Administrative Proceeding File No. 3-17674

Respondents

Kon, Alexander
Release Date Release Number Other Release Numbers Name of Document
33-10501
  • 34-83336
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and 15(b) of the Securities Exchange Act of 1934
AP-5675 Stay Order
AP-5620 Order Rescheduling Hearing
AP-5606 Order Regarding Hearing Date
AP-5595 Order Rescheduling Hearing
AP-5587 Order Scheduling Prehearing Conference
AP-5532 Order Ratifying Actions and Denying Motion for Stay
AP-5391 Order Following Telephonic Conference and Setting Hearing Time and Location
AP-5375 Order Rescheduling Prehearing Conference
AP-5289 Notice to the Parties and Order Scheduling Prehearing Conference
AP-4821 Notice of Stay
AP-4795 Order Extending Stay
AP-4761 Stay Order
AP-4727 Order Rescheduling Hearing
AP-4724 Order Following Prehearing Conference
AP-4686 Order Granting Extension of Certain Prehearing Deadlines
AP-4617 Order Denying Respondent's Motion for Withdrawal
AP-4582 Order Denying Respondent's Motion for a Ruling On the Pleadings
AP-4541 Order Extending Deadline for Reply to Motion for Ruling On the Pleadings
AP-4524 Order On Motion for Interlocutory Review
AP-4505 Scheduling and General Prehearing Order
AP-4510 Order Extending Deadline to Respond to Motion for Ruling On the Pleadings
AP-4506 Order Granting Motion to Amend Answer
AP-4501 Order Regarding Respondent's Motion for Judgment On the Pleadings and Motion for Withdrawal
AP-4465 Order Following Prehearing Conference
AP-4437 Order Granting Motion to Extend Filing Deadline
AP-4408 Order Postponing Hearing and Scheduling Prehearing Conference
AP-4358 Order Scheduling Hearing and Designating Presiding Judge
33-10252
  • 34-79298
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Notice Regarding Respondent's Motion to Amend Answer. (Division does not oppose motion.)
Respondent's Motion to Amend Answer
Respondent's Motion for A Ruling on the Pleadings and Supporting Mem. of Law
Respondent's Motion for Withdrawal
Respondent's Motion for Interlocutory Review
Respondent's Amended Answer
Division of Enforcement's Response to Respondent's Motion for a Ruling on the Pleadings and Supporting Mem. of Law
Respondent's Answer
Respondent's Prehearing Submission Under Rule 222(a)
Stipulation of Division of Enforcement and Respondent Alexander Kon
Letter dated 1/5/18 from Division of Enforcement to ALJ Requesting that He Ratify all Prior Actions Made in this Proceeding, with Proposed Order
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and 15(b) of the Securities Exchange Act of 1934
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Granting Motion to Extend Filing Deadline
Order Following Prehearing Conference
Order Regarding Respondent's Motion for Judgment On the Pleadings and Motion for Withdrawal
Order Extending Deadline to Respond to Motion for Ruling On the Pleadings
Order Granting Motion to Amend Answer
Scheduling and General Prehearing Order
Order On Motion for Interlocutory Review
Order Extending Deadline for Reply to Motion for Ruling On the Pleadings
Order Denying Respondent's Motion for a Ruling On the Pleadings
Order Denying Respondent's Motion for Withdrawal
Order Granting Extension of Certain Prehearing Deadlines
Order Following Prehearing Conference
Order Rescheduling Hearing
Stay Order
Order Extending Stay
Notice of Stay
Notice to the Parties and Order Scheduling Prehearing Conference
Order Rescheduling Prehearing Conference
Order Following Telephonic Conference and Setting Hearing Time and Location
Order Ratifying Actions and Denying Motion for Stay
Order Scheduling Prehearing Conference
Order Rescheduling Hearing
Order Regarding Hearing Date
Order Rescheduling Hearing
Stay Order

Documents