Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Oct. 31, 2023	SolarWinds Corporation and Timothy G. Brown Release No. LR-25887 See Also: SEC Complaint
Oct. 27, 2023	Bruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell Release No. LR-25886 See Also: SEC Complaint
Oct. 25, 2023	Julie Anne Darrah, et al., Release No. LR-25885 See Also: SEC Complaint
Oct. 19, 2023	Thor Technologies, Inc. and David Chin Release No. LR-25884 See Also: Final Judgment
Oct. 18, 2023	Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming Release No. LR-25883
Oct. 17, 2023	Brian Marc Rubin Release No. LR-25882 See Also: SEC Complaint
Oct. 13, 2023	Frederick L. Sharp et al., Release No. LR-25881 See Also: Judgment
Oct. 5, 2023	Elon R. Musk Release No. LR-25880 See Also: Application
Oct. 4, 2023	Matthew M. Motil, et al. Release No. LR-25879 See Also: SEC Complaint
Oct. 3, 2023	Zera Financial LLC Release No. LR-25878 See Also: SEC Complaint
Oct. 2, 2023	Shannon Westhead, et al.; ABFP Income Fund Parallel, LLC, et al. Release No. LR-25877 See Also: SEC Complaint - ABFP Income Fund Parallel, LLC, et al. , SEC Complaint - Shannon Westhead, et al.
Sept. 29, 2023	Nano-x Imaging Ltd. and Ran Poliakine Release No. LR-25876 See Also: SEC Complaint
Sept. 29, 2023	Christofer Shurian; Utah Regional Investment Fund LLC; CCS of Utah, Inc. Release No. LR-25875 See Also: SEC Complaint
Sept. 29, 2023	Steven J. Jacobson; Advisor Resource Council Release No. LR-25874 See Also: SEC Complaint
Sept. 29, 2023	Stephone N. Patton, Star Oil and Gas Company, Inc., et al. Release No. LR-25873 See Also: SEC Complaint
Sept. 29, 2023	Adam R. Long; L2 Capital, LLC; Oasis Capital LLC Release No. LR-25872 See Also: SEC Complaint
Sept. 29, 2023	John Feloni and Stock Squirrel, Inc. Release No. LR-25871 See Also: SEC Complaint
Sept. 29, 2023	Luther C. Speight, III and Luther Speight & Company, LLC Release No. LR-25870 See Also: SEC Complaint
Sept. 29, 2023	Third Friday Management, LLC and Michael E. Lewitt Release No. LR-25869 See Also: SEC Complaint
Sept. 29, 2023	Prager Metis CPAs, LLC, and Prager Metis CPAs LLP Release No. LR-25868 See Also: SEC Complaint
Sept. 29, 2023	Bin Hao and Qidian LLC Release No. LR-25867 See Also: SEC Complaint
Sept. 28, 2023	Anne Pramaggiore Release No. LR-25866 See Also: SEC Complaint
Sept. 28, 2023	Arline E. Woodbury and Joyce L. Holverson Release No. LR-25865 See Also: SEC Complaint
Sept. 28, 2023	Ronald E. Filoramo Release No. LR-25864 See Also: SEC Complaint
Sept. 28, 2023	Michael Blumer, John Kuprianchik, David Page, Steven Thompson, Joseph Todaro Release No. LR-25863 See Also: SEC Complaint
Sept. 28, 2023	Marco A Perez, Pedro Perez Jr., and Olivia Perez Durbin Release No. LR-25862 See Also: SEC Complaint
Sept. 28, 2023	Anthony Viggiano, Stephen A. Forlano, Christopher Salamone, and Nathan Bleckley Release No. LR-25861 See Also: SEC Complaint
Sept. 28, 2023	Edward O'Donnell and Victor Bozzo Release No. LR-25860 See Also: SEC Complaint
Sept. 27, 2023	Robert Del Prete Release No. LR-25859 See Also: Judgment
Sept. 27, 2023	Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc. and SLIG High-Interest Liquid Savings Company Release No. LR-25858 See Also: SEC Complaint
Sept. 27, 2023	Adam E. Levin; Rick Bentley Release No. LR-25857 See Also: SEC Complaint - Adam E. Levin , SEC Complaint - Rick Bentley
Sept. 27, 2023	Charles Tralka, Thomas Braegelmann, Matthew Sullivan, Jordan Goodman, Good Steward Capital Management, Inc., and Robert L. Barr Release No. LR-25856 See Also: SEC Complaint
Sept. 27, 2023	Hyzon Motors Inc., Craig M. Knight, and Max C.B. Holthausen Release No. LR-25855 See Also: SEC Complaint
Sept. 26, 2023	Intrusion Inc. Release No. LR-25854 See Also: SEC Complaint
Sept. 26, 2023	Philip Verges, James D. Tilton, Jr., Robert F. Malin, Linda Malin, and Blue Citi, LLC, Defendants, and SMEA2Z, LLC, 143 Partners LLC, West Cucharras, LLC, and JDT Trading, LLC, Relief Defendants Release No. LR-25853 See Also: SEC Complaint
Sept. 26, 2023	The Diamond Desk Corporation; Adam J. Lowe Release No. LR-25852 See Also: SEC Complaint
Sept. 25, 2023	Stephen L. Bailey, Sapphire Exploration LLC, and Harris Exploration Inc. Release No. LR-25851 See Also: SEC Complaint
Sept. 25, 2023	Phoenix Outsourced Development, LLC, Edger Solutions Management, Michael McLaughlin, Derek McLaughlin, Louis Peter Goff, Eric Fairbourn, Brian Hubbard, Nicholas Deluca Release No. LR-25850 See Also: SEC Complaint
Sept. 25, 2023	Douglas MacWright and Highlander Capital Management, LLC Release No. LR-25849 See Also: SEC Complaint
Sept. 25, 2023	Vista Financial Advisors LLC, et al. Release No. LR-25848 See Also: SEC Complaint
Sept. 25, 2023	Michael Caridi Release No. LR-25847 See Also: SEC Complaint
Sept. 22, 2023	Nathalia I. Burgos, Christian A. Cuesta, Steven A. Fernandez et. al. Release No. LR-25846 See Also: SEC Complaint , SEC Complaint - Amended , SEC Complaint - Nathalia I. Burgos , SEC Complaint - Christian A. Cuesta , SEC Complaint - Steven A. Fernandez
Sept. 22, 2023	Empirex Capital LLC and Rafael Alberto Vargas Gonzalez, a/k/a Rafael Vargas Release No. LR-25845 See Also: SEC Complaint
Sept. 22, 2023	J.H. Darbie & Co., Inc. Release No. LR-25844 See Also: Final Judgment
Sept. 21, 2023	Jonathan Becker Release No. LR-25843 See Also: SEC Complaint
Sept. 21, 2023	Jon P. Kubler, Kubler Consulting LLC, Aksarben Evolution LLC, AV Bhill LLC, CFH Texas LLC, Green Saddle LLC Release No. LR-25842 See Also: SEC Complaint
Sept. 21, 2023	Aras Investment Business Group S.A.P.I. de C.V., Armando Gutierrez Rosas, Maria de Lourdes Tolentino Roque, Diayanira Rendon Trejo, Efren Norberto Quiroz Gardea and Luis Ricardo Quiroz Gardea Release No. LR-25840 See Also: SEC Complaint
Sept. 21, 2023	Luis Carrillo, et al. Release No. LR-25841 See Also: Judgment
Sept. 20, 2023	Lufkin Advisors, LLC; Chauncey Forbush Lufkin III Release No. LR-25839 See Also: SEC Complaint
Sept. 19, 2023	Tilila Walker Sumchai Release No. LR-25838 See Also: SEC Complaint
Sept. 19, 2023	Concord Management LLC and Michael Matlin Release No. LR-25837 See Also: SEC Complaint
Sept. 19, 2023	Robert Del Prete Release No. LR-25836 See Also: SEC Complaint
Sept. 19, 2023	Faiz M. Chowdhury, DTI Holdings, Inc., and Quantum Age Corporation Release No. LR-25835 See Also: SEC Complaint
Sept. 19, 2023	William E. Miller Release No. LR-25834 See Also: SEC Complaint
Sept. 19, 2023	MFB 111 Investment, LLC and Monise François Bien Aimé Release No. LR-25833 See Also: SEC Complaint
Sept. 18, 2023	Rapid Therapeutic Science Laboratories, Inc. and Donal R. Schmidt, Jr. Release No. LR-25832 See Also: SEC Complaint
Sept. 18, 2023	Rondini, et al. Release No. LR-25831 See Also: SEC Complaint
Sept. 18, 2023	Jonathan J. Ferrie Release No. LR-25830 See Also: SEC Complaint
Sept. 14, 2023	NDB, Inc. and Nima Golsharifi Release No. LR-25829 See Also: SEC Complaint
Sept. 13, 2023	Phoenix Asset Group, LLC and Robyn A. Bowman Release No. LR-25828 See Also: SEC Complaint
Sept. 12, 2023	Virtu Financial Inc. and Virtu Americas LLC Release No. LR-25827 See Also: SEC Complaint
Sept. 12, 2023	Esos Rings, Inc. and Michelle Silverstein aka Michelle Silverstein Bisnoff Release No. LR-25826 See Also: SEC Complaint
Sept. 12, 2023	Dharma Teja Nukarapu, et al. Release No. LR-25825 See Also: SEC Complaint
Sept. 12, 2023	George Stubos Release No. LR-25824 See Also: Final Judgment
Sept. 8, 2023	Mina Tadrus, et al. Release No. LR-25823 See Also: SEC Complaint
Sept. 7, 2023	Gridsum Holding, Inc., Guosheng Qi, Huijie He Release No. LR-25822 See Also: SEC Complaint
Sept. 6, 2023	Seong Yeol Lee and Ameritrust Corporation, et al. Release No. LR-25821
Sept. 1, 2023	Jeremy Koski Release No. LR-25820 See Also: SEC Complaint
Aug. 31, 2023	William V. Conn, Jr. Release No. LR-25819 See Also: SEC Complaint
Aug. 31, 2023	Brady Jack Speers, Chatree Thiranon, and GHAP, LLC d/b/a Blue Star Texas Release No. LR-25818 See Also: SEC Complaint
Aug. 29, 2023	Bittrex, Inc., Bittrex Global, GmbH, William Hiroaki Shihara Release No. LR-25817 See Also: SEC Complaint
Aug. 28, 2023	Deyonte Jahtori Anthony Release No. LR-25816 See Also: SEC Complaint
Aug. 24, 2023	Romero Cabral da Costa Neto Release No. LR-25815 See Also: SEC Complaint
Aug. 23, 2023	John A. DeSalvo Release No. LR-25814 See Also: SEC Complaint
Aug. 21, 2023	Daniel V.T. Catenacci Release No. LR-25813 See Also: Final Judgment
Aug. 18, 2023	Andrew Wyles Waters Release No. LR-25812 See Also: SEC Complaint
Aug. 18, 2023	Keith Crews Release No. LR-25811 See Also: SEC Complaint
Aug. 18, 2023	PreIPO Corp., et al. Release No. LR-25810 See Also: SEC Complaint , Order , Motion
Aug. 11, 2023	Ashraf Mufareh; ONPASSIVE LLC a/k/a Gofounders and Ofounders; Asmahan Mufareh (relief defendant) Release No. LR-25809 See Also: SEC Complaint , Amended Complaint
Aug. 11, 2023	George Iakovou, Vika Ventures LLC, and Penelope Zbravos Release No. LR-25808
Aug. 10, 2023	Sisu Capital, LLC, Timothy Overturf, and Hansueli Overturf Release No. LR-25807 See Also: SEC Complaint
Aug. 8, 2023	Chad Stickforth Release No. LR-25806 See Also: SEC Complaint
Aug. 7, 2023	Charles Rustin Holzer, Maglione International Ltd., Frontenac Investments Ltd. Release No. LR-25805
Aug. 7, 2023	Christopher A. Slaga, Q4 Capital, LLC, J4 Capital Advisors LLC, and Hayden F. Greene Release No. LR-25804 See Also: SEC Complaint
Aug. 7, 2023	Justin Sun, Tron Foundation Limited, BitTorrent Foundation Ltd., Rainberry, Inc., Austin Mahone, and Deandre Cortez Way Release No. LR-25803 See Also: Judgment
Aug. 4, 2023	Ulrich Kranz and Paul Balciunas Release No. LR-25802 See Also: SEC Complaint
Aug. 3, 2023	Jose D. Rocha Release No. LR-25800 See Also: SEC Complaint
Aug. 2, 2023	Ustocktrade LLC and Anthony Weeresinghe Release No. LR-25799 See Also: SEC Complaint
Aug. 2, 2023	Mina Tadrus; Tadrus Capital LLC Release No. LR-25798 See Also: SEC Complaint
Aug. 2, 2023	Charles Rustin Holzer, Maglione International Ltd., Frontenac Investments Ltd. Release No. LR-25797 See Also: SEC Complaint
Aug. 2, 2023	Janardhan Nellore, et al. Release No. LR-25796 See Also: SEC Complaint , Final Judgment as to Nellore
July 31, 2023	Blake Cathey Release No. LR-25795 See Also: SEC Complaint
July 31, 2023	Richard J. Schueler a/k/a Richard Heart, Hex, PulseChain, and PulseX Release No. LR-25794 See Also: SEC Complaint
July 28, 2023	Clarice Saw Release No. LR-25793 See Also: SEC Complaint
July 28, 2023	Johnny Tseng (a/k/a Kuanhao J. Tseng, Kuanhao Tseng), Kevin Zhang (a/k/a Kevin Huapeng Zhang, Huapeng Zhang), and Summitcrest Capital, Inc. Release No. LR-25792 See Also: SEC Complaint
July 28, 2023	Brent Seaman, Accanito Holdings, LLC, and Accanito Equity, LLC, Accanito Equity II, LLC, Accanito Equity III, LLC, and Accanito Equity IV, LLC Release No. LR-25791 See Also: SEC Complaint
July 28, 2023	Timothy J. Allcott, Thomas D. Renison, and ARO Equity, LLC Release No. LR-25790
July 26, 2023	Joseph C. Lewis, et al. Release No. LR-25789 See Also: SEC Complaint
July 25, 2023	Brandon Charnas Release No. LR-25788 See Also: Application
July 25, 2023	Amit Dagar and Atul Bhiwapurkar Release No. LR-25787 See Also: SEC Complaint

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