Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
April 11, 2023	Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard Release No. LR-25691
April 10, 2023	Bobby Peavler and William Eric Meek Release No. LR-25690, AAER-4399
April 10, 2023	Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard Release No. LR-25689 See Also: Complaint
April 4, 2023	Michael J. French, et al. Release No. LR-25688 See Also: SEC Complaint
April 3, 2023	DiScala et al. Release No. LR-25686
April 3, 2023	Beaxy Digital, Ltd., et al. Release No. LR-25687 See Also: SEC Complaint
March 31, 2023	William Andrew Stack, Esq. Release No. LR-25682
March 31, 2023	Sean Wygovsky and Christopher Matthaei Release No. LR-25683 See Also: SEC Complaint
March 31, 2023	Craig D. Perciavalle, Joseph A. Runkel, and William O. Adams Release No. LR-25684 See Also: SEC Complaint
March 31, 2023	Carnovale, et al. Release No. LR-25685 See Also: Judgment
March 30, 2023	Sapere Wealth Management, LLC and Scott Trease Release No. LR-25681 See Also: SEC Complaint
March 30, 2023	John Barksdale, et al. Release No. LR-25680 See Also: Judgment
March 29, 2023	Surage Kamal Roshan Perera and Janues Capital Incorporated Release No. LR-25679 See Also: SEC Complaint
March 28, 2023	James K. Couture Release No. LR-25678
March 27, 2023	Aaron Cain McKnight, et al. Release No. LR-25677 See Also: SEC Complaint
March 24, 2023	American Patriot Brands, Inc., Urban Pharms, LLC, DJ & S Property #1, TSL Distribution, Robert Y. Lee, Brian L. Pallas, and J. Bernard Rice, Defendants, and Puerto Rico One Corporation, Castro Business Enterprises, and Legion Accounting Services, Relief Defendants Release No. LR-25675 See Also: SEC Complaint
March 24, 2023	Justin Sun et al. Release No. LR-25676 See Also: SEC Complaint
March 23, 2023	Darryl M. Cohen Release No. LR-25672 See Also: SEC Complaint
March 23, 2023	Martin Silver Release No. LR-25673
March 23, 2023	Scott J. Hollender, Gabriel F. Migliano, Jr. and Frank M. Vecchio) Release No. LR-25674 See Also: SEC Complaint
March 21, 2023	Philip R. Jacoby, Jr., et al. Release No. LR-25671, AAER-4392 See Also: Judgment
March 17, 2023	Ozy Media, Inc. et al. Release No. LR-25670 See Also: SEC Complaint
March 17, 2023	Cutter Financial Group LLC et al. Release No. LR-25669 See Also: SEC Complaint
March 15, 2023	Peter D. Krieger Release No. LR-25666 See Also: SEC Complaint
March 15, 2023	Darius Karpavicius, HMC Trading, LLC, and HMC Management Release No. LR-25667 See Also: SEC Complaint
March 15, 2023	Ho Wan Kwok (a/k/a Miles Guo, Miles Kwok, Wengui Guo and Brother Seven), Kin Ming Je (a/k/a William Je), Mountains of Spices LLC (d/b/a New York Farm), and G Club Operations LLC, Defendants, and Mei Guo, Qiang Guo (a/k/a Mileson Guo), Hing Chi Ngok, and Sin Ting Rong, Relief Defendants Release No. LR-25668 See Also: SEC Complaint
March 14, 2023	John David Gessin et al. Release No. LR-25664 See Also: SEC Complaint
March 14, 2023	Brian Robert Sodi, et al. Release No. LR-25665
March 13, 2023	Evoqua Water Technologies Corp. and Imran Parekh Release No. LR-25662, AAER-4390 See Also: SEC Complaint
March 13, 2023	Medsis International, Inc. et al. Release No. LR-25663
March 9, 2023	Mahmoud Ali Abdelkader Release No. LR-25660 See Also: SEC Complaint
March 9, 2023	Moynes, et al.; Release No. LR-25661
March 8, 2023	Green United, LLC, Wright W. Thurston, and Kristoffer A. Krohn Release No. LR-25659 See Also: SEC Complaint
March 8, 2023	Terren S. Peizer and Acuitas Group Holdings, LLC Release No. LR-25658 See Also: SEC Complaint
March 6, 2023	BKCoin Management, LLC, et al. Release No. LR-25657 See Also: SEC Complaint
March 3, 2023	Adam S. Kaplan and Daniel E. Kaplan Release No. LR-25656 See Also: SEC Complaint
March 2, 2023	Kevin J. Kane and Sean M. Kane Release No. LR-25655 See Also: SEC Complaint
March 1, 2023	Ryan R. Riley Release No. LR-25653 See Also: SEC Complaint
March 1, 2023	Stephen Keith Woodard, Sr. Release No. LR-25654 See Also: SEC Complaint
Feb. 28, 2023	Nishad Singh Release No. LR-25652 See Also: SEC Complaint
Feb. 27, 2023	Bradley Morgan Holts Release No. LR-25651 See Also: SEC Complaint
Feb. 24, 2023	Energy & Environmental Investments, LLC; Energy & Environment, Inc.; Amir A. Sardari; and Narysa Sardari Luddy Release No. LR-25650 See Also: SEC Complaint
Feb. 24, 2023	Michael K. Molen, Enviro Impact Resources, Inc., f/k/a Industry Source Consulting, Seth M. Molen, and Pixel Arcanum Release No. LR-25648 See Also: SEC Complaint
Feb. 24, 2023	Markman Biologics Corp. and Alan Shinderman Release No. LR-25649 See Also: SEC Complaint
Feb. 23, 2023	Kevin A. Van de Grift and Gil Friedman Release No. LR-25645 See Also: SEC Complaint
Feb. 23, 2023	Back to Green Mining, LLC, José Jiménez Cruz, and Manuel Portalatin Release No. LR-25646
Feb. 23, 2023	James Andrew Stiles, Jr. & Edward Gray Stiles, Jr. Release No. LR-25647 See Also: SEC Complaint
Feb. 21, 2023	Candlestick Capital Management LP et al. Release No. LR-25642 See Also: SEC Complaint
Feb. 21, 2023	HITE Hedge Asset Management LLC et al. Release No. LR-25643 See Also: SEC Complaint
Feb. 21, 2023	Frederick L. Sharp et al. Release No. LR-25644 See Also: Judgment - William T. Kaitz , Judgment - Graham R. Taylor
Feb. 16, 2023	Milan Patel Release No. LR-25641 See Also: SEC Complaint
Feb. 14, 2023	Christopher S. Kirchner, et al. Release No. LR-25639 See Also: SEC Complaint
Feb. 14, 2023	Reliable One Resources, Inc., Quantum Filtration, Clyde Cameron Cravey, and Kenneth Wiedrich Release No. LR-25640 See Also: SEC Complaint , Partial Judgment. Cravey and Wiedrich , Preliminary Injunction.Reliable and Quantum
Feb. 13, 2023	Seong Yeol Lee and Ameritrust Corporation, et al. Release No. LR-25638
Feb. 13, 2023	Payward Ventures, Inc. (D/B/A Kraken) and Payward Trading, Ltd. (D/B/A Kraken) Release No. LR-25637 See Also: SEC Complaint
Feb. 9, 2023	DiScala et al Release No. LR-25636
Feb. 7, 2023	GexCrypto Corp. (a/k/a GexCrypto Global Trading Corp.) and Emiliano S. Ryn Release No. LR-25634 See Also: SEC Complaint
Feb. 7, 2023	Eric J. "EJ" Dalius et al. Release No. LR-25635
Feb. 6, 2023	Joshua W. Coleman Release No. LR-25633 See Also: SEC Complaint
Feb. 3, 2023	Annetta Budhu Release No. LR-25631
Feb. 3, 2023	Windsor Jones LLC and Anthony Collins Release No. LR-25632 See Also: SEC Complaint
Feb. 2, 2023	Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group) Release No. LR-25629 See Also: SEC Complaint
Feb. 2, 2023	John C. Wilson II, et al. Release No. LR-25630 See Also: Judgment
Feb. 1, 2023	Seong Yeol Lee and Ameritrust Corporation, et al. Release No. LR-25627 See Also: SEC Complaint
Feb. 1, 2023	John Brian McLane, Jr. and Paul Anthony Nash Release No. LR-25628 See Also: SEC Complaint , Judgment - Nash , Judgment - McLane
Jan. 26, 2023	Laura, et al. Release No. LR-25626 See Also: SEC Complaint
Jan. 24, 2023	Anthony B. Liddle Release No. LR-25622 See Also: SEC Complaint
Jan. 24, 2023	Jack C. Ridall and Guss Capital, LLC Release No. LR-25624 See Also: SEC Complaint
Jan. 24, 2023	Austin D. Ellison-Meade Release No. LR-25625 See Also: SEC Complaint
Jan. 23, 2023	Charlie Abujudeh Release No. LR-25621 See Also: Judgment
Jan. 23, 2023	Avraham Eisenberg Release No. LR-25623 See Also: SEC Complaint
Jan. 20, 2023	Terrance Reagan and Nathaniel Clay Release No. LR-25619 See Also: SEC Complaint
Jan. 20, 2023	Robert Donald Bruce Genovese, et al. Release No. LR-25620 See Also: SEC Complaint
Jan. 19, 2023	John Mark Marino, Jason "Jai" Johnson, Abraham Borenstein, and Anthony Brown Release No. LR-25618 See Also: SEC Complaint
Jan. 19, 2023	Samuel Bankman-Fried Release No. LR-25616 See Also: SEC Complaint
Jan. 19, 2023	Caroline Ellison and Zixiao "Gary" Wang Release No. LR-25617 See Also: SEC Complaint
Jan. 17, 2023	Todd Zinkwich Release No. LR-25615 See Also: Judgment
Jan. 13, 2023	Gerard R. Hug and Kurt W. Streams Release No. LR-25614
Jan. 12, 2023	Covington & Burling LLP Release No. LR-25612 See Also: Application
Jan. 12, 2023	Yossi Engel Release No. LR-25613 See Also: SEC Complaint
Jan. 11, 2023	Jason Sugarman Release No. LR-25611 See Also: SEC Complaint
Jan. 6, 2023	Reven Holdings, Inc., et al. Release No. LR-25609 See Also: SEC Complaint
Jan. 6, 2023	Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco Release No. LR-25610 See Also: SEC Complaint
Jan. 5, 2023	Neil S. Chandran, Garry J. Davidson, Michael T. Glaspie, Linda C. Knott, Amy S. Mossel, AEO Publishing Inc., Banner Co-Op, Inc., and BannersGo, LLC Release No. LR-25608 See Also: SEC Complaint
Jan. 4, 2023	Michael Liberty et al. Release No. LR-25607 See Also: Judgment - Paul Hess
Jan. 4, 2023	Cooper J. Morgenthau Release No. LR-25605 See Also: SEC Complaint
Jan. 4, 2023	DiScala et al. Release No. LR-25606
Jan. 3, 2023	Melville Peter ten Cate Release No. LR-25604 See Also: SEC Complaint , Judgment
Dec. 27, 2022	Conrad A. Coggeshall, Defendant, and Business Owners Tax Relief, LLC, Relief Defendant Release No. LR-25603 See Also: Judgment
Dec. 22, 2022	The Nutmeg Group LLC, Randall Goulding, and David Goulding Release No. LR-25601 See Also: Court Order imposing Injunctions Against Randall Goulding
Dec. 22, 2022	Medsis International, Inc. et al. Release No. LR-25602 See Also: Judgment
Dec. 21, 2022	Justin W. Keener d/b/a JMJ Financial Release No. LR-25598 See Also: Judgment
Dec. 21, 2022	Thor Technologies, Inc. and David Chin Release No. LR-25599 See Also: SEC Complaint - Matthew Moravec , Inc. and David Chin
Dec. 21, 2022	Knox et al. Release No. LR-25600 See Also: Judgment - Roger Knox , Judgment - Wintercap SA
Dec. 20, 2022	Lawrence Billimek and Alan Williams Release No. LR-25595 See Also: SEC Complaint
Dec. 20, 2022	Nader Pourhassan and Kazem Kazempour Release No. LR-25596 See Also: SEC Complaint
Dec. 20, 2022	Oi2Go Media Technologies, Inc. and Anthony Michael Hernandez Release No. LR-25597 See Also: SEC Complaint
Dec. 19, 2022	Brian Kistler and New Opportunity Business Solutions, Inc. a/k/a NOBS Release No. LR-25594 See Also: SEC Complaint
Dec. 16, 2022	John Fernandez, et al. Release No. LR-25593 See Also: SEC Complaint
Dec. 15, 2022	Da Silva, et al.; Release No. LR-25592 See Also: SEC Complaint

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