Comments on OCC Rulemaking

Corrected Order Scheduling Filing of Statements on Review
Notice of Filing of a Proposed Rule Change Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-81629 Jeffrey B. Korn, Wilkie Farr & Gallagher LLP, on behalf of the Options Clearing Corporation
Meeting with SEC Officials 34-81629 Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 27, 2018, meeting with representatives of the Options Clearing Corporation
Public Comment 34-81629 David H. Thompson, Cooper & Kirk, PLLC
Meeting with SEC Officials 34-81629 Memorandum from the Office of Commissioner Kara Stein regarding a September 27, 2018, meeting with representatives of the Options Clearing Corporation
Meeting with SEC Officials 34-81629 Memorandum from the Office of Commissioner Elad Roisman regarding a September 27, 2018, meeting with representatives of the Options Clearing Corporation
Public Comment 34-81629 David H. Thompson, Cooper & Kirk, PLLC, on behalf of Susquehanna International Group, LLP
Public Comment 34-81629 Jeffrey B. Korn, Wilkie Farr & Gallagher LLP, on behalf of the Options Clearing Corporation
Public Comment 34-81629 Jeffrey B. Korn, Willkie Farr & Gallagher LLP, on behalf of the Options Clearing Corporation
Public Comment 34-81629 Jeffrey B. Korn, Willkie Farr & Gallagher LLP, on behalf of the Options Clearing Corporation
Public Comment 34-81629 David H. Thompson, Cooper & Kirk, PLLC, on behalf of Susquehanna International Group, LLP
Public Comment 34-81629 Jeffrey B. Korn, Willkie Farr & Gallagher LLP
Public Comment 34-81629, 34-82596 Joseph Kamnik, Senior Vice President & Chief Regulatory Counsel, Options Clearing Corporation
Public Comment 34-81629 David H. Thompson, Cooper & Kirk, PLLC
Public Comment 34-74202, 34-81629 Ellen Greene, Managing Director, Financial Services Operations, SIFMA
Public Comment 34-81629 David H. Thompson, Cooper & Kirk, PLLC, Counsel for Petitioners Susquehanna International Group, LLP, Miami International Securities Exchange, LLC, and BOX Options Exchange, Inc.
Public Comment 34-81629 Petitioners' Reply to the Options Clearing Corporation's Reply to Petitioners' Submission on Remand
Public Comment 34-81629 The Options Clearing Corporation's Reply to Petitioners' Submission on Remand and in Further Support of the Re-Approval of the Capital Plan
Public Comment 34-81629 Petitioner's Submission on Remand from the U.S. Court of Appeals for the District of Columbia Circuit in Opposition to Proposed Rule Change Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility
Public Comment 34-81629 SIG Motion for Extension of Time
Public Comment 34-81629 Joseph Kamnik, Senior Vice President and General Counsel, The Options Clearing Corporation
Public Comment 34-74136 Brian Sopinsky, General Counsel, Susquehanna International Group, LLP, Bala Cynwyd, Pennsylvania
Public Comment 34-74136 Eric Swanson, General Counsel and Secretary, BATS Global Markets, Inc., Lenexa, Kansas
Public Comment 34-74136 Tony McCormick, Chief Executive Officer, BOX Options Exchange
Public Comment 34-74136 James Brown, Executive Vice President and General Counsel, The Options Clearing Corporation
Meeting with SEC Officials 34-73551, 34-74202, 34-74136 Memorandum from the Office of the Chair regarding a February 25, 2015, meeting with representatives of Intercontinental Exchange (ICE)
Public Comment 34-74136 Barbara J. Comly, Esq., Executive Vice President, General Counsel & Corporate Secretary, Miami International Securities Exchange, LLC
Public Comment 34-74136 Eric Swanson, BATS Global Markets, Inc., Lenexa, Kansas
Public Comment 34-74136 John McCarthy, General Counsel, KCG Holdings, Inc.
Public Comment 34-74136 Richard J. McDonald, Chief Regulatory Counsel, Susquehanna International Group, LLP
Public Comment 34-74136 John McCarthy, General Counsel, KCG Holdings, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-OCC-2015-02
Release Number
34-81629
34-74136
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