Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 1, 2012, meeting with representatives of the Investment Company Institute
Public Comment Jeanne Shaheen, United States Senator
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 23, 2012, meeting with representatives of GE Capital Corp.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 23, 2012, meeting with representatives of Credit Suisse
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 23, 2012, meeting with representatives of the National Bank Financial
Public Comment Richard A. Dorfman, Managing Director, Head of Securitization, and Christopher B. Killian, Managing Director, SIFMA
Public Comment Jeff A. Merkley and Carl Levin, Unites States Senate
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 17, 2012, meeting with representatives of Australian Banks
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a May 9, 2012, meeting with representatives of the Bond Dealers of America
Public Comment Ben Tamlyn, New York, New York
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding a May 1, 2012, meeting with representatives of the British Bankers' Association
Public Comment Henry T. Bernstein
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 4, 2012, meeting with representatives of Americans for Financial Reform, Public Citizen, and the International Brotherhood of Teamsters
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 26, 2012, meeting with representatives of the National Association of Insurance Commissioners
Public Comment Denise L. Nappier, Treasurer of the State of Connecticut, Hartford, Connecticut
Public Comment Rep. Earl Blumenauer, et al., U.S. House of Representatives
Public Comment S. Kaplan
Public Comment Sen. Jeffrey A. Merkley, et al., United States Senate
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 25, 2012, meeting with EU Economic Counselors
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 24, 2012, meeting with Professor Matthew Richardson
Public Comment David Lawton, Acting Director of Markets, Financial Services Authority, London, United Kingdom
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 23, 2012, meeting with representatives of the Massachusetts Educational Financing Authority
Public Comment J. Scott Colesanti, Associatiate Professor of Legal Writing, and Melissa Cefalu, David Feldman, Alexander Sand, Le-el Sinai, and Judd Taback, Law Students, Hofstra University
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 19, 2012, meeting with representatives of Credit Suisse Group AG
Public Comment Stephen S. Roach, Senior Fellow, Yale University
Public Comment Sen. Sherrod Brown and Sen. Tom Harkin, U.S. Senators
Public Comment Robert Pickel, Chief Executive Officer, International Swaps and Derivatives Association, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a meeting with members of SIMFA, Citigroup, RBS Global Banking and Markets, Bank of America, Deutsche Bank and Sidley Austin
Public Comment Ralph S. Saul
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 6, 2012, meeting with representatives of Americans for Financial Reform

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-41-11
Release Number
34-65545
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