Impersonators of Genuine Firms

Public Alert: AIA Capital Markets, LLC

July 19, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

AIA Capital Markets, LLC

509 Madison Avenue, Suite 2206
New York, NY 10022
Phone: 315-276-3468
Website: http://www.aiacapitalmarketsllc.com

  1. AIA Capital Markets, LLC is impersonating a formerly registered broker-dealer firm with the same name and address - AIA Capital Markets LLC (CRD Number: 44156; SEC Number: 8-50558). The impersonator has NO connection with, and is not to be confused with, the genuine AIA Capital Markets LLC, which had the following mailing address: 509 Madison Avenue, Suite 2206, New York, NY 10022. The genuine AIA Capital Markets LLC had its registration with the SEC terminated on September 28, 2009 and is defunct.

Last Reviewed or Updated: June 28, 2024