Administrative Proceeding File No. 3-17393

Respondents

Peterson, Curtis A.
Release Date Release Number Other Release Numbers Name of Document
1124 Initial Decision
AP-4529 Order
AP-4493 Order Following Oral Argument
AP-4457 Order Scheduling Oral Argument
AP-4368 Protective Order
AP-4231 Scheduling Order
AP-4181 Order Postponing Hearing and Directing the Parties to Hold an Initial Prehearing Conference
AP-4114 Order Scheduling Hearing and Designating Presiding Judge
34-78639 Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Motion for Summary Disposition Against Respondent, Curtis A Peterson
Respondent, Curtis A. Peterson's Response in Opposition to the Division of Enforcement's Motion for Summary Disposition against Respondent, Curtis A. Peterson
Affidavit of Respondent
Division of Enforcement's Reply to Respondent Curtis A Peterson's Opposition to the Division of Enforcement's Motion for Summary Disposition
Respondent's Post Hearing Supplemental Brief
Division of Enforcement's Response to Respondent's Post Hearing Supplemental Brief
Initial Decision
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Directing the Parties to Hold an Initial Prehearing Conference
Scheduling Order
Protective Order
Order Scheduling Oral Argument
Order Following Oral Argument
Order

Documents