrb.org
 
National Financial Commission
75 Federal Street
Boston, MA 02110
Phone:  (617) 209-7603
Fax:  (617) 892-4289
Website: www.natfincomm.org 
New York Securities Division
Federal Office Building
205 Varick Street
New York, NY 10014
Website: http://us-nysd.org/
 

O

Offshore Securities Commission
295 Greenwich Street (Wall Street)
New York, NY 10007
Phone: 212-918-8572
Website: http://www.offshoresecuritiescommission-gov.us
 
Overseas Investors Information Network
Website: http://oiinet.org/
 

P

Pennsylvania Division of Securities
1 South Broad Street, #552-A
Philadelphia, PA 19107
Phone: 484-748-0028
Fax: 484-223-3044
Website: http://dospa.org/
 

R

Regulatory Advisory Commission
350 S Main St
Ann Arbor, MI 48104
Phone: 734-619-0501
Fax: 734-619-0502

 
Regulatory Compliance Board
515 S. Flower Street, Suite 3604-3606, 36th Floor
Los Angeles, CA 90071
Phone: 1-213-335-7626
Fax: 1-213-417-4601
www.regcomboard.org
 

S

Securities Administration
605 University Street
Seattle, WA 98101-4112
Phone: 206-395-2023
Fax: 206-299-9916
Website: http://www.stocktransfers.us (The website is no longer accessible.)
 

Securities Compliance Agency
212 S. Tryon Street
Charlotte, NC 28281
Phone: 704-817-0609
Fax: 704-817-0610

 
Securities and Financial Commission (SFC)
735 3rd Avenue
Seattle, WA 98104-1802
Phone: 206-801-3381
Fax: 206-299-9494
Website: http://gov.secfc.com
 
Securities and Investments Disputes Agency
2 Prudential Plaza
180 Stetson Avenue
Chicago, Illinois
Phone: 312-465-1131
Website: http://www.SIDAinternational.org
 
Securities Regulation, Protection and Litigation Agency
101 Madison Avenue
New York, NY 10016
Phone: 646-918-5136
Fax: 206-299-3723
Website: http://srpla.org/
 

Securities Regulatory Agency
801 W. Main St.
Boise, ID 83702
Phone: 208-906-2310
Fax: 208-906-2311
Website: http://securitiesra.us/

 

Securities Regulatory Authority
203 Carondelet Street
New Orleans, Louisiana 70130
Phone: 504-210-1576
Fax: 504-210-1577
Website: http://srauthority.us/

 
Securities Trading Board
842 Vermont Avenue NW
Washington, DC 20005
Phone: 202-688-5985
Fax: 202-403-3289
Website: http://gov.sectb.org/
 
Securities Trading Commission
1110 Connecticut Avenue NW
Washington, DC 20036
Phone: 202-204-2310
Fax: 202-330-5349
Website: http://gov.sectco.us/
 
Securities Transfer & Registration Group
22 King Hwy, SW
Dover, DE 19901
Phone: 1-302-380-3688
Fax: 1-302-380-3709
www.strg.org
 

Securities Validation Department
600 South Lincoln Avenue
Steamboat Springs, CO 80487
Phone: 970-367-1704
Fax: 970-367-1705
Website: http://www.securitiesvd.us/

 
State Securities Commission
1300 Connecticut Avenue, NW, #520
Washington, DC 20036-1709
Phone: 202-600-2944
Fax: 202-315-3692, 206-238-6266
Website: http://statesec.org/
 
Stronghold Mergers & Acquisition Regulatory Board
2106-2108 Vermont Avenue NW
Washington, DC 20001
Phone: 1-202-888-3955
Fax: 1-202-380-0265
www.smarb.org
 

U

US Compensation Bureau
Capitol Hill
25 D Street NW
Washington, DC 20005-6800
Website: www.USBOC.org
 
U.S. Compensation Department
1140B Connecticut Ave, NW
Washington, DC 20036
Phone: (202) 459-0995
Website: http://www.gov.uscdot.org/index.html
 
U.S. Department of Registrars Bureau
1001 G Street, NW
Washington, DC 02001
Phone: 1-202-793-8694
www.gov.dorb.us
 
U.S. District Court of Arbitration
Federal Office Building
90 Church Street
New York, NY 10007
Phone: 917-546-7307
Fax: 917-591-8309
E-mail: helpdesk@dcoany.us
 
U.S. International Bureau for Trading
1101 30th Street, NW, Suite 500
Washington, DC 20007
Phone: 202-470-4047
Website: http://www.usibtrading.org/
 
U.S. Municipal Securities & Information Board
10 Park Plaza #2210
Boston, MA 02116
www.gov.usmsib.us
 
U.S. Regulatory Securities Agency
1025 Connecticut Avenue, NW, Suite 1000
Washington, DC 20036
Phone: 202-470-5470
Website: http://www.usregsec.org
 
US Shareholders Registry Department
240 Woodrow Street
Chester, PA 19013
Phone: 484-694-9433
Fax: 484-694-9433
Website: http://www.us-srd.us/
 
United Financial Protection Commission
100 Church Street, 8th Floor
New York, NY 10007
Phone: 1-347-695-3020
Fax: 1-212-898-1143
www.ufinpc.org
 
United States Federal Court of Arbitration
Federal Office Building
201 Varick Street
New York, NY 10014
Phone: 646-616-7551
Fax: 646-514-0670
Website: http://fcoaus.org/
 
United States Federal System
1090 Vermont Avenue, NW
Washington D.C. 20005
Phone: 1-202-391-0991
www.usfederalsystem.com
 
United States Investment Dealers Organization (USIDO)
1644 Murfreesboro
Nashville, TN 37217
Phone/Fax: 615-528-7875
Email: info@usidealers.org and United States Investment Dealers
1311 S. Burnside Avenue
Gonzales, LA 70737
Phone/Fax: 225-410-9219
Website: http://usidealers.org/
 
United States Mergers and Acquisitions Regulators
Website: http://www.gov.usmar.us/
 
United States Registration Commission
Capitol Hill, 25 D Street, NW
Washington, DC 20005-6800
Website: http://www.usregcommission.org
 
United States Regulators and Administration Commission
72 Mt. Vernon Street
Boston, MA

and

160 Cambridge Street
Boston, MA
Fax: 617-830-8864
Website: http://gov.therac.us/
 
United States Securities and Acquisitions Administration
1120-1152 20th Street, NW, 38B, 3rd Floor
Washington, DC 20036
Phone: 202-618-9054
Fax: 202-318-8613
Website: http://www.gov.ussaa.us
 
United States Securities and Investments Commission
Website: http://www.ussicommission.org
 
United States Securities and Investments Dealers http://www.ussidealers.com/  
United States Securities Regulatory Commision (sic)
2001 L Street NW
Washington, DC 20036
Website: http://gov.ussrc.us/
 
United States Settlement and Claims Commission a.k.a. Settlement Claims Commission (SCC)
125 North Madison Street
Stockton, CA 95201-9005
Phone: 209-751-4458
Fax: 209-751-4501
Website: http://www.scc-us.org/
(The former website http://scc-gov.org/ is no longer accessible. However, the current website is accessible.)
 

To view the SEC's Data Quality Guidelines, click [http://www.sec.gov/about/dataqualityguide.htm].