Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information

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Date Received
Date Letter Type Commenter Name
Public Comment James P. Galvin, Esq., Galvin Legal, PLLC
Public Comment James P. Galvin, Esq., Galvin Legal, PLLC
Public Comment James P. Galvin, Esq., Galvin Legal, PLLC
Public Comment James P. Galvin, Esq., Galvin Legal, PLLC
Public Comment James P. Galvin, Attorney
Public Comment James P. Galvin, Attorney
Public Comment James P. Galvin, Attorney
Public Comment James P. Galvin, Attorney
Public Comment Mignon McLemore, Associate General Counsel, Office of General Counsel, Financial Industry Regulatory Authority, Inc.
Public Comment Russell Del Toro, Esq., TCM, P.S.C.
Public Comment Allen Wagner
Public Comment Andrew Hartnett, NASAA President and Deputy Commissioner, Iowa Insurance Division, North American Securities Administrators Association, Inc.
Public Comment Celiza P. Bragança, Past-President, PIABA Foundation, Inc. and Jason R. Doss, Director Past-President and Founding Director, PIABA Foundation, Inc.
Public Comment Hugh D. Berkson, President, Public Investors Arbitration Bar Association
Public Comment Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Public Comment Tosh Grebenik
Public Comment Mignon McLemore, Associate General Counsel, FINRA
Public Comment Lee Greer
Public Comment Ronald Beckner
Public Comment John O'Bannon, CPFATM Financial Advisor, Diversified Financial Group
Public Comment Michael P. Austin, CFP
Public Comment Randall Evans, Quality Assurance, Forge Biologics
Public Comment Benjamin P. Edwards, Associate Professor of Law, University of Nevada, Las Vegas, William S. Boyd School of Law
Public Comment Celiza Bragança, President, PIABA and Jason R. Doss, Past-President and Founding Director, PIABA
Public Comment Jennifer W. Burke, Esq. On Behalf of Hennion & Walsh, Inc.
Public Comment Melanie Senter Lubin, President and Maryland Securities Commissioner, North American Securities Administrators Association
Public Comment Michael S. Edmiston, President, PIABA
Public Comment Robin M. Traxler, Senior Vice President, Policy & Deputy General Counsel, Financial Services Institute
Public Comment Samantha Giuglianotti, Legal Intern, et al.
Public Comment Scott Eichhorn, Acting Director, University of Miami, School of Law et al.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2022-024
Release Number
34-95455
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