Administrative Proceeding File No. 3-15736

Respondents

King, Ryan C.
Release Date Release Number Other Release Numbers Name of Document
33-9715
  • 34-74162
  • IC-31434
 Order Making Findings and Concerning Civil Penalty and Terminating Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
AP-2073 Stay Order
AP-2022 Order Scheduling Prehearing Conference
AP-1572 Order Redesignating Presiding Judge
AP-1247 Order
AP-1229 Order Designating Presiding Judge
33-9543
  • 34-71471
  • IC-30903
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findi\
ngs, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Joint Motion Concerning an Agreement in Principle
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findi\
ngs, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing
Order Making Findings and Concerning Civil Penalty and Terminating Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
Order Designating Presiding Judge
Order
Order Redesignating Presiding Judge
Order Scheduling Prehearing Conference
Stay Order

Documents