Proposed Rule: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers

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Date Received
Date Letter Type Commenter Name
Public Comment J. Edmund Colloton, COO and Managing Partner, Bessemer Venture Partners
Public Comment J. Stephen Zielezienski, Senior Vice President & General Counsel, and Phillip L. Carson, Assistant General Counsel, American Insurance Association
Public Comment Jason P. Andris, Managing Director, Venture Investment Associates, Peapack, New Jersey
Public Comment Joanne De Laurentiis, President and CEO, The Investment Funds Institute of Canada
Public Comment John Geschke, General Counsel, Norwest Venture Partners, Palo Alto, California
Public Comment John H. Heuberger, Hal M. Brown, DLA Piper LLP
Public Comment John J. Park, General Partner & CFO, Cardinal Partners
Public Comment John M. Mino, Partner, and Gerald A. Monroe, Partner; Calfee, Halter and Griswold LLP, Cleveland, Ohio
Public Comment John V. Jaggers, Managing General Partner, Sevin Rosen Funds
Public Comment John W. Buttrick, Partner, Union Square Ventures, New York, New York
Public Comment Katten Muchin Rosenman LLP on behalf of Certain Non-U.S Advisers
Public Comment Katten Muchin Rosenman LLP on behalf of Certain Non-U.S. Insurance Companies
Public Comment Kirk B. Griswold, Founding Partner, Argosy Capital, Wayne, Pennsylvania
Public Comment Leonard Nero, CFO, MissionPoint Capital Partners, Norwalk, Connecticut
Public Comment Marc E. Goldberg, Managing Director, BioVentures Investors
Public Comment Marc E. Sacks, Senior Managing Director, and Thomas E. Galuhn, Senior Managing Director, Mesirow Financial
Public Comment Mark Berman and Philip Thomas, CompliGlobe Ltd.
Public Comment Mark N. Polebaum, Executive Vice President and General Counsel, MFS Investment Management, Boston, Massachusetts
Public Comment Mary Dent, Jason Doren, and Sven Weber, SVB Financial Group, Palo Alto, California
Public Comment Mary Richardson, Director of Regulatory and Tax Department, The Alternative Investment Management Association Limited, London, United Kingdom
Public Comment Michael P. Maher, Chief Financial Officer, U.S. Venture Partners
Public Comment Non-US Adviser
Public Comment P. Sherrill Neff, Partner, Quaker BioVentures
Public Comment Peter C. Brockway, Managing Partner, Brockway Moran & Partners, Inc.
Public Comment Peter De Proft, Director General, European Fund and Asset Management Association (EFAMA), Bruxells, Belgium
Public Comment Pierre Bollon, submitted on behalf of AFG (French Asset Management Association), France
Public Comment Portfolio Manager, Hartford, Connecticut
Public Comment Richard H. Baker, President and CEO, Managed Funds Association
Public Comment Rick D. Anderson, Matthew S. Crawford, and Evan S. Melrose, M.D., PTV Sciences
Public Comment Robert Jackowitz, Chief Financial Officer, Pine Brook Road Partners, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-37-10
Release Number
IA-3111
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