Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort ascending	Respondents
Sept. 13, 2022	Marc J. Frankel Release No. LR-25503 See Also: SEC Complaint
Sept. 13, 2022	TBG Holdings Corporation, Neil B. Swartz, and Timothy S. Hart, Ted L. Romeo, Vincent J. Caputo, Frank S. Dickerson Release No. LR-25504 See Also: SEC Complaint - Vincent J. Caputo , SEC Complaint - Frank S. Dickerson , SEC Complaint - Ted L. Romeo , and Timothy S. Hart
Sept. 13, 2022	Oppenheimer & Co. Inc. Release No. LR-25505 See Also: SEC Complaint
Sept. 9, 2022	Profile Solutions, Inc. et. al. Release No. LR-25500 See Also: SEC Complaint
Sept. 9, 2022	Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young Release No. LR-25501
Sept. 8, 2022	Money Magnet Platinum Membership Initiative LLC and LaKenya Hopkins Release No. LR-25499 See Also: SEC Complaint
Sept. 7, 2022	Todd Christopher Doucette Release No. LR-25498 See Also: SEC Complaint
Sept. 2, 2022	Kris A. Swaffer, et. al. Release No. LR-25496 See Also: SEC Complaint
Sept. 2, 2022	David Pope Release No. LR-25497, AAER-4331 See Also: SEC Complaint
Sept. 1, 2022	Cronin and Joseph Release No. LR-25493
Sept. 1, 2022	Ramas Capital Management, LLC and Ganesh H. Betanabhatla Release No. LR-25494 See Also: SEC Complaint
Sept. 1, 2022	Archer Capital Management Group et al. Release No. LR-25495 See Also: SEC Complaint
Aug. 31, 2022	Empirex Capital LLC, et al. Release No. LR-25492
Aug. 30, 2022	Pavel Ruiz Release No. LR-25490 See Also: SEC Complaint , SEC Complaint
Aug. 30, 2022	Gregory E. Lindberg, et al. Release No. LR-25491 See Also: SEC Complaint
Aug. 30, 2022	Lee A. Bressler Release No. LR-25488 See Also: SEC Complaint
Aug. 30, 2022	Ignite International Brands, Ltd. Release No. LR-25489
Aug. 29, 2022	Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming Release No. LR-25487 See Also: SEC Complaint
Aug. 26, 2022	Spartan Securities Group, Ltd., et al. Release No. LR-25486 See Also: Order
Aug. 25, 2022	Swapnil J. Rege et al. Release No. LR-25482
Aug. 25, 2022	John C. Wilson II, et al. Release No. LR-25483 See Also: SEC Complaint
Aug. 25, 2022	Taronis Technologies, Inc., et al. Release No. LR-25484, AAER-4328 See Also: SEC Complaint
Aug. 25, 2022	GP Capital Group, Inc. and Shannon W. Illingworth Release No. LR-25485
Aug. 24, 2022	Nicolas Arkells Release No. LR-25481 See Also: SEC Complaint
Aug. 23, 2022	Robert Brian Watson and WDC Holdings LLC d/b/a Northstar Commercial Partners Release No. LR-25480 See Also: SEC Complaint
Aug. 19, 2022	Lee Simmons Release No. LR-25478 See Also: SEC Complaint
Aug. 19, 2022	Jonathan Dax Cooke, et al. Release No. LR-25479 See Also: Judgment
Aug. 18, 2022	Airborne Wireless Network, et al. Release No. LR-25476
Aug. 18, 2022	Anthony J. Mastroianni, Jr. and Global Business Development and Consulting Corp. Civil Release No. LR-25477
Aug. 17, 2022	Nicholas Daniel Release No. LR-25473 See Also: SEC Complaint
Aug. 17, 2022	CKB168 Holdings Ltd., et al. Release No. LR-25474
Aug. 17, 2022	Sergei Polevikov, et al. Release No. LR-25475
Aug. 17, 2022	Ronald D. Paul Release No. LR-25471, AAER-4322 See Also: SEC Complaint
Aug. 17, 2022	Christopher R. Bentley and Bellatorum Resources, LLC Release No. LR-25472 See Also: SEC Complaint
Aug. 16, 2022	Rahim Mohamed, Davies (Dave") Wong Release No. LR-25469
Aug. 16, 2022	Ann M. Dishinger, Jerrold I. Palmer, and Lawrence M. Palmer Release No. LR-25470 See Also: SEC Complaint
Aug. 16, 2022	Dragonchain, Inc., Dragonchain Foundation, The Dragon Company, John Joseph Roets Release No. LR-25468 See Also: SEC Complaint
Aug. 15, 2022	Ross Barish Release No. LR-25467
Aug. 11, 2022	Desilu Studios, Inc. and Charles B. Hensley Release No. LR-25466
Aug. 10, 2022	GreneCo, LLC, Gene D. Larson, Gregory K. Womack, and Womack Investment Advisers, Inc. Release No. LR-25464 See Also: SEC Complaint
Aug. 10, 2022	Alpine Securities Corp., et al. Release No. LR-25465 See Also: SEC Complaint
Aug. 3, 2022	Semisub, Inc., Curtiss Edward Jackson, and Jamey Denise Jackson Release No. LR-25462 See Also: SEC Complaint
Aug. 3, 2022	Brian K. Hutchison Release No. LR-25463, AAER-4319 See Also: Complaint , Administrative Proceedings Release
Aug. 2, 2022	Crown Bridge Partners, LLC, Soheil Adhoot, and Sepas Ahdoot Release No. LR-25461 See Also: SEC Complaint
Aug. 1, 2022	Vladimir Okhotnikov et al. Release No. LR-25460 See Also: SEC Complaint
July 29, 2022	Alan Z. Appelbaum Release No. LR-25459 See Also: SEC Complaint , Administrative Proceedings Release , Administrative Proceedings Release
July 28, 2022	Robert L. Murray, Jr. Release No. LR-25455 See Also: SEC Complaint
July 28, 2022	Patient Access Solutions, Inc., et al. Release No. LR-25456 See Also: SEC Complaint
July 28, 2022	GP Capital Group, Inc. and Shannon W. Illingworth Release No. LR-25457
July 28, 2022	Mark Klein, et al. Release No. LR-25458 See Also: SEC Complaint
July 27, 2022	Frank Okunak Release No. LR-25454 See Also: SEC Complaint
July 27, 2022	Alexandra Robert, Chalala Academy LLC Release No. LR-25452 See Also: SEC Complaint
July 26, 2022	Amit Bhardwaj, et al. Release No. LR-25450 See Also: SEC Complaint
July 26, 2022	Seth Markin and Brandon Wong Release No. LR-25451 See Also: SEC Complaint
July 26, 2022	Todd Lahr and Thomas Megas Release No. LR-25453 See Also: SEC Complaint , Judgment , Memorandum Opinion
July 25, 2022	Stephen E. Buyer, et al. Release No. LR-25448 See Also: SEC Complaint
July 25, 2022	Brijesh Goel and Akshay Niranjan Release No. LR-25449 See Also: SEC Complaint
July 21, 2022	Apostolos Trovias Release No. LR-25447 See Also: Judgment
July 18, 2022	Bruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell Release No. LR-25446 See Also: SEC Complaint
July 15, 2022	Richard Jonathan Eden, et al. Release No. LR-25444 See Also: SEC Complaint
July 15, 2022	John David McAfee and Jimmy Gale Watson, Jr. Release No. LR-25445 See Also: Jr. , Order - John David McAfee
July 13, 2022	Manuel Alvis, Joseph Boulos, Carlos Pingarron, Carlos Sorondo Release No. LR-25443 See Also: SEC Complaint - Alvis , SEC Complaint - Boulos , SEC Complaint - Pingarron , SEC Complaint - Sorondo
July 11, 2022	Jerry Li Release No. LR-25442
July 11, 2022	Shimon Rosenfeld Release No. LR-25441
July 7, 2022	Doron A. Tavlin, Afshin Farahan, and David J. Gantman Release No. LR-25439 See Also: SEC Complaint
July 7, 2022	George W. Haywood Release No. LR-25440 See Also: SEC Complaint
July 6, 2022	Carrillo et al.; Release No. LR-25437
July 6, 2022	Sung Mo Jun, Joon Jun, Junwoo Chon, Ayden Lee, and Jae Hyeon Bae Release No. LR-25438
July 1, 2022	Justin R. Kimbrough, Terry Nikopoulos. TKJ Investments Corp., TKJ Holdings Corp., Preeminent Trade Group Inc., The Elyte Group Corp., and Prosperity Consultants, LLC Release No. LR-25436 See Also: SEC Complaint
July 1, 2022	William Glen Baker, Michael Bowen, Cannon Operating Company LLC, North Texas Minerals LLC, and Chol Kim (a/k/a Brandon Kim) Release No. LR-25433 See Also: SEC Complaint
July 1, 2022	Matthew Wade Beasley, et al. Release No. LR-25434 See Also: SEC Complaint
July 1, 2022	Eric S. Hollifield Release No. LR-25435 See Also: SEC Complaint
June 29, 2022	Daniel J. Moscatiello Release No. LR-25431 See Also: SEC Complaint
June 29, 2022	Shlomo Nir and Tzachi Rahamim Release No. LR-25432 See Also: SEC Complaint , ol
June 27, 2022	Moynes, et al. Release No. LR-25430 See Also: SEC Complaint
June 24, 2022	StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. Lachow Release No. LR-25429
June 21, 2022	Steven J. Sheinfeld Release No. LR-25428 See Also: Judgment
June 17, 2022	Lek Securities Corporation, et. al. Release No. LR-25427
June 16, 2022	Anthony Michael Holland Release No. LR-25426 See Also: SEC Complaint
June 15, 2022	Loral L. Langemeier and Live Out Loud, Inc. Release No. LR-25425 See Also: SEC Complaint
June 15, 2022	Shuang Chen, et al. Release No. LR-25421
June 15, 2022	David Roda and Andrew Larkin Release No. LR-25422 See Also: SEC Complaint
June 15, 2022	Boron Capital, LLC, BC Holdings 2017, United BNB Fund 2018, and Blake Robert Templeton Release No. LR-25423 See Also: SEC Complaint
June 15, 2022	Resolute Capital Partners Ltd, LLC, et al. Release No. LR-25424 See Also: SEC Complaint File Number: 3-20597
June 14, 2022	Mark Korb Release No. LR-25419 See Also: Complaint
June 14, 2022	Michael Mooney, Britt Wright, and Penny Flippen Release No. LR-25420 See Also: SEC Complaint
June 10, 2022	A.G. Morgan Financial Advisors, LLC et al. Release No. LR-25418 See Also: SEC Complaint
June 9, 2022	Trends Investments Inc. et al. Release No. LR-25414 See Also: SEC Complaint
June 9, 2022	Terraform Labs Pte Ltd. and Do Kwon Release No. LR-25415
June 9, 2022	Puneet Dikshit Release No. LR-25416
June 9, 2022	Patrick Churchville, et al. Release No. LR-25417
June 8, 2022	Stubos, et al.; Release No. LR-25411 See Also: SEC Complaint
June 8, 2022	Knox et al.; Release No. LR-25412 See Also: s Motion for Summary Judgment , Judgment - B2 Cap Inc. , Judgment - B21 Ltd. , Judgment - C Capital Corp. , Silverton SA Inc. , Judgment - WB21 DMCC , Judgment - WB21 NA Inc. , Judgment - WB21 US Inc. , Judgment - Wintercap SA Inc.
June 8, 2022	United Health Products, Inc., Douglas Beplate, and Louis Schiliro Release No. LR-25413 See Also: SEC Complaint , Administrative Proceedings Release
June 7, 2022	LG Capital Funding, LLC., and Joseph I. Lerman, et. al Release No. LR-25410 See Also: SEC Complaint
June 7, 2022	Morningstar Credit Ratings, LLC Release No. LR-25409 See Also: Judgment
June 2, 2022	Anthony Sirotka Release No. LR-25406 See Also: SEC Complaint
June 2, 2022	Robert Samuel Shumake, Jr., et al Release No. LR-25407
June 2, 2022	Jennifer Campbell Release No. LR-25408 See Also: SEC Complaint
June 1, 2022	Mohammed Pithapurwala, Ammar Kutiyanawalla, and Alifiya Kutiyanawalla Release No. LR-25403 See Also: SEC Complaint , Judgment - Alifiya Kutiyanawalla , Judgment - Mohammed Pithapurwala

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