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Proposed Rule: Rules Implementing Amendments to the Investment Advisers Act of 1940

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Date Sort descending	Letter Type	Commenter Name
Nov. 30, 2010	Public Comment	Amy Klein, Menlo Park, California
Nov. 30, 2010	Public Comment	Philip Tuttle, Student, South Bend, Indiana
Nov. 29, 2010	Public Comment	Cindi Showalter, CSA Wealth Management, LLC, Axton, Virginia
Nov. 23, 2010	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a November 23, 2010, meeting with representatives of the Managed Funds Association

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-36-10

Release Number

IA-3110

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Proposed Rule: Rules Implementing Amendments to the Investment Advisers Act of 1940

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Proposed Rule: Rules Implementing Amendments to the Investment Advisers Act of 1940

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