New Threshold for Federal Registration: Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Sort descending	Letter Type	Commenter Name
March 28, 2012	Public Comment	Anonymous Attorney
April 11, 2011	Public Comment	Anonymous
Nov. 4, 2010	Public Comment	Cindi Showalter, Investment Manager, Axton, Virginia
Oct. 30, 2010	Public Comment	Krista Zipfel, Advisor Solutions Group, Inc., NEWPORT BEACH, California
Oct. 7, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Sept. 18, 2010	Public Comment	Anonymous
Sept. 17, 2010	Public Comment	Judith Gross, Principal, JG Advisory Services
Sept. 9, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Sept. 9, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Aug. 27, 2010	Public Comment	Robert Schwenneker
Aug. 16, 2010	Public Comment	Robert a Mchardy, Mr, Engineer, Lapeer, Michigan
Aug. 10, 2010	Public Comment	Molly E. Pengra, President, Pengra Capital Management, Inc.
July 29, 2010	Public Comment	Raiford Garrabrant, CFA
July 28, 2010	Public Comment	Robin McLeish, Virginia Beach, Virginia

Last Reviewed or Updated: Dec. 18, 2025