Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Received
Date Letter Type Commenter Name
Public Comment Richard Malato, Chicago, Illinois
Public Comment Securities Industry and Financial Markets Association, American Bankers Association, The Financial Services Roundtable, and The Clearing House Association
Public Comment Steve Israel, Member of Congress
Public Comment Christopher Glasspool, Chelan, Washington
Public Comment Enrico Petrucco, Schenectady, United States Minor Outlying Islands
Public Comment Keith Jones, South Amboy, New Jersey
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 7, 2012, meeting with representatives of Goldman Sachs
Public Comment Ryan Huggins, Merriam, Kansas
Public Comment Sandra Ryan, Houston, Texas
Public Comment Demetri Kofinas, Washington, District of Columbia
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 6, 2012, meeting with representatives of London Financial Services Authority
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 6, 2012, meeting with representatives of TIAA-CREF
Public Comment Brody Bothwell, Pelham, Alabama
Public Comment Gordon Anderson, Houston, Texas
Public Comment Patrick Regan, Munich, Germany
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a March 1, 2012, meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Trading and Markets regarding a February 29, 2012, conference call with representatives of the Canadian Securities Administrators
Public Comment Juan Pablo Arango Arango, Superintendente Financiero de Colombia
Public Comment Manuel Sager, Ambassador, Embassy of Switzerland in the United States of America
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 28, 2012, meeting with Professor Simon Johnson
Public Comment Bob Goodlatte, Member of Congress
Public Comment Benedetta A. Kissel, Retired Attorney, Arlington, Virginia
Public Comment George Determann, Louisville
Public Comment Senator Michael F. Bennet, U.S. Senate
Public Comment Andrew Reyburn, Michigan
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 23, 2012, meeting with representatives of the Committee on Investment of Employee Benefit Assets (CIEBA)
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 16, 2012, meeting with BlackRock
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 16, 2012, meeting with representatives of the Financial Services Roundtable
Public Comment Abbott Laboratories, American Insurance Corporation, Anadarko Petroleum Corporation, Arch Coal, Inc., Association for Financial Professionals, Business Roundtable, Caterpillar Inc., Chesapeake Energy Corporation, Convergys, Darden Restaurants, Inc., Devon Energy Corporation, DuPont Co., Eaton Corporation, Financial Executives International, FMC, GE, Goodrich, HCA, Macy's Inc., Motorola Solutions, National Association of Corporate Treasurers, National Association of Manufacturers, Nissan Motor Acceptance Corporation, Qualcomm Incorporated, Safeway Inc., The Boeing Company, The Real Estate Roundtable, The U.S. Chamber of Commerce, UPS, Yocum Oil Company, Inc.
Public Comment Margrethe Vestager, Minister of Economic Affairs and the Interior, Denmark, and President, EU Council of Ministers

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-41-11
Release Number
34-65545
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