Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information

[Release No. 34-95455; File No. SR-FINRA-2022-024]

Dec. 21, 2022 Russell Del Toro, Esq., TCM, P.S.C.
Dec. 7, 2022 Allen Wagner
Dec. 7, 2022 Andrew Hartnett, NASAA President and Deputy Commissioner, Iowa Insurance Division, North American Securities Administrators Association, Inc.
Dec. 7, 2022 Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Dec. 7, 2022 Hugh D. Berkson, President, Public Investors Arbitration Bar Association
Dec. 7, 2022 Celiza P. Bragança, Past-President, PIABA Foundation, Inc. and Jason R. Doss, Director Past-President and Founding Director, PIABA Foundation, Inc.
Nov. 21, 2022 Tosh Grebenik
Nov. 10, 2022 Mignon McLemore, Associate General Counsel, FINRA
Oct. 13, 2022 Lee Greer
Oct. 12, 2022 Ronald Beckner
Oct. 11, 2022 John O’Bannon, CPFATM Financial Advisor, Diversified Financial Group
Oct. 11, 2022 Michael P. Austin, CFP
Oct. 8, 2022 Randall Evans, Quality Assurance, Forge Biologics
Sep. 6, 2022 Scott Eichhorn, Acting Director, University of Miami, School of Law et al.
Sep. 6, 2022 Robin M. Traxler, Senior Vice President, Policy & Deputy General Counsel, Financial Services Institute
Sep. 6, 2022 Seth A. Miller, General Counsel, President, Advocacy & Administration, Cambridge Investment Research, Inc.
Sep. 6, 2022 Michael S. Edmiston, President, PIABA
Sep. 6, 2022 William A. Jacobson, Director, Cornell Securities Law Clinic
Sep. 6, 2022 Melanie Senter Lubin, President and Maryland Securities Commissioner, North American Securities Administrators Association
Sep. 6, 2022 Benjamin P. Edwards, Associate Professor of Law, University of Nevada, Las Vegas, William S. Boyd School of Law
Sep. 6, 2022 Celiza Bragança, President, PIABA and Jason R. Doss, Past-President and Founding Director, PIABA
Sep. 6, 2022 Samantha Giuglianotti, Legal Intern, et al.
Sep. 6, 2022 Jennifer W. Burke, Esq. On Behalf of Hennion & Walsh, Inc.
Sep. 2, 2022 Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Aug. 31, 2022 Michael Neal
Aug. 31, 2022 Meredith A. Webber, Financial Advisor
Aug. 31, 2022 Edward J. Mcmahon, Series 27, 7, 63 Advisor
Aug. 31, 2022 Bruce E. Supernault
Aug. 30, 2022 Richard Mitchell, Financial Advisor
Aug. 30, 2022 Trish Howe
Aug. 30, 2022 Tosh Grebenik, Securities Attorney
Aug. 30, 2022 Anonymous, PlanMember Sec
Aug. 30, 2022 Charles Altizer, IAR/Advisor
Aug. 30, 2022 Scott Sonnier, RIA
Aug. 30, 2022 Frederick J. Dawson, Raymond James Financial Services
Aug. 30, 2022 Ross Anderson, Certified Financial Planner
Aug. 30, 2022 Louis Ambrosio, RIA
Aug. 30, 2022 David Holland, Financial Advisor
Aug. 30, 2022 Jen Ferguson, CEO, Symphony Financial Team
Aug. 30, 2022 Jesse Lunin-Pack, Registered Rep
Aug. 24, 2022 Monte Snider, Wealth Advisor
Aug. 24, 2022 Dochtor Kennedy, President & Founder, AdvisorLaw, LLC
Aug. 24, 2022 Josh Barber
Aug. 23, 2022 James Maher, Maher Financial
Aug. 23, 2022 Douglas W. O'Connell, Certified Financial Planner
Aug. 20, 2022 David E. Robbins
Aug. 18, 2022 Steven B. Caruso
Aug. 17, 2022 KK, Financial Advisor, Financial Solutions
Aug. 16, 2022 Lee Rycraft, Advisor
Aug. 16, 2022 Justine Tobin, ER of Tobin Company Securities LLC
Aug. 16, 2022 Gregory J. Karis, CEO Investment Advisor State Registered
Aug. 16, 2022 Thomas Robbins, Certified Financial Advisor
Aug. 16, 2022 Victoria Staudinger, Financial Advisor