Administrative Proceeding File No. 3-15601

Respondents

Fillet, Mitchell H.


Release Date	Release Number	Name of Document
May 27, 2015	34-75054	Opinion of the Commission
March 12, 2014	34-71706	Extension Order
Feb. 20, 2014	34-71583	Extension Order
Jan. 9, 2014	34-71277	Extension Order
Dec. 17, 2013	34-71100	Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 1, 2013			Application for Review
Jan. 29, 2014			Applicant Fillet's Brief in Support of Application for Review
Feb. 28, 2014			Brief of FINRA in Opposition to Application for Review
March 31, 2014			Applicant Fillet's Reply Brief
Dec. 9, 2014			Letter of 12/9/14 from Applicant Fillet to Assistant Secretary Peterson Requesting That His Petition for Review and Hearing of FINRA Panel Decision Be Addressed by Commission So That He Can Seek Appellate Court Review
Feb. 18, 2015			Letter of 2/10/15 from Applicant to Assistant Secretary Peterson Requesting That His Petition for Review and Hearing of FINRA Panel Decision Be Addressed by Commission So That He Can Seek Appellate Court Review.
April 14, 2016			Application for Review
June 27, 2016			FINRA's Motion to Dismiss Application for Review
June 28, 2016			Applicant's Brief in Support of Application for Review
July 27, 2016			FINRA's Brief in Opposition to Application for Review
Feb. 20, 2014			Extension Order
Dec. 17, 2013			Order Scheduling Briefs
Jan. 9, 2014			Extension Order
March 12, 2014			Extension Order
May 27, 2015			Opinion of the Commission