Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Received
Date Letter Type Commenter Name
Public Comment Karen Michaelis
Public Comment Kate Mitchell, Managing Director, Scale Venture Partners and Sharon Wienbar, Managing Director, Scale Venture Partners
Public Comment Lee Brown, Lee S. Brown Fine Arts
Public Comment Liz Amsden
Public Comment Mary Jane Sutliff
Public Comment Mary Levendos
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a February 8, 2012, meeting with representatives of Grosvenor Capital Management, L.P.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 8, 2012, meeting with representatives of Bank of Oliver Wyman
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguila regarding a February 8, 2012, meeting with representatives of Bank of America and Merrill Lynch
Public Comment Michael A. Carusi, Managing Director, Advanced Technology Ventures
Public Comment Michel Barnier, Member, European Commission
Public Comment Mike Cramton
Public Comment Sarah McKee
Public Comment Steve Westly, Managing Partner The Westly Group
Public Comment William R. Hambrecht, Chairman and CEO, WR Hambrecht + Co
Public Comment Zane E. Brown, Partner & Fixed Income Strategist, Lord, Abbett & Co. LLC
Public Comment Kurt J. Laning, FSA, President, Clark Consulting
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 7, 2012, meeting with representatives of Morgan Stanley
Public Comment Scott A. Cammarn, Special Counsel, Cadwalader, Wickersham & Taft LLP
Public Comment Chuck Bracht, Executive Vice President, BBVA Compass Consulting and Benefits, Inc.
Public Comment David Fischer, Manager, Gal Hill Capital
Public Comment George Michaels, CEO, G2 FinTech
Public Comment Joe B. Jones, Financial Representative, The Jayhawk Financial Group, Lawrence, Kansas
Public Comment Joshua L. Green, General Partner, Mohr Davidow
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 6, 2012, meeting with representatives from Canadian Banks and the Canadian Bankers Association
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 3, 2012, meeting with representatives of the Investment Company Institute
Public Comment Brent Ahrens, General Partner, Canaan Partners
Public Comment Bruce A. Ortwine, General Counsel, Americas, The Sumitomo Trust & Banking Co., Ltd.
Public Comment Deepak Kamra, General Partner, Canaan Partners
Public Comment Eric Young, Partner, Canaan Partners

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-41-11
Release Number
34-65545
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