Proposed Rule: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers

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Date Received
Date Letter Type Commenter Name
Public Comment Seward & Kissel LLP
Public Comment James Chanos, Chairman, Coalition of Private Investment Companies, New York, New York
Public Comment James Tullis, CEO and Managing Partner, Tullis-Dickerson/Tullis Health Investors
Public Comment Christopher M. Salter, O'Melveny & Myers LLP, on behalf of the China Venture Capital and Private Equity Association, Hong Kong Venture Capital and Private Equity Association and the Singapore Venture Capital and Private Equity Association
Public Comment Georg Merkl, Binz, Switzerland
Public Comment Senator Carl Levin, Chairman, Permanent Subcommittee on Investigations, United States Senate
Public Comment Alan F. Eisenberg, Executive Vice President, Emerging Companies & Business Development, Biotechnology Industry Organization
Public Comment Americans for Financial Reform
Public Comment Amit Rajput, Vice-President, Finance, Wellington Financial LP, Toronto, Canada
Public Comment Barbara Muir, Bank of Montreal; Thomas A. Shree, Royal Bank of Canada; and Brian A. Murdock, The Toronto-Dominion Bank
Public Comment Bart A. Shirley, CFA, Managing Partner, Cuyahoga Capital Partners, Cleveland, Ohio
Public Comment Brett T. Palmer, Small Business Investor Alliance, National Association of Small Business Investment Companies, Washington, District of Columbia
Public Comment Brian Sopinsky, General Counsel, Susquehanna International Group, LLP, Bala Cynwyd, Pennsylvania
Public Comment Bryan Chegwidden, Cameron Fairall, and Mark Tannenbaum, Ropes & Gray LLP, New York, New York
Public Comment Chris Fralic, Robert Hayes, Josh Kopelman, Howard Morgan, Managing Partners, First Round Capital
Public Comment CounselWorks LLC
Public Comment Damon Silvers, Director of Policy Special Counsel, AFL-CIO, Washington, District of Columbia
Public Comment David H. Pankey, McGuireWoods LLP
Public Comment David T. Jones, Proskauer Rose LLP
Public Comment Davis Polk & Wardwell LLP
Public Comment Debevoise & Plimpton LLP, Washington, District of Columbia
Public Comment Dechert LLP, on behalf of Foreign Adviser, Washington, District of Columbia
Public Comment Dechert LLP, Washington, District of Columbia
Public Comment DLA Piper LLP (US)
Public Comment Doug French, Joe Cunningham, and Kevin M. Lalande, Managing Directors, Santé Ventures
Public Comment Fred L. Levy, Brown Rudnick LLP
Public Comment Gilbert G. Menna, Goodwin Proctor LLP
Public Comment Grace A. Ames, General Partner, Chief Operating Officer, Oak Investment Partners
Public Comment Hilary Strain, Chief Financial Officer, Alta Partners
Public Comment Howard S. Zeprun, Chief Administrative Officer and General Counsel, Trident Capital, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-37-10
Release Number
IA-3111
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