Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Nov. 21, 1997	Uniglobe Trading Company, Inc., et.al. Release No. LR-15568
Nov. 20, 1997	KS Resources, et al. Release No. LR-15567
Nov. 20, 1997	Richard P. Poirier, Jr., James E. Eaton and Michael S. Devegter Release No. LR-15565 See Also: Complaint in this matter
Nov. 19, 1997	Paramount Capital Management, Inc. and "John Doe" a/k/a "Kenneth Bridget" Release No. LR-15566
Nov. 18, 1997	CNC Trading Company, et al. Release No. LR-15564
Nov. 18, 1997	John S. Nadolski Release No. LR-15563
Nov. 17, 1997	John Logan Release No. LR-15562
Nov. 14, 1997	Vincent Setteducate Release No. LR-15561
Nov. 14, 1997	Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, and Joseph Kenton Capital, Ltd Release No. LR-15560
Nov. 13, 1997	Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody Release No. LR-15559
Nov. 13, 1997	David W. Laing and PCO, Inc., D/B/A Personal Choice Opportunities Release No. LR-15558
Nov. 12, 1997	Jerome C. Pinckney, Richard L. Arnold, Donald E. Elder, Fernando Cruz, Shaun K. R. Maxwell, Anthony Bukovich, and Six Capital Corporation Release No. LR-15557
Nov. 12, 1997	Peter R. DeGeorge Release No. LR-15556
Nov. 10, 1997	Teddy Wayne Solomon, Lisa Stevens, Platinum International, and Quantum Corp. a/k/a Quantum Trading Release No. LR-15555
Nov. 7, 1997	Financial Advisers, Inc., American Capital Funding, Inc., and FW Advisers Release No. LR-15554
Nov. 5, 1997	Shahryar Soroosh Release No. LR-15553
Nov. 5, 1997	Vladislav Steven Zubkis, et al. Release No. LR-15552
Nov. 5, 1997	Alan M. Stricoff Release No. LR-15551
Nov. 4, 1997	Robert D. Gersh Release No. LR-15550
Nov. 4, 1997	andrew S. Lane, Jack Lane, Jack O. Scher, Deborah S. Games, Craig L. Sampson, Bruce Sampson, and Tracy Ann Stoddart Release No. LR-15549
Oct. 31, 1997	Bond D. Fletcher and Mediajet, Inc. Release No. LR-15548
Oct. 30, 1997	Randall Smith Kuhlmann and David Sydney Darling Release No. LR-15547
Oct. 30, 1997	Mitchell A. Hammer and Joseph Letzelter, Jr. Release No. LR-15546
Oct. 29, 1997	Ronald J. Mitchellette and Robert Hardy Release No. LR-15545
Oct. 28, 1997	Hernan Jose Perez Release No. LR-15544
Oct. 27, 1997	Randall E. Bradbury, The Bradbury Financial Group, Inc., and T.B.F.G. International, Ltd. Release No. LR-15543
Oct. 24, 1997	David Scott Heredia Release No. LR-15542
Oct. 24, 1997	William D. Brosseau, et al. Release No. LR-15541
Oct. 24, 1997	Roy Handojo Release No. LR-15540
Oct. 24, 1997	Medco, Inc., et al. Release No. LR-15539
Oct. 21, 1997	offshore Financial Corporation, et al. Release No. LR-15538
Oct. 20, 1997	Bruce Van Wagner, et al. Release No. LR-15537
Oct. 20, 1997	Gary W. Berus, Patricia S. Gale, Robert W. Harper and Nancy A. Swoffer Release No. LR-15536
Oct. 20, 1997	Jerald Beagelman, Fred Lyman, Joseph Sanfellipo, and Elliot Stumacher Release No. LR-15535
Oct. 16, 1997	Hernan Jose Perez Release No. LR-15533
Oct. 16, 1997	Whitworth Energy Resources, Ltd., et al. Release No. LR-15534
Oct. 9, 1997	Atlantic Capital Corporation, Wall Street Marketing, Inc., Pullman Publications, Inc., Stephen DeCesare, Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochie Release No. LR-15532
Oct. 8, 1997	Cihaco International, Inc., Hartmut Haussecker, Bartley Carson Healy, and Tanya Llanes-Tarver Release No. LR-15531
Oct. 7, 1997	Mark E. Gatch and Henry Benjamin Schmidt Release No. LR-15530
Oct. 7, 1997	Atratech, Inc., Anthony Gurino, Vincent Sorena, Patrick Borello, Aug.o Aufiero, Stanley Kaplan, Francis J. O'Reilly, and Raymond Stankey Release No. LR-15529
Oct. 6, 1997	Continental Wireless Cable Television, Inc., Robin J. Mcpherson, Jay R. Bishop and Gene R. Cardenaz Release No. LR-15528
Oct. 6, 1997	James G. Hanley Release No. LR-15527
Oct. 2, 1997	John Patrick Brink Release No. LR-15526
Oct. 2, 1997	Gerard Burns, et al. Release No. LR-15524
Oct. 1, 1997	Jeffrey P. Sudikoff, Edward Cheramy and Rudy Wann Release No. LR-15522
Oct. 1, 1997	KS Resources, et al. Release No. LR-15525
Oct. 1, 1997	Russell S. Smith, et al. Release No. LR-15523
Sept. 30, 1997	Francis X. Wazeter, III, et al. Release No. LR-15521
Sept. 30, 1997	Robert Hunter, Edward R. Dudlik, Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph Mckeon, Kathy Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose, Jr., Raymond F. White, and H. Constance Neff Release No. LR-15520
Sept. 30, 1997	David R. Pfister, Richard G. Pfister, Ty Bartel, Nick A. Skansi, Nick L. Skansi, George S. Pharis, Chok-tat Tan, Jody L. Lafont, Jeffrey J. Jandegian, and Randolph R. Blackburn Release No. LR-15519
Sept. 30, 1997	Brian E. Willis and William Sanchez Release No. LR-15517
Sept. 30, 1997	Leonard Greer and Judah Wernick Release No. LR-15516
Sept. 30, 1997	Sam Moore Release No. LR-15515
Sept. 29, 1997	Phoenix Metals U.S.A. II, Inc., and Robert F. Flaherty Release No. LR-15514
Sept. 26, 1997	John Gardner Black, Devon Capital Management, Inc., and Financial Management Sciences, Inc. Release No. LR-15511
Sept. 26, 1997	Carlo D'Alelio Release No. LR-15513
Sept. 26, 1997	Sage Technology, Inc., Jamie Edelkind, and William R. Thiele Release No. LR-15512
Sept. 25, 1997	Harold J. Lee and Alfred Almeder Release No. LR-15510
Sept. 25, 1997	Dale J. Lange, et al. Release No. LR-15509
Sept. 25, 1997	Herbert Moskowitz; Carol Fox Foelak, Administrative Law Judge Release No. LR-15508 File Number: 3-9435
Sept. 25, 1997	Michael Borlinghaus, Joseph Latona, Leonard Bellezza, Jeffrey F. Green, Joseph P. Greenwald, and Heinz Grein Release No. LR-15507
Sept. 24, 1997	William H. Malek, Dean C. Turner and Michael L. Cooperstock Release No. LR-15506
Sept. 24, 1997	Whitworth Energy Resources, Ltd.; Williston Basin Holding Corp.; Amerivest Financial Group, Inc.; Peter Sacker; Jerry W. anderson; and Robert M. Kerns Release No. LR-15505
Sept. 22, 1997	Barnard Sackett, John H. Schriek and Enviroland, Ltd. Release No. LR-15504
Sept. 19, 1997	Terry Oneil Clifford, D/b/a Datasource Consulting Group Release No. LR-15503
Sept. 18, 1997	Club Atlanta Travel, Inc., David L. Straub, Frank Garner, and Fred Garner Release No. LR-15500
Sept. 18, 1997	Sept. 24, 1998 Release No. LR-15900
Sept. 18, 1997	International Breeders, Inc., First Western Ostrich Corp., Ostrich Breeders of America, Inc., Nsa, Inc., Capital Management and Development Corp., Jeffrey Davis, Bob Stewart, Freddie Don Stewart, Steven Stewart, Homer Rios, Clifford Stahl and Rik Foxx Release No. LR-15501
Sept. 17, 1997	Charles Anthony Ferracone, James W. Farrell, James L. Ericksteen, Gary L. Moore, Jill Hall, and Guido Bensberg Release No. LR-15499
Sept. 17, 1997	MicroWest Industries, Inc. et al. Release No. LR-15498
Sept. 17, 1997	Paul H. Borg Release No. LR-15497
Sept. 17, 1997	The Geneva Group and Nicholas Garcia Release No. LR-15496
Sept. 16, 1997	Telecom Marketing, Inc.; Telecom Industries, Inc.; Barry Smith; Midas Media, Inc.; Jeffrey Jolcover; Century Wireless Communications Corp.; Ron Schroeder; Tri-star Communications, Inc.; Paul Iwankowski; Brixel, Inc.; and John Field IV Release No. LR-15495
Sept. 15, 1997	Walter Clarence Busby, Jr. Release No. LR-15494
Sept. 15, 1997	Alpha Diversified Industries, Inc., Ralph W. Leblanc, and Robert M. Bingham Release No. LR-15493
Sept. 15, 1997	Roy Handojo Release No. LR-15492
Sept. 12, 1997	Edward M. Collins Release No. LR-15491
Sept. 12, 1997	Charles O. Huttoe, et al Release No. LR-15490
Sept. 11, 1997	Bernard Zelenka Release No. LR-15489 File Number: 3-9130
Sept. 11, 1997	Donald C. Ferguson, Renee Ferguson, David L. Fried, Albert L. Fried, and Matthew C. Ferry Release No. LR-15488
Sept. 11, 1997	Maury H. Joseph and Allen E. Beni Release No. LR-15487
Sept. 11, 1997	Channa Wickremeratne ("Channa Wick") Release No. LR-15486
Sept. 11, 1997	Scientific Software-Intercomp, Inc. Release No. LR-15485
Sept. 10, 1997	Michael Anthony Pierce, et al. Release No. LR-15484
Sept. 10, 1997	Mark A. Ritacco, et al. Release No. LR-15483
Sept. 9, 1997	Michael J. Oberholzer Release No. LR-15481
Sept. 8, 1997	Donald R. Moore, Individually and D/B/A International Society of Investors, et al. Release No. LR-15478
Sept. 8, 1997	Phoenix Continental Corporation, Michael T. Honey, and Robert Johnston Release No. LR-15480
Sept. 8, 1997	American Business Securities, Inc., Southwest Energy Consultants, Inc., Western Energy Acquisitions, Inc., Trans Terra Corporation, International, MacArthur Asset Management, Inc., Barry J. Zimmermann, John L. Casperson, Jr., Jeffrey L. Casperson, Jerome L. Casperson, Joseph L. Casperson, Tim L. Epps, and Thomas A. Hicks Release No. LR-15479
Sept. 5, 1997	The Infinity Group Company, Geoffrey P. Benson and Geoffrey J. O'Connor, et. al. Release No. LR-15477
Sept. 4, 1997	Hugh Thrasher, John H. anderson, Ezra Chammah, Stanley Elbaum, Scott Forbes, Guillermo Gomez a/k/a William Gomez, Stephen v.R. Goodhue, Jr., Ira Gorman, Gorman Commodities and Securities, Inc., Jonathan S. Hirsh, Ronald Kuznetsky, Darrell Sandy Marsh, Jack P. Marsh, Michael R. Newman, Roger K. Odwak, Angelo Petrotto, Lee Rosenblatt, Robert Sacks, Jeffrey A. Sanker, David Schaen, Leonard Schaen, Julian Schor, Gregg R. Shawzin, and Mark R. Shawzin Release No. LR-15476
Sept. 4, 1997	Keith Knutsson and Kaldi, Inc. Release No. LR-15475
Sept. 4, 1997	Wyatt Gene Ross, Lynn K. Ross, and Mickie E. Higgins-Hallke Release No. LR-15474
Sept. 4, 1997	J. Bristow anderson, Bradley F. Bahret, Deborah D. Bahret, Lisa R. Burgess-Pittman, Linda A. Connor, George L. Gore, Jr., Moroni Leon Jensen, Stephen J. Katz, Charles R. Perry, Jr. Release No. LR-15473
Sept. 4, 1997	Rob Nite, Philip L. Thomas, and David V. Sims Release No. LR-15472
Sept. 4, 1997	Jason S. Wall Release No. LR-15471
Sept. 4, 1997	Mark K. Curry and Joseph H. Curry Release No. LR-15470
Sept. 3, 1997	Ellis L. Deyon, Bradley T. Gullett (individually, and D.B.A. "Gullet and Associates"), William Hanke, Dove Investment Group, Inc. Sherwood H. Craig Release No. LR-15469
Sept. 2, 1997	Digitran Systems, Inc., Donald G. Gallent and James R. Bryan Release No. LR-15467
Sept. 2, 1997	Richard Warren & Associates, Inc., et. al. Release No. LR-15468

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