Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
June 24, 2004	J. Thomas Talbot Release No. LR-18762
June 23, 2004	Gemstar-TV Guide International, Inc. Release No. LR-18760, AAER-2045
June 23, 2004	Wilmington Trust Company Release No. LR-18759
June 22, 2004	Arthur A. Goodwin, William J. Burke and Christopher P. Whalen Release No. LR-18758, AAER-2044
June 22, 2004	Michael L. Hershey, Robert D. Lear, Landis Associates, LLC, And Tremont Medical, Inc. Release No. LR-18757
June 21, 2004	Helvetia Pharmaceuticals, Inc., Richard A. Anders, Nicholas Bachynsky, Arthur Scheinert, and Laurence Dean Release No. LR-18756
June 21, 2004	Augustine M. Cruciotti Release No. LR-18755, AAER-2043
June 21, 2004	Steven L. Haggerty Release No. LR-18754, AAER-2042
June 17, 2004	Victor Jacobowitz, et al. Release No. LR-18751, AAER-2037
June 17, 2004	Thomas M. Gibson, et al. Release No. LR-18750
June 17, 2004	Conrad P. Seghers And James R. Dickey Release No. LR-18749 File Number: broker-dealer
June 17, 2004	Bruce Hill, et al. Release No. LR-18753, AAER-2038
June 17, 2004	Kenneth R. Ward Release No. LR-18752
June 16, 2004	Prabhat K. Goyal Release No. LR-18748, AAER-2036
June 16, 2004	C+ Capital Management, LLC & Won Charlie Yi Release No. LR-18747
June 16, 2004	Fiore J. Gallucci, Ronald A. Manzo, and Gary B. Taffet Release No. LR-18746
June 16, 2004	Beacon Hill Asset Management LLC, John D. Barry, Thomas P. Daniels, John M. Irwin, and Mark P. Miszkiewicz, Defendants, and Beacon Hill Master, Ltd., Bristol Fund, Ltd., Safe Harbor Fund L.P., Safe Harbor Asset Management LLC, Milestone Plus Partners L.P., Milestone Global Advisors, L.P., Nancy Daniels, Marie Irwin, Ellen Lynch, and Jennifer Tindell Release No. LR-18745A
June 14, 2004	John P. Miller Release No. LR-18744, AAER-2035
June 10, 2004	Ives Health Co. Inc., M. Keith Ives, Michael Harrison and James Kosta Release No. LR-18743
June 10, 2004	Frederick David Jones and Mark Godden Release No. LR-18742
June 9, 2004	Schering-Plough Corporation Release No. LR-18740 File Number: 3-11517
June 9, 2004	Greg Waring and Craig Treloar Release No. LR-18739, AAER-2031
June 9, 2004	i2 Technologies, Inc. Release No. LR-18741, AAER-2034
June 4, 2004	Geek Securities, Inc., Geek Advisors, Inc., Kautilya "Tony" Sharma, and Neal R. Wadhwa Release No. LR-18738
June 4, 2004	Scott Alexander Gryskiewicz Release No. LR-18737
June 3, 2004	Leonard Alexander Ruge, et al. Release No. LR-18736
June 3, 2004	Global Timber Corporation, Stephen J. Sand, Jose F. Garcia, Jonathon Bentley-Stevens, David A. Kirk, and Pamela J. Vega Release No. LR-18735
June 3, 2004	Symbol Technologies, Inc., Tomo Razmilovic, Kenneth Jaeggi, Leonard Goldner, Brian Burke, Michael DeGennaro, Frank Borghese, Christopher DeSantis, James Heuschneider, Gregory Mortenson, James Dean and Robert Donlon Release No. LR-18734, AAER-2029
June 2, 2004	Paul Melvin Henson, Jr. and Lance Turner Fair Release No. LR-18733, AAER-2028
June 1, 2004	Del Global Technologies Corp., Inc., Leonard A. Trugman, Michael H. Taber, David Engel, Seymour Rubin, and David Michael Release No. LR-18732, AAER-2027
June 1, 2004	Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey Release No. LR-18731, AAER-2026
June 1, 2004	Motorcar Parts & Accessories, Inc, and Peter Bromberg Release No. LR-18730
May 28, 2004	C+ Capital Management, LLC & Won Charlie Yi Release No. LR-18729
May 27, 2004	Frank M. Bergonzi, Martin L. Grass, And Franklin C. Brown Release No. LR-18728, AAER-2024
May 26, 2004	Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown Release No. LR-18727, AAER-2023
May 25, 2004	Thomas A. Sebastian Release No. LR-18726, AAER-2022
May 25, 2004	John A. Furutani Release No. LR-18725
May 24, 2004	D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, and Denis Timothy O'Brien Release No. LR-18724
May 24, 2004	Ocumed Group, Inc., Alfred R. Caggia and Louise A. Cummings Release No. LR-18723, AAER-2021
May 21, 2004	Donald A. English, et al. and E-Biz Ventures, et al. Release No. LR-18722
May 20, 2004	Michael J. Rivers And Thomas E. Hall Release No. LR-18721
May 20, 2004	Gabor S. Acs and Penny King Holdings, Inc. Release No. LR-18720
May 19, 2004	Daniel D. Dyer and Oxbow Capital Partners, LLC Release No. LR-18719
May 19, 2004	LNB Bancorp, Inc., Gary C. Smith, Thomas P. Ryan, Gerald S. Falcon and Thomas H. Eschke Release No. LR-18718
May 19, 2004	Paula H. Rieker Release No. LR-18717, AAER-2018
May 18, 2004	Ed Johnson and Merl Holdings, Inc.Com Release No. LR-18716, AAER-2017
May 17, 2004	Lucent Technologies Inc., Nina Aversano, Jay Carter, A. Leslie Dorn, William Plunkett, John Bratten, Deborah Harris, Charles Elliott, Vanessa Petrini, Michelle Hayes-Bullock, And David Ackerman Release No. LR-18715, AAER-2016
May 17, 2004	Warren Asset Management, LLC, DG Private Investment Fund, LLC, and Weldon R. Warren individually and d/b/a Dynamic Financial Management Release No. LR-18714
May 14, 2004	Brett G. Brubaker and Abraham & Sons Capital, Inc. Release No. LR-18713
May 14, 2004	New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, Bld Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo Release No. LR-18712
May 14, 2004	Cosmo Corigliano, CPA Release No. LR-18711, AAER-2014 File Number: 3-11490
May 13, 2004	Toks, Inc. and Ade O. Ogunjobi Release No. LR-18710
May 13, 2004	Luis Giro Release No. LR-18709
May 12, 2004	James J. Farley and Shelley J. Farley Release No. LR-18708
May 12, 2004	Charles Dwain Davis, Jr. Release No. LR-18707
May 12, 2004	James Murphy, Robert Lockwood, Gilboa Peretz Release No. LR-18706, AAER-2013
May 12, 2004	Premier Marketing & Investments, Inc., and Nicholas Roblee a/k/a Nicholas Richmond Release No. LR-18705
May 12, 2004	Barry Reed and James Hammonds Release No. LR-18704
May 11, 2004	D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, And Denis Timothy O'Brien Release No. LR-18703
May 11, 2004	Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, And Bradley J. Schmidt Release No. LR-18702, AAER-2012
May 11, 2004	William S. Finkelstein and PricewaterhouseCoopers LLP Release No. LR-18701, AAER-2009
May 10, 2004	Emery W. Harris Release No. LR-18700, AAER-2004
May 7, 2004	Bruce Hill, et al. Release No. LR-18699
May 6, 2004	PIMCO Advisors Fund Management LLC, PIMCO Advisors Fund Management LLC, PEA Capital LLC f/k/a/ PIMCO Equity Adviors LLC, PIMCO Advisors Distributors LLC, Stephen J. Treadway, and Kenneth W. Corba Release No. LR-18697
May 6, 2004	Van T. Dinh Release No. LR-18696
May 6, 2004	Mutual Benefits Corp., et al. Release No. LR-18698
May 5, 2004	Moore Stephens Chartered Accountants (United Kingdom) and Peter D. Stewart, A Partner, Sanctioned by Institute of Chartered Accountants in England and Wales for Failures in Connection with Audits of Financial Statements Filed with the SEC Release No. LR-18695, AAER-2002
May 5, 2004	Chicago D&P, Inc., Patricia Morgen, and Shalom Gibson Release No. LR-18694
May 4, 2004	Michael A. Ofstedahl, et al. Release No. LR-18693
May 4, 2004	Phillip E. White Release No. LR-18692, AAER-2001
May 4, 2004	Michael W. Gullion in the Matter of Gold Banc Corporation, Inc. Release No. LR-18691, AAER-2000
May 4, 2004	Dean S. Thomassen Release No. LR-18690
May 3, 2004	D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., and PCM Fixed Income Fund I, LLC, Daniel William Heath, and Denis Timothy O'Brien Release No. LR-18689
April 29, 2004	Gordon J. Rollert Release No. LR-18687
April 29, 2004	Carnegie International Corporation, et al. Release No. LR-18686, AAER-1994
April 29, 2004	Barry Richard Kusatzky in the Matter of California Amplifier, Inc Release No. LR-18688, AAER-1996
April 28, 2004	Paul Howe Noe, et al. Release No. LR-18685
April 27, 2004	Dennis A. Bakal, et al. Release No. LR-18684, AAER-1993
April 27, 2004	Wealth International Network, Andre Brady, et al. Release No. LR-18683
April 27, 2004	James E. Reid Release No. LR-18682, AAER-1992
April 26, 2004	Ian L. Renert et al. Release No. LR-18681
April 26, 2004	Larry W. Tyler, Advanced Financial Services, Inc., et al. Release No. LR-18680
April 23, 2004	Claude Lefebvre et al. Release No. LR-18676
April 23, 2004	Wealth International Network, Andre Brady, et al. Release No. LR-18679
April 23, 2004	Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants, and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants Release No. LR-18678
April 23, 2004	National Investment Enterprises and Michael Garian a/k/a Melkon Gharakhanian a/k/a Bika Balian Release No. LR-18677
April 22, 2004	Allen M. Glick et al. Release No. LR-18675
April 22, 2004	William E. Lyons (revised) Release No. LR-18674A
April 22, 2004	William E. Lyons Release No. LR-18674
April 22, 2004	Alfred S. Teo, Sr., et al. Release No. LR-18673
April 20, 2004	Capital Acquisitions, Inc, et al. Release No. LR-18672
April 19, 2004	Vincent P. Iannazzo and Milton E. Stanson Release No. LR-18671
April 19, 2004	Timothy R. Heyman and Heyman International, Inc. Release No. LR-18670
April 16, 2004	John Surgent, Barry Abrams, Warren Hemedinger, Scott Piccininni, Paul Tahan, Robert Vitale, Mark Chavez, Sal Puccio, and Victor A. Lessinger Release No. LR-18669
April 16, 2004	Spear & Jackson, Inc., et al. Release No. LR-18668
April 13, 2004	Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino Release No. LR-18667
April 12, 2004	Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman Release No. LR-18666
April 8, 2004	Ira Zar, David Rivard, and David Kaplan Release No. LR-18665, AAER-1988
April 7, 2004	Metropolis Holdings, LLC and Edward Gray Release No. LR-18664
April 7, 2004	Colin Nathanson, individually and doing businesss as Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., NetTel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc. Release No. LR-18663

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