Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Aug. 12, 2021	Frederick L. Sharp et al. Release No. LR-25164 See Also: SEC Complaint
Aug. 10, 2021	Blessing K. Egbon Release No. LR-25163 See Also: SEC Complaint
Aug. 9, 2021	Evarist C. Amah Release No. LR-25162 See Also: SEC Complaint
Aug. 9, 2021	Carrillo et al.; Release No. LR-25161 See Also: SEC Complaint
Aug. 9, 2021	David Webb, Jr. Release No. LR-25160
Aug. 9, 2021	Leonard R. Barr Release No. LR-25159 See Also: SEC Complaint
Aug. 5, 2021	Oleksandr Ieremenko, Sungjin Cho, David Kwon, Igor Sabodakha, Victoria Vorochek, Ivan Olefir, Andrey Sarafanov, Capyield Systems Ltd., Spirit Trade Ltd. Release No. LR-25158
Aug. 4, 2021	Uulala, Inc., Oscar Garcia, and Matthew Loughran Release No. LR-25157 See Also: SEC Complaint
Aug. 4, 2021	Spartan Securities Group, Ltd., et al. Release No. LR-25156
Aug. 3, 2021	Live Ventures Incorporated, JanOne Inc. (f/k/a Appliance Recycling Centers of America, Inc.), John Isaac a/k/a Jon Isaac, Kingston Diversified Holdings LLC, and Virland A. Johnson Release No. LR-25155 See Also: SEC Complaint
Aug. 2, 2021	Michael Shustek and Vestin Mortgage LLC Release No. LR-25154 See Also: SEC Complaint
July 30, 2021	Edward Wooten., et al. Release No. LR-25153 See Also: SEC Complaint
July 29, 2021	Lupo Securities, LLC Release No. LR-25152 See Also: SEC Complaint
July 28, 2021	George Heckler Release No. LR-25151
July 28, 2021	Joseph Taub et al. Release No. LR-25150 See Also: Judgment
July 28, 2021	Mine Shaft Brewing, LLC et al. Release No. LR-25149 See Also: SEC Complaint
July 22, 2021	Outdoor Capital Partners, LLC Release No. LR-25148 See Also: SEC Complaint
July 22, 2021	Charlie Abujudeh Release No. LR-25147 See Also: SEC Complaint
July 21, 2021	Rahulkumar "Rahul" M. Patel Release No. LR-25146 See Also: SEC Complaint
July 21, 2021	Suneet Singal, First Capital Real Estate Investments, LLC, First Capital Real Estate Advisors LP, and First Capital Real Estate Trust Inc. Release No. LR-25145
July 20, 2021	Profit Connect Wealth Services, Inc., Joy I. Kovar, and Brent C. Kovar Release No. LR-25144 See Also: SEC Complaint
July 15, 2021	Marlon Muller Release No. LR-25143 See Also: SEC Complaint
July 15, 2021	Jefferey A. Gordon, Blue Rock Ventures, LLC, and Windy City Accelerated Returns Venture I Release No. LR-25142 See Also: SEC Complaint
July 15, 2021	Michael Palleschi and David Lethem Release No. LR-25141 See Also: SEC Complaint
July 13, 2021	Jonathan Mimun a/k/a Jonathan Maymon and Ronn BenHarav Release No. LR-25140 See Also: SEC Complaint
July 13, 2021	Shimon Rosenfeld Release No. LR-25139 See Also: SEC Complaint
July 7, 2021	Westport Capital Markets, LLC and Christopher E. McClure Release No. LR-25138
July 7, 2021	Parallax Health Sciences, Inc., Paul Arena and Nathaniel Bradley Release No. LR-25137 See Also: SEC Complaint
July 2, 2021	Dropil, Inc., Jeremy McAlpine, Zachary Matar, and Patrick O'Hara Release No. LR-25136
July 2, 2021	Michael Barry Carter Release No. LR-25135
July 2, 2021	Lambert Vander Tuig, Ben Schactschneider, Capital Development Resources f/k/a Biosynetics, and Biosynetics Management, and Relief Defendant Galileo Labs, Inc. Release No. LR-25134 See Also: SEC Complaint
July 2, 2021	Roger Nils-Jonas Karlsson Release No. LR-25133 See Also: Judgment
July 2, 2021	Gerardo de Nicolás et al. Release No. LR-25132 See Also: SEC Complaint , Judgment as to Carlos Javier Moctezuma Velasco , tiz , rrez , Judgment as to Noe Corrales Reyes
July 1, 2021	Contrarian Press, LLC, Scott S. Fraser, and Nathan Yeung Release No. LR-25131
July 1, 2021	Shawn F. Hackman Release No. LR-25130 See Also: Application
June 30, 2021	Ron Phillips Release No. LR-25129 See Also: SEC Complaint
June 29, 2021	John Robert Jones, Jr. Release No. LR-25125 See Also: SEC Complaint
June 29, 2021	SkiHawk Capital Partners, LLC, et al. Release No. LR-25128 See Also: SEC Complaint
June 29, 2021	Matthew J. Skinner, et al. Release No. LR-25127 See Also: SEC Complaint
June 29, 2021	Gregory David Paris and Barrington Asset Management, Inc. Release No. LR-25126 See Also: SEC Complaint
June 25, 2021	Princeton Alternative Funding LLC, Microbilt Corporation, Philip N. Burgess, Jr., Walter Wojciechowski, and John Cook, Defendants Release No. LR-25124 See Also: SEC Complaint
June 25, 2021	Nathaniel Brown, Benjamin Wylam, Naveen Sood, Marcus Bannon, Matthew Rauch, and Naresh Ramaiya Release No. LR-25123
June 25, 2021	Wang Release No. LR-25122
June 23, 2021	Asante K. Berko Release No. LR-25121 See Also: SEC Complaint , Final Judgment as to Asante Berko
June 23, 2021	Joseph Geromini Release No. LR-25120 See Also: SEC Complaint
June 22, 2021	Ramiro Jose Sugranes, UCB Financial Advisers, Inc. and UCB Financial Services Limited Release No. LR-25119 See Also: SEC Complaint
June 21, 2021	Mark A. Miller Release No. LR-25118 See Also: SEC Complaint
June 15, 2021	Ali Asif Hamid, Michael Gietz, and Cristine Page a/k/a Cristina Page Release No. LR-25117 See Also: SEC Complaint
June 15, 2021	Robert Joseph Armijo, et al. Release No. LR-25116 See Also: SEC Complaint
June 11, 2021	Wellness Matrix Group, Inc. and George Todt Release No. LR-25114 See Also: SEC Complaint
June 11, 2021	Cell>Point, LLC, Terry A. Colip, and Greg R. Colip Release No. LR-25113 See Also: SEC Complaint
June 11, 2021	Edgar M. Radjabli, et. al. Release No. LR-25115 See Also: SEC Complaint
June 10, 2021	Luca International Group, LLC, et al. Release No. LR-25112
June 9, 2021	Matthew O. Clason Release No. LR-25111
June 9, 2021	Edward E. Matthes Release No. LR-25110
June 7, 2021	Property Income Investors LLC, et al. Release No. LR-25109A See Also: SEC Complaint
June 7, 2021	Thomas Nicholas Salzano Release No. LR-25108 See Also: SEC Complaint
June 2, 2021	The Estate of Kenneth J. Casey Release No. LR-25106 See Also: SEC Complaint
June 2, 2021	Kevin T. Carney, Jonathan D. Freeze, and Robert J. Irey Release No. LR-25107 See Also: SEC Complaint
June 2, 2021	Jeffrey C. Mack and Lawrence C. Blaney Release No. LR-25105 See Also: Judgment as to Jeffrey Mack , Judgment as to Lawrence Blaney
June 1, 2021	James K. Couture Release No. LR-25104 See Also: SEC Complaint
May 28, 2021	Eric Pulier Release No. LR-25103
May 28, 2021	Harmel S. Rayat and RenovaCare, Inc. Release No. LR-25102 See Also: SEC Complaint
May 28, 2021	LJM Funds Management, Ltd. and LJM Partners, Ltd. et al. Release No. LR-25101 See Also: SEC Complaint
May 28, 2021	Gomes et al. Release No. LR-25100 See Also: Final Judgment as to Michael Luckhoo-Bouch
May 27, 2021	Mohammed A. Bari Release No. LR-25099 See Also: SEC Complaint
May 25, 2021	Kai Christian Petersen, et al. Release No. LR-25098 See Also: Final Judgment as to Gil Beserglik , Final Judgment as to Kai Christian Petersen , Final Judgment as to Raz Beserglik
May 25, 2021	The Legacy Group, Inc. et al. Release No. LR-25097 See Also: SEC Complaint
May 21, 2021	Emil Botvinnik Release No. LR-25096
May 21, 2021	Carlos R. Irizarry Santiago, CPA Release No. LR-25095
May 21, 2021	The Premier Healthcare Solution, LLC, Josiah David, Defendants, and Provision Corporation LLC, and Denis Joachim, Relief Defendants Release No. LR-25094 See Also: SEC Complaint
May 20, 2021	BTIG, LLC Release No. LR-25092 See Also: SEC Complaint
May 20, 2021	LFS Funding Limited Partnership, et al. Release No. LR-25093 See Also: SEC Complaint
May 17, 2021	Roy Y. Gagaza Release No. LR-25091 See Also: SEC Complaint
May 17, 2021	Kirk Sperry and Sperry and Sons Capital Investments, LLC Release No. LR-25090 See Also: Consent of Defendant Kirk Sperry , LLC , Notice of Partial Settlement and Request to Vacate Pretrial and Trial Dates , Judgment as to Defendant Kirk Sperry , LLC
May 13, 2021	Knight Nguyen Investments, Christopher Knight Lopez, Forrest Andrew Jones, and Jayson Lopez Release No. LR-25089 See Also: SEC Complaint
May 13, 2021	DaRayl D. Davis and Affluent Advisory Group, LLC Release No. LR-25088
May 7, 2021	David N. Osegueda, et al. Release No. LR-25087
May 3, 2021	Richard Randall Release No. LR-25086 See Also: SEC Complaint
April 29, 2021	Rahsaan King and Students of Strength, Inc. Release No. LR-25085 See Also: SEC Complaint
April 28, 2021	Mark Ahn Release No. LR-25084 See Also: Final Judgement , Motion For Judgment , Consent
April 27, 2021	Peter R. Quartararo, Defendant, and Private Equity Solutions, Inc., Leonard Quartararo, Paul Casella, and Lisa Eckert, Relief Defendants Release No. LR-25083 See Also: SEC Complaint
April 27, 2021	Jonathan P. Maroney, Et. Al Release No. LR-25082 See Also: SEC Complaint
April 23, 2021	Andrew T. Franzone and FF Fund Management, LLC Release No. LR-25081 See Also: SEC Complaint
April 23, 2021	Gregory Altieri Release No. LR-25080 See Also: SEC Complaint , Consent Judgment
April 22, 2021	Corbyn W. Jones, Esq. Release No. LR-25079 See Also: SEC Complaint
April 22, 2021	Ubong Uboh and Tyler Crockett Release No. LR-25075 See Also: SEC Complaint
April 21, 2021	Lester Burroughs, Civ. Action Release No. LR-25078
April 21, 2021	Edward J. Kosinski Release No. LR-25077
April 20, 2021	Sheng-Wen Cheng Release No. LR-25076 See Also: SEC Complaint
April 20, 2021	Hai Khoa Dang Release No. LR-25074
April 19, 2021	Spot Tech House, Ltd., formerly known as Spot Option, Ltd., Malhaz Pinhas Patarkazishvili and Ran Amiran Release No. LR-25073 See Also: SEC Complaint
April 19, 2021	Morrie Tobin et al. Release No. LR-25072
April 15, 2021	Lev Parnas and David Correia Release No. LR-25071
April 15, 2021	Martin Silver Release No. LR-25070 See Also: SEC Complaint
April 13, 2021	Hughe Duwayne Graham, Donald Howard, Larry Louis Matyas Release No. LR-25069 See Also: SEC Complaint
April 8, 2021	Clarence Dean Alford Release No. LR-25068 See Also: Final Judgment
April 8, 2021	Zachary J. Horwitz, et al. Release No. LR-25067 See Also: SEC Complaint
April 7, 2021	William C. Skelley and Sohin S. Shah, Defendants Release No. LR-25066 See Also: SEC Complaint
April 6, 2021	Martin Shkreli, et al. Release No. LR-25065 See Also: SEC Complaint , Final Judgment

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