Accounting and Auditing Enforcement

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Date Sort descending Respondents
Release No. 33-11364, 34-102332, AAER-4562
Release No. 33-11363, 34-102306, AAER-4561
Release No. 33-11354, AAER-4556
Release No. 34-102231, IA-6828, AAER-4560
Release No. 34-102227, AAER-4559
Release No. 34-102225, AAER-4557
Release No. 33-11356, 34-102226, AAER-4558
Release No. 33-11353, 34-102195, AAER-4555
Release No. 34-102060, AAER-4554
Release No. 34-102047, AAER-4553
Release No. 34-102020, AAER-4552
Release No. 34-101988, AAER-4551
Release No. 34-101987, AAER-4550
Release No. 34-101972, AAER-4549
Release No. 34-101934, AAER-4548
Release No. 33-11344, 34-101931, AAER-4547
Release No. 34-101810, AAER-4545
Release No. 34-101804, AAER-4544
Release No. 34-101731, AAER-4543
Release No. 33-11328, 34-101702, AAER-4542
Release No. 34-101649, AAER-4541
Release No. 34-101585, AAER-4540
Release No. 34-101580, AAER-4539
Release No. 34-101579, AAER-4538
Release No. 33-11326, 34-101574, AAER-4537
Release No. 34-101353, AAER-4534
Release No. 33-11317, 34-101308, AAER-4533
Release No. 34-101307, AAER-4532
Release No. LR-26143, AAER-4531
See Also: SEC Complaint
Release No. 34-101214, AAER-4530
Release No. 33-11310, 34-101206, AAER-4528
Release No. 34-101205, AAER-4527
Release No. 34-101204, AAER-4526
Release No. 34-101203, AAER-4525
Release No. 34-101199, AAER-4524
Release No. 34-101119, AAER-4522
Release No. IA-6712, AAER-4521
Release No. LR-26112, AAER-4520
Release No. 33-11302, 34-101014, AAER-4519
Release No. IA-6691, AAER-4517
Release No. 34-100984, AAER-4518
Release No. 34-100917, AAER-4515
Release No. 34-100845, AAER-4514
Release No. LR-26078, AAER-4513
Release No. 33-11296, 34-100684, AAER-4512
Release No. 34-100419, AAER-4511
Release No. 34-100389, AAER-4510
Release No. 33-11289, 34-100288, AAER-4506
Release No. 34-100258, AAER-4505
Release No. 34-100250, AAER-4504
Release No. 34-100170, AAER-4503
Release No. 34-100165, IA-6607, IC-35195, AAER-4502
Release No. 34-100101, AAER-4501
Release No. 33-11283, 34-100053, AAER-4500
Release No. 33-11282, 34-100035, AAER-4499
Release No. 34-100007, AAER-4498
Release No. 34-99930, AAER-4497
Release No. LR-25972, AAER-4496
Release No. 33-11279, AAER-4495, 34-99835
Release No. LR-25950, AAER-4493
Release No. 33-11276, 34-99716, AAER-4492
Release No. 34-99638, AAER-4491
Release No. 33-11274, 34-99637, AAER-4490
Release No. 34-99518, AAER-4489
Release No. 34-99492, AAER-4488
Release No. 34-99483, AAER-4487
Release No. 33-11268, 34-99461, AAER-4486
Release No. LR-25934, AAER-4485
See Also: Opinion and Order
Release No. 34-99448, AAER-4484
Release No. 33-11267, 34-99384, AAER-4483
Release No. 34-99348, AAER-4482
Release No. 34-99308, AAER-4481
Release No. 33-11260, 34-99228, AAER-4480
Release No. LR-25915, AAER-4479
See Also: SEC Complaint
Release No. LR-25913, AAER-4478
See Also: SEC Complaint
Release No. 34-99074, AAER-4477
Release No. 33-11255, 34-99033, AAER-4475
Release No. LR-25902, AAER-4474
Release No. 34-98849, AAER-4473
Release No. 34-98788, AAER-4472
Release No. 34-98779, AAER-4471
Release No. 34-98667, AAER-4470
Release No. 33-11251, 34-98629, AAER-4469
Release No. 34-98622, AAER-4468
Release No. IA-6438, AAER-4464
Release No. 33-11248, 34-98616, AAER-4467
Release No. 34-98611, AAER-4465
Release No. 34-98615, AAER-4466
Release No. 34-98595, AAER-4463
Release No. 33-11245, 34-98577, AAER-4462
Release No. 34-98499, AAER-4461
Release No. 34-98492, AAER-4460
Release No. 33-11241, 34-98491, AAER-4459
Release No. 34-98352, AAER-4458
Release No. 34-98329, AAER-4457
Release No. 34-98307, AAER-4456
Release No. 34-98306, AAER-4455
Release No. 34-98275, AAER-4454
Release No. 34-98272, IA-6393, AAER-4453
Release No. 34-98243, AAER-4452