Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Aug. 4, 2016	Korchevsky, et al. Release No. LR-23610
July 29, 2016	Anthony Andrade, et al. Release No. LR-23609
July 29, 2016	Paul R. Downey, et al. Release No. LR-23608
July 28, 2016	Matthew White et al. Release No. LR-23607 See Also: SEC Complaint
July 28, 2016	Luca International Group, LLC, et al. Release No. LR-23606
July 28, 2016	Rosalind Herman Release No. LR-23605
July 28, 2016	Traffic Monsoon et al. Release No. LR-23604 See Also: SEC Complaint
July 27, 2016	Jeffery A. McCollum and JNL Oilfield Instruments, LLC Release No. LR-23603 See Also: SEC Complaint
July 26, 2016	Herbert K. Sudfeld, Jr. Release No. LR-23602
July 25, 2016	James Hugh Brennan, III, et al. Release No. LR-23600 See Also: SEC Complaint
July 25, 2016	Thomas D. Melvin, et al. Release No. LR-23601
July 22, 2016	Imperial Petroleum, Inc., et al. Release No. LR-23599
July 20, 2016	Tyson D. Williams and Stanley D. Parrish Release No. LR-23598
July 18, 2016	Thomas D. Conrad, Jr., et al. Release No. LR-23597 See Also: SEC Complaint
July 15, 2016	Vineet Kalucha et al. Release No. LR-23596
July 15, 2016	Zachary Brooke Roberts Release No. LR-23595 See Also: SEC Complaint
July 8, 2016	CKB168 Holdings Ltd., et al. Release No. LR-23594
July 8, 2016	Thomas W. Avent, Jr., Raymond J. Pirrello, Jr., and Lawrence J. Penna Release No. LR-23593 See Also: SEC Complaint
July 7, 2016	Idris D. Mustapha Release No. LR-23592
July 5, 2016	Richard Grossman Release No. LR-23590
July 5, 2016	Luis Martin-Caro Sanchez Release No. LR-23591
July 1, 2016	Timothy F. Sexton, Jr. Release No. LR-23589 See Also: Order to Show Cause
June 30, 2016	Bruce D. Strebinger, et al. Release No. LR-23588
June 29, 2016	Lee D. Weiss, et al. Release No. LR-23587
June 29, 2016	Andrew F. Kerr Release No. LR-23586 See Also: SEC Complaint
June 28, 2016	David Rivard Release No. LR-23585, AAER-3786
June 27, 2016	Longwei Petroleum Investment Holding Limited and Michael Toups Release No. LR-23584 See Also: SEC Complaint
June 24, 2016	Malcolm Segal Release No. LR-23583
June 24, 2016	Chris Faulkner, et. al Release No. LR-23582 See Also: SEC Complaint
June 23, 2016	MayfieldGentry Realty Advisors, LLC, et al. Release No. LR-23581
June 23, 2016	Idris D. Mustapha Release No. LR-23580
June 21, 2016	Ash Narayan, The Ticket Reserve Inc. a/k/a Forward Market Media, Inc., Richard M. Harmon, and John A. Kaptrosky Release No. LR-23579 See Also: SEC Complaint
June 21, 2016	Juan Rafael Rangel Release No. LR-23578
June 21, 2016	Thomas C. Conradt, et al. Release No. LR-23577 See Also: SEC Complaint
June 21, 2016	Mitchell Brown Release No. LR-23576
June 21, 2016	Hemp, Inc., et al. Release No. LR-23575 See Also: SEC Complaint
June 20, 2016	James S. Hannon Release No. LR-23574 See Also: SEC Complaint
June 20, 2016	Daniel Thibeault Release No. LR-23573
June 17, 2016	StratoComm Corporation, et al. Release No. LR-23572
June 16, 2016	Christopher Salis, Douglas Miller, Edward Miller, and Barrett Biehl Release No. LR-23571 See Also: SEC Complaint
June 15, 2016	Robert Olins, et al. Release No. LR-23570
June 14, 2016	Andrew K. Proctor, et al. Release No. LR-23568 See Also: SEC Complaint
June 13, 2016	Providence Financial Investments, Inc., Providence Fixed Income Fund, LLC, Jeffory Churchfield, and Jack Jarrell Release No. LR-23567 See Also: SEC Complaint
June 10, 2016	Thomas J. Connerton and Safety Technologies LLC Release No. LR-23565 See Also: SEC Complaint
June 9, 2016	Guolin Ma Release No. LR-23564 See Also: SEC Complaint
June 9, 2016	Dynkowski, et al. Release No. LR-23563
June 9, 2016	James R. Trolice, Lee P. Vaccaro, and Patrick G. Mackaronis Release No. LR-23562
June 8, 2016	Michael J. Maciocio and David P. Hobson Release No. LR-23561 See Also: SEC Complaint
June 7, 2016	Kingdom Legacy General Partner, LLC and Mark C. Northrop Release No. LR-23560 See Also: SEC Complaint
June 6, 2016	Richard Grossman Release No. LR-23559 See Also: Application of Securities and Exchange Commission for an Order to Show Cause and an Order Requiring Compliance with Commission Subpoena
June 3, 2016	Peter D. Nunan Release No. LR-23558 See Also: SEC Complaint
June 2, 2016	Spongetech Delivery Systems, Inc., et al. Release No. LR-23557
June 2, 2016	Charles C. Liu; Xin Wang a/k/a Lisa Wang; Pacific Proton Therapy Regional Center, LLC; Pacific Proton EB-5 Fund, LLC; and Beverly Proton Center, LLC f/k/a Los Angeles County Proton Therapy, LLC Release No. LR-23556 See Also: SEC Complaint
June 2, 2016	Steven Wise Release No. LR-23555 See Also: SEC Complaint
June 2, 2016	Richard W. Davis, Jr., et al. Release No. LR-23554 See Also: SEC Complaint
June 1, 2016	Steven V. McClatchey and Gary J. Pusey Release No. LR-23552
June 1, 2016	Hope Advisors, LLC and Karen Bruton (Defendants) and Just Hope Foundation (Relief Defendants) Release No. LR-23551
May 31, 2016	First Mortgage Corporation, et al. Release No. LR-23553
May 31, 2016	JSG Capital Investments, LLC, et al. Release No. LR-23550 See Also: SEC Complaint
May 31, 2016	Momentum Investment Partners LLC (d/b/a Avatar Investment Management) and Ronald J. Fernandes Release No. LR-23549 See Also: SEC Complaint
May 27, 2016	Tropikgadget FZE, et al. Release No. LR-23548
May 27, 2016	David B. Kaplan, Esq., et al. Release No. LR-23547 See Also: SEC Complaint
May 27, 2016	BioChemics, Inc., et al. Release No. LR-23546
May 26, 2016	Christopher R. Esposito, et al. Release No. LR-23545 See Also: SEC Complaint
May 24, 2016	Michael J. Kipp and Joanne K. Viard Release No. LR-23544 See Also: SEC Complaint , SEC Complaint
May 19, 2016	Eric J. Kellogg Release No. LR-23543
May 18, 2016	Gregg D. Caplitz Release No. LR-23542
May 16, 2016	Richard Weed, et al. Release No. LR-23541
May 13, 2016	Ross McLellan Release No. LR-23540 See Also: SEC Complaint
May 13, 2016	John Patrick O'Neill Release No. LR-23539
May 12, 2016	Imran Husain, et al. Release No. LR-23537 See Also: SEC Complaint
May 11, 2016	Charles O. Couch and Couch Oil & Gas Inc. Release No. LR-23536 See Also: SEC Complaint
May 11, 2016	Devon Archer, et. al. Release No. LR-23535 See Also: SEC Complaint
May 6, 2016	Louis Martin Blazer III Release No. LR-23534
May 5, 2016	Marquis Properties LLC, Chad Deucher and Richard Clatfelter Release No. LR-23533
May 5, 2016	James R. Trolice, Lee P. Vaccaro, and Patrick G. Mackaronis Release No. LR-23532
May 5, 2016	Joseph F. Apuzzo Release No. LR-23531
May 4, 2016	Dubovoy, et al. Release No. LR-23530
May 3, 2016	Richard St. Julien, Jared Mitchell, Christopher F. Castaldo, Louis F. Petrossi, Herschel C. (a/k/a Tres) Knippa, Richard L. Brown, Gerald J. (a/k/a Gerry) Cocuzzo, Naveed A. (a/k/a Nick) Khan, Maroof Miyana, and Pranav V. Patel Release No. LR-23529 See Also: SEC Complaint
May 3, 2016	Stephen D. Ferrone, et al. Release No. LR-23528
May 3, 2016	George A. Moore III, et al. Release No. LR-23527 See Also: SEC Complaint , and Trading Suspension Order
April 26, 2016	Asher Z. Zwebner; Luke C. Zouvas, et al. Release No. LR-23526 See Also: Asher Z. Zwebner , et al.
April 22, 2016	Sky Capital LLC (aka Granta Capital LLC), Ross Mandell, Steven Shea, Adam Harrington Ruckdeschel, Arn Wilson, Michael Passaro and Robert Grabowski Release No. LR-23525
April 22, 2016	Roger S. Bliss, et al. Release No. LR-23524
April 20, 2016	Bardman, et al. Release No. LR-23523
April 15, 2016	Heart Tronics, Inc., et al. Release No. LR-23522 See Also: Final Judgement
April 14, 2016	Town of Ramapo, et al. Release No. LR-23521 See Also: SEC Complaint
April 14, 2016	Ariel Quiros, et al. Release No. LR-23520
April 14, 2016	John Afriyie Release No. LR-23519 See Also: SEC Complaint
April 13, 2016	Sky Capital LLC (aka Granta Capital LLC), Ross Mandell, Steven Shea, Adam Harrington Ruckdeschel, Arn Wilson, Michael Passaro and Robert Grabowski Release No. LR-23518
April 13, 2016	Michael Donnelly Release No. LR-23517
April 12, 2016	Khaled "Kal" Bassily Release No. LR-23516 See Also: SEC Complaint
April 11, 2016	William E. Mapp, III, et al. Release No. LR-23515 See Also: SEC Complaint
April 11, 2016	Gregg D. Caplitz, et al. Release No. LR-23514
April 8, 2016	Clarke Bethancourt, et al. Release No. LR-23513
April 7, 2016	Edward Laborio, et al. Release No. LR-23512
April 7, 2016	David Aubel and Robert Raffa Release No. LR-23511 See Also: SEC Complaint
April 4, 2016	Joseph Andrew Paul, et al. Release No. LR-23510 See Also: SEC Complaint
March 31, 2016	John Scott Clark Release No. LR-23509
March 31, 2016	Nathanial D. Ponn Release No. LR-23508 See Also: SEC Complaint

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